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DUK

Duke Energy CORP

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2925
SEC CIK
0001326160
Parsed reports
816

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202605
Mar 202603
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2020 Filed Mar 2, 2020 22:41 UTC
Savoy Brian DSVP,Chief Transform&AdminOff
Tax withholdingCommon Stock 126 $94.99 $11,968.74
Disclosure

SEC source: 0001326160-20-000095 · wf-form4_158318885410231.xml · nonDerivative · entry 1

Savoy Brian D · CIK 0001585865 · SVP,Chief Transform&AdminOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:40 UTC
Anderson Melissa H.EVP & Chief HR Officer
Tax withholdingCommon Stock 405 $94.99 $38,470.95
Disclosure

SEC source: 0001326160-20-000094 · wf-form4_158318883196059.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,987

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:40 UTC
Jacobs Dwight L.SVP,Chf Acct Off,Tax,Control
Tax withholdingCommon Stock 84 $94.99 $7,979.16
Disclosure

SEC source: 0001326160-20-000093 · wf-form4_158318881024593.xml · nonDerivative · entry 1

Jacobs Dwight L. · CIK 0001742689 · SVP,Chf Acct Off,Tax,Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:40 UTC
Ghartey-Tagoe KodwoEVP & Chief Legal Officer
Tax withholdingCommon Stock 89 $94.99 $8,454.11
Disclosure

SEC source: 0001326160-20-000092 · wf-form4_158318878961425.xml · nonDerivative · entry 1

Ghartey-Tagoe Kodwo · CIK 0001789558 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,678

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:13 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
SaleCommon Stock 6,165 $99.67 $614,453.22
Disclosure

SEC source: 0001326160-20-000078 · wf-form4_158283801640591.xml · nonDerivative · entry 1

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,074

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:14 UTC SaleCommon Stock 212 $99.29 $21,049.48
Disclosure

SEC source: 0001326160-20-000079 · wf-form4_158283803845512.xml · nonDerivative · entry 1

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,402

F1 · balance_after: Executed pursuant to a Rule 10b5-1 Plan which was previously entered into by Mr. Young.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:14 UTC
Anderson Melissa H.EVP & Chief HR Officer
SaleCommon Stock 200 $101.69 $20,337.00
Disclosure

SEC source: 0001326160-20-000080 · wf-form4_158283806003497.xml · nonDerivative · entry 2

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:14 UTC
Anderson Melissa H.EVP & Chief HR Officer
SaleCommon Stock 7,800 $101.68 $793,104.00
Disclosure

SEC source: 0001326160-20-000080 · wf-form4_158283806003497.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,592

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:14 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Tax withholdingCommon Stock 5,597 $102.43 $573,300.71
Disclosure

SEC source: 0001326160-20-000067 · wf-form4_158266525820318.xml · nonDerivative · entry 3

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,670

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:14 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 12,520 $102.43 $1,282,423.60
Disclosure

SEC source: 0001326160-20-000067 · wf-form4_158266525820318.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:14 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Tax withholdingCommon Stock 1,213 $102.43 $124,247.59
Disclosure

SEC source: 0001326160-20-000067 · wf-form4_158266525820318.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,747

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:15 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
Tax withholdingCommon Stock 4,198 $102.43 $430,001.14
Disclosure

SEC source: 0001326160-20-000070 · wf-form4_158266532552201.xml · nonDerivative · entry 3

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,239

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:15 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
Exercise / conversionCommon Stock 9,390 $102.43 $961,817.70
Disclosure

SEC source: 0001326160-20-000070 · wf-form4_158266532552201.xml · nonDerivative · entry 2

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:15 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
Tax withholdingCommon Stock 788 $102.43 $80,714.84
Disclosure

SEC source: 0001326160-20-000070 · wf-form4_158266532552201.xml · nonDerivative · entry 1

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,047

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:16 UTC
ESAMANN DOUGLAS FEVPEnrgySol&PresMidW&FL&NatGas
Tax withholdingCommon Stock 737 $102.43 $75,490.91
Disclosure

SEC source: 0001326160-20-000072 · wf-form4_158266536921141.xml · nonDerivative · entry 1

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,939

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:13 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 39,176 $102.43 $4,012,797.68
Disclosure

SEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 3

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,547

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:13 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionCommon Stock 87,642 $102.43 $8,977,170.06
Disclosure

SEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 2

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:13 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 5,667 $102.43 $580,470.81
Disclosure

SEC source: 0001326160-20-000065 · wf-form4_158266520633929.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,081

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:16 UTC
Savoy Brian DSVP,Chief Transform&AdminOff
Tax withholdingCommon Stock 130 $102.43 $13,315.90
Disclosure

SEC source: 0001326160-20-000073 · wf-form4_158266539132034.xml · nonDerivative · entry 1

Savoy Brian D · CIK 0001585865 · SVP,Chief Transform&AdminOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:17 UTC
Ghartey-Tagoe KodwoEVP & Chief Legal Officer
Tax withholdingCommon Stock 93 $102.43 $9,525.99
Disclosure

SEC source: 0001326160-20-000074 · wf-form4_158266541586767.xml · nonDerivative · entry 1

Ghartey-Tagoe Kodwo · CIK 0001789558 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:16 UTC Tax withholdingCommon Stock 1,400 $102.43 $143,402.00
Disclosure

SEC source: 0001326160-20-000071 · wf-form4_158266534676532.xml · nonDerivative · entry 3

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,614

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:16 UTC Exercise / conversionCommon Stock 3,130 $102.43 $320,605.90
Disclosure

SEC source: 0001326160-20-000071 · wf-form4_158266534676532.xml · nonDerivative · entry 2

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:16 UTC Tax withholdingCommon Stock 873 $102.43 $89,421.39
Disclosure

SEC source: 0001326160-20-000071 · wf-form4_158266534676532.xml · nonDerivative · entry 1

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,884

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Anderson Melissa H.EVP & Chief HR Officer
Tax withholdingCommon Stock 1,155 $102.43 $118,306.65
Disclosure

SEC source: 0001326160-20-000069 · wf-form4_158266530264909.xml · nonDerivative · entry 3

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,392

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Anderson Melissa H.EVP & Chief HR Officer
Exercise / conversionCommon Stock 3,130 $102.43 $320,605.90
Disclosure

SEC source: 0001326160-20-000069 · wf-form4_158266530264909.xml · nonDerivative · entry 2

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Anderson Melissa H.EVP & Chief HR Officer
Tax withholdingCommon Stock 429 $102.43 $43,942.47
Disclosure

SEC source: 0001326160-20-000069 · wf-form4_158266530264909.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,417

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:14 UTC
Jacobs Dwight L.SVP,Chf Acct Off,Tax,Control
Tax withholdingCommon Stock 84 $102.43 $8,604.12
Disclosure

SEC source: 0001326160-20-000066 · wf-form4_158266523431965.xml · nonDerivative · entry 1

Jacobs Dwight L. · CIK 0001742689 · SVP,Chf Acct Off,Tax,Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:14 UTC
Sideris Harry K.SVP, Customer Exp & Services
Tax withholdingCommon Stock 88 $102.43 $9,013.84
Disclosure

SEC source: 0001326160-20-000068 · wf-form4_158266528282472.xml · nonDerivative · entry 1

Sideris Harry K. · CIK 0001789776 · SVP, Customer Exp & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,901

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:47 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 200 $101.93 $20,386.00
Disclosure

SEC source: 0001326160-20-000046 · wf-form4_158223523072375.xml · nonDerivative · entry 3

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,960

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:47 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Disposition to issuerCommon Stock 1,500 $101.93 $152,889.00
Disclosure

SEC source: 0001326160-20-000046 · wf-form4_158223523072375.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,160

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:47 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
GrantCommon Stock 8,393 $101.42 $851,218.06
Disclosure

SEC source: 0001326160-20-000046 · wf-form4_158223523072375.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,660

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 8,375 shares of common stock pursuant to an exempt transaction.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:50 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
GrantCommon Stock 6,662 $101.42 $675,660.04
Disclosure

SEC source: 0001326160-20-000053 · wf-form4_158223538711145.xml · nonDerivative · entry 2

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,835

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:48 UTC
ESAMANN DOUGLAS FEVPEnrgySol&PresMidW&FL&NatGas
GrantCommon Stock 6,289 $101.42 $637,830.38
Disclosure

SEC source: 0001326160-20-000048 · wf-form4_158223528119993.xml · nonDerivative · entry 1

ESAMANN DOUGLAS F · CIK 0001196675 · EVPEnrgySol&PresMidW&FL&NatGas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,676

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:47 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
GrantCommon Stock 32,905 $101.42 $3,337,225.10
Disclosure

SEC source: 0001326160-20-000045 · wf-form4_158223520876777.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,748

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:50 UTC
Savoy Brian DSVP,Chief Transform&AdminOff
GrantCommon Stock 2,965 $101.42 $300,710.30
Disclosure

SEC source: 0001326160-20-000054 · wf-form4_158223540937219.xml · nonDerivative · entry 2

Savoy Brian D · CIK 0001585865 · SVP,Chief Transform&AdminOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:49 UTC
Ghartey-Tagoe KodwoEVP & Chief Legal Officer
GrantCommon Stock 4,067 $101.42 $412,475.14
Disclosure

SEC source: 0001326160-20-000052 · wf-form4_158223536821373.xml · nonDerivative · entry 3

Ghartey-Tagoe Kodwo · CIK 0001789558 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:49 UTC
Sideris Harry K.SVP, Customer Exp & Services
GrantCommon Stock 2,958 $101.42 $300,000.36
Disclosure

SEC source: 0001326160-20-000051 · wf-form4_158223534756679.xml · nonDerivative · entry 1

Sideris Harry K. · CIK 0001789776 · SVP, Customer Exp & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,989

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:49 UTC
Jacobs Dwight L.SVP,Chf Acct Off,Tax,Control
GrantCommon Stock 975 $101.42 $98,884.50
Disclosure

SEC source: 0001326160-20-000050 · wf-form4_158223532711550.xml · nonDerivative · entry 1

Jacobs Dwight L. · CIK 0001742689 · SVP,Chf Acct Off,Tax,Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,262

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:48 UTC GrantCommon Stock 6,883 $101.42 $698,073.86
Disclosure

SEC source: 0001326160-20-000049 · wf-form4_158223530320881.xml · nonDerivative · entry 1

YOUNG STEVEN K · CIK 0001329406 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,757

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:47 UTC
Anderson Melissa H.EVP & Chief HR Officer
GrantCommon Stock 2,460 $101.42 $249,493.20
Disclosure

SEC source: 0001326160-20-000047 · wf-form4_158223525884419.xml · nonDerivative · entry 1

Anderson Melissa H. · CIK 0001631925 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,846

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:50 UTC
JANSON JULIA SEVP ExtAffairs&PresCarolinas
SaleCommon Stock 10,367 $102.02 $1,057,641.34
Disclosure

SEC source: 0001326160-20-000053 · wf-form4_158223538711145.xml · nonDerivative · entry 1

JANSON JULIA S · CIK 0001227045 · EVP ExtAffairs&PresCarolinas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,173

F1 · price: This transaction was executed in multiple trades at prices ranging from $101.990 to $102.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:50 UTC
Savoy Brian DSVP,Chief Transform&AdminOff
SaleCommon Stock 1,100 $102.04 $112,238.50
Disclosure

SEC source: 0001326160-20-000054 · wf-form4_158223540937219.xml · nonDerivative · entry 1

Savoy Brian D · CIK 0001585865 · SVP,Chief Transform&AdminOff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,421

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:49 UTC
Ghartey-Tagoe KodwoEVP & Chief Legal Officer
SaleCommon Stock 300 $102.01 $30,603.00
Disclosure

SEC source: 0001326160-20-000052 · wf-form4_158223536821373.xml · nonDerivative · entry 2

Ghartey-Tagoe Kodwo · CIK 0001789558 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:49 UTC
Ghartey-Tagoe KodwoEVP & Chief Legal Officer
SaleCommon Stock 1,030 $102.01 $105,065.15
Disclosure

SEC source: 0001326160-20-000052 · wf-form4_158223536821373.xml · nonDerivative · entry 1

Ghartey-Tagoe Kodwo · CIK 0001789558 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:21 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Exercise / conversionPerformance Shares · Derivative 24,517 $0.00 Strike: $96.23 $0.00
Disclosure

SEC source: 0001326160-20-000018 · wf-form4_158154606510605.xml · derivative · entry 3

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:21 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Tax withholdingCommon Stock 9,400 $96.23 $904,562.00
Disclosure

SEC source: 0001326160-20-000018 · wf-form4_158154606510605.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,642

Read SEC document
February 10, 2020 Filed Feb 12, 2020 17:21 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 24,517 $96.23 $2,359,270.91
Disclosure

SEC source: 0001326160-20-000018 · wf-form4_158154606510605.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:23 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionPerformance Shares · Derivative 114,623 $0.00 Strike: $96.23 $0.00
Disclosure

SEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · derivative · entry 6

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:23 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 49,678 $96.23 $4,780,513.94
Disclosure

SEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · nonDerivative · entry 2

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,843

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:23 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
Exercise / conversionCommon Stock 114,623 $96.23 $11,030,171.29
Disclosure

SEC source: 0001326160-20-000023 · wf-form4_158154617088250.xml · nonDerivative · entry 1

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount increased due to dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.