Tapewire

Nasdaq · USD

DTST

Data Storage Corp

Export transactions ↓
Tapewire entity
8137
SEC CIK
0001419951
Parsed reports
209

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2023 Filed Apr 12, 2023 20:45 UTC
Kempster ThomasDirector · EVP · 10% owner
GrantStock Options · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000642 · ownership.xml · derivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,873

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments starting on April 10, 2024. The exercise price of these Options shall be equal to the closing price of the Issuer's common stock on each vesting date. These options will expire on April 10, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments starting on April 10, 2024. The exercise price of these Options shall be equal to the closing price of the Issuer's common stock on each vesting date. These options will expire on April 10, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments starting on April 10, 2024. The exercise price of these Options shall be equal to the closing price of the Issuer's common stock on each vesting date. These options will expire on April 10, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments starting on April 10, 2024. The exercise price of these Options shall be equal to the closing price of the Issuer's common stock on each vesting date. These options will expire on April 10, 2033.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:13 UTC GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000718 · ownership.xml · derivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:13 UTC GrantStock Options · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000718 · ownership.xml · derivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,125

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · security: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:09 UTC GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000712 · ownership.xml · derivative · entry 2

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:09 UTC GrantStock Options · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000712 · ownership.xml · derivative · entry 1

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,167

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · security: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:10 UTC
Argen JohnDirector
GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000714 · ownership.xml · derivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:10 UTC
Argen JohnDirector
GrantStock Options · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000714 · ownership.xml · derivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,833

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · security: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:12 UTC GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000716 · ownership.xml · derivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 06:12 UTC GrantStock Options · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000716 · ownership.xml · derivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,167

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · security: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 10:07 UTC GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000710 · ownership.xml · derivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest within one year from the date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through such date. These restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
March 31, 2023 Filed Apr 25, 2023 10:07 UTC GrantStock Options · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000710 · ownership.xml · derivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · security: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: These options ("Options") vest over a three year period in three equal annual installments. The exercise price of these Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:30 UTC
Panagiotakos ChristosChief Financial Officer
GrantRestricted Stock Unit · Derivative 16,693 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000523 · ownership.xml · derivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,399

Underlying: Common Stock · 16,693 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:30 UTC
Panagiotakos ChristosChief Financial Officer
GrantStock Options · Derivative 16,693 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000523 · ownership.xml · derivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,399

Underlying: Common Stock · 16,693 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:27 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantRestricted Stock Unit · Derivative 28,249 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000521 · ownership.xml · derivative · entry 2

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,661

Underlying: Common Stock · 28,249 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 28, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:27 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantStock Options · Derivative 28,249 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000521 · ownership.xml · derivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,328

Underlying: Common Stock · 28,249 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 28, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 28, 2033.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:26 UTC
Panagiotakos ChristosChief Financial Officer
GrantRestricted Stock Unit · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000286 · ownership.xml · derivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:26 UTC
Panagiotakos ChristosChief Financial Officer
GrantStock Options · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000286 · ownership.xml · derivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,706

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 100% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:30 UTC
Schwartz Harold JDirector · President · 10% owner
GrantRestricted Stock Unit · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000290 · ownership.xml · derivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,830

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:30 UTC
Schwartz Harold JDirector · President · 10% owner
GrantStock Options · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000290 · ownership.xml · derivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,124

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:31 UTC
Kempster ThomasDirector · EVP · 10% owner
GrantRestricted Stock Unit · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000292 · ownership.xml · derivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,579

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 19:31 UTC
Kempster ThomasDirector · EVP · 10% owner
GrantStock Options · Derivative 14,706 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000292 · ownership.xml · derivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,873

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 00:29 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantRestricted Stock Unit · Derivative 29,412 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000288 · ownership.xml · derivative · entry 2

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,491

Underlying: Common Stock · 29,412 shares

Expires not disclosed

F2 · security: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_price: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.exercise_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

F2 · derivative.expiration_date: These restricted stock units ("RSUs") represent a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period measured from March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each vesting date. These restricted stock units do not have an expiration date.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 00:29 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantStock Options · Derivative 29,412 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000288 · ownership.xml · derivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,079

Underlying: Common Stock · 29,412 shares

Expires not disclosed

F1 · security: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

F1 · derivative.expiration_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 1, 2023. The exercise price of these Options shall be equal to 110% of the closing price of the Issuer's common stock as of the date of grant. These options will expire on March 1, 2033.

Read SEC document
May 17, 2022 Filed Jun 14, 2022 16:09 UTC
Wyllie Mark AlexanderDirector · Executive Vice President
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-001069 · ownership.xml · nonDerivative · entry 1

Wyllie Mark Alexander · CIK 0001867322 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: On May 17, 2022, the Issuer granted the reporting person 100,000 shares of common stock pursuant to the Company's 2021 Stock Incentive Plan.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:31 UTC
Argen JohnDirector
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000718 · ownership.xml · derivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:31 UTC
Argen JohnDirector
GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000718 · ownership.xml · derivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:32 UTC GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000720 · ownership.xml · derivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:32 UTC GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000720 · ownership.xml · derivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000719 · ownership.xml · derivative · entry 2

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:31 UTC GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000719 · ownership.xml · derivative · entry 1

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:33 UTC GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000721 · ownership.xml · derivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 21:33 UTC GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000721 · ownership.xml · derivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
April 08, 2022 Filed Apr 15, 2022 01:30 UTC GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000717 · ownership.xml · derivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

Read SEC document
April 08, 2022 Filed Apr 15, 2022 01:30 UTC GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000717 · ownership.xml · derivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:05 UTC Amendment GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000708 · ownership.xml · derivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F4 · balance_after: Correction to number of derivative securities owned following the reported transaction to reflect each class in separate lines.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:05 UTC Amendment GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000708 · ownership.xml · derivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F2 · balance_after: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:03 UTC Amendment GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000704 · ownership.xml · derivative · entry 2

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F4 · balance_after: Correction to number of derivative securities owned following the reported transaction to reflect each class in separate lines.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:03 UTC Amendment GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000704 · ownership.xml · derivative · entry 1

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F2 · balance_after: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:04 UTC Amendment
Argen JohnDirector
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000706 · ownership.xml · derivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F4 · balance_after: Correction to number of derivative securities owned following the reported transaction to reflect each class in separate lines.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:04 UTC Amendment
Argen JohnDirector
GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000706 · ownership.xml · derivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F2 · balance_after: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:00 UTC Amendment GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000700 · ownership.xml · derivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · security: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F4 · balance_after: Correction to number of derivative securities owned following the reported transaction to reflect each class in separate lines.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 06:00 UTC Amendment GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000700 · ownership.xml · derivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F2 · balance_after: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 10:02 UTC Amendment GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000702 · ownership.xml · derivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will be issued on a quarterly basis, in four equal installments of 2,500 RSUs each, and shall vest within one year of each date of issuance, subject to the Reporting Person being a member of the board of directors of the Issuer through each such date. The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

F4 · balance_after: Correction to number of derivative securities owned following the reported transaction to reflect each class in separate lines.

Read SEC document
April 08, 2022 Filed Apr 25, 2023 10:02 UTC Amendment GrantStock Options · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-23-000702 · ownership.xml · derivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · security: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_price: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.exercise_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F1 · derivative.expiration_date: The options ("Options") shall be issued on a quarterly basis, in four equal installments of 2,500 Options each. The exercise price of the Options shall equal the closing price of the Issuer's common stock on the last trading day of each quarter. The Options are exercisable for a term of 10 years.

F2 · balance_after: Correction to number of derivative securities owned following reported transaction to reflect the 1-for-40 reverse stock split effected by the Issuer on May 14, 2021.

Read SEC document
February 15, 2022 Filed Mar 15, 2022 17:05 UTC
Argen JohnDirector
Exercise / conversionCommon Stock, $0.001 par value per share 1,667 $2.16 $3,600.72
Disclosure

SEC source: 0001731122-22-000441 · ownership.xml · nonDerivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Mr. Argen exercised 1,667 options issued on December 11, 2019 at $2.16 per share for an aggregate purchase price of $3,600.72.

Read SEC document
February 15, 2022 Filed Mar 15, 2022 17:05 UTC
Argen JohnDirector
Exercise / conversionCommon Stock, $0.001 par value per share 1,667 $2.00 $3,334.00
Disclosure

SEC source: 0001731122-22-000441 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Mr. Argen exercised 1,667 options issued on December 11, 2017 at $2.00 per share for an aggregate purchase price of $3,334.00.

Read SEC document
December 11, 2019 Filed Feb 14, 2020 16:30 UTC GrantStock Options · Derivative 100,000 $0.06 Strike: $0.06 $6,000.00
Disclosure

SEC source: 0001731122-20-000136 · ownership.xml · derivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-10

F1 · shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · derivative.underlying_shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · balance_after: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

Read SEC document
December 11, 2019 Filed Feb 14, 2020 16:28 UTC GrantStock Options · Derivative 100,000 $0.06 Strike: $0.06 $6,000.00
Disclosure

SEC source: 0001731122-20-000134 · ownership.xml · derivative · entry 1

Kempster Thomas · CIK 0001688904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-10

F1 · shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · derivative.underlying_shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · balance_after: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

Read SEC document
December 11, 2019 Filed Feb 14, 2020 16:27 UTC GrantStock Options · Derivative 100,000 $0.05 Strike: $0.05 $5,400.00
Disclosure

SEC source: 0001731122-20-000133 · ownership.xml · derivative · entry 1

Hoffman Joseph B. · CIK 0001448712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-10

F1 · shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · derivative.underlying_shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · balance_after: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

Read SEC document
December 11, 2019 Filed Feb 14, 2020 21:31 UTC GrantStock Options · Derivative 100,000 $0.06 Strike: $0.06 $6,000.00
Disclosure

SEC source: 0001731122-20-000137 · ownership.xml · derivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-12-10

F1 · shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · derivative.underlying_shares: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

F1 · balance_after: 33,333 of the options will vest on December 11, 2020, 33,333 of the options will vest on December 11, 2021, and the remaining 33,334 options will vest on December 11, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.