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Nasdaq · USD

DTST

Data Storage Corp

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Tapewire entity
8137
SEC CIK
0001419951
Parsed reports
209

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2024 Filed Jul 3, 2024 01:40 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001070 · ownership.xml · nonDerivative · entry 1

Stein Clifford · CIK 0001535036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,935

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSU"), to Mr. Stein on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:50 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001074 · ownership.xml · derivative · entry 4

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001074 · ownership.xml · derivative · entry 3

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

F2 · derivative.expiration_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:50 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001074 · ownership.xml · nonDerivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,500

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Grover on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:50 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001074 · ownership.xml · nonDerivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:31 UTC GrantStock Options · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001067 · ownership.xml · derivative · entry 2

Stallone Nancy · CIK 0001376161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:31 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001067 · ownership.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSUs"), to Ms. Stallone on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:15 UTC Amendment GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001177 · ownership.xml · derivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:15 UTC Amendment GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001177 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,625

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Correll on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: The amount of securities beneficially owned by Mr. Correll following the reported transaction is correctly reported on this Form 4. The amount of securities beneficially owned by Mr. Correll has been adjusted to correct an error in a prior Form 4 filing that was filed with the Securities and Exchange Commission on July 2, 2024 to remove an RSU representing a right to receive 2,500 shares of the Issuer's common stock from Table I and Table II that were incorrectly stated as having been vested.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:07 UTC Amendment
Argen JohnDirector
GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001163 · ownership.xml · derivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:07 UTC Amendment
Argen JohnDirector
GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001163 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,292

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Argen on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: The amount of securities beneficially owned by Mr. Argen following the reported transaction is correctly reported on this Form 4. The amount of securities beneficially owned by Mr. Argen has been adjusted to correct an error in a prior Form 4 filing that was filed with the Securities and Exchange Commission on July 2, 2024 to remove an RSU representing a right to receive 2,500 shares of the Issuer's common stock from Table I and Table II that were incorrectly stated as having been vested, as well as to disclose an open market purchase by Mr. Argen of 125 shares of the Issuer's common stock in or around 2016.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:13 UTC Amendment GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001173 · ownership.xml · derivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 16:13 UTC Amendment GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001173 · ownership.xml · nonDerivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,830

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Maglione on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: The amount of securities beneficially owned by Mr. Maglione following the reported transaction is correctly reported on this Form 4. The amount of securities beneficially owned by Mr. Maglione has been adjusted to correct an error in a prior Form 4 filing that was filed with the Securities and Exchange Commission on July 2, 2024 to remove an RSU representing a right to receive 2,500 shares of the Issuer's common stock from Table I and Table II that were incorrectly stated as having been vested.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 20:14 UTC Amendment GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001175 · ownership.xml · derivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 31, 2024 20:14 UTC Amendment GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001175 · ownership.xml · nonDerivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Grover on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: The amount of securities beneficially owned by Mr. Grover following the reported transaction is correctly reported on this Form 4. The amount of securities beneficially owned by Mr. Grover has been adjusted to correct an error in a prior Form 4 filing that was filed with the Securities and Exchange Commission on July 2, 2024 to remove an RSU representing a right to receive 2,500 shares of the Issuer's common stock from Table I and Table II that were incorrectly stated as having been vested.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 16:00 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000640 · ownership.xml · derivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F2 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 16:00 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000640 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 15:58 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000638 · ownership.xml · derivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F2 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 15:58 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000638 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 828,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000572 · ownership.xml · derivative · entry 4

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000572 · ownership.xml · derivative · entry 3

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000572 · ownership.xml · nonDerivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,125

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Correll on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000572 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC
Argen JohnDirector
GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000571 · ownership.xml · derivative · entry 4

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC
Argen JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000571 · ownership.xml · derivative · entry 3

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC
Argen JohnDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000571 · ownership.xml · nonDerivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Argen on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC
Argen JohnDirector
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000571 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000573 · ownership.xml · derivative · entry 4

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000573 · ownership.xml · derivative · entry 3

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

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March 31, 2024 Filed Apr 2, 2024 21:58 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000573 · ownership.xml · nonDerivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,330

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Maglione on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

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March 31, 2024 Filed Apr 2, 2024 21:58 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000573 · ownership.xml · nonDerivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 01:59 UTC GrantStock Options · Derivative 833 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000575 · ownership.xml · derivative · entry 2

Stallone Nancy · CIK 0001376161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 833 shares

Expires 2034-03-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

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March 31, 2024 Filed Apr 3, 2024 01:59 UTC GrantCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000575 · ownership.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSU"), to Ms. Stallone on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 01:57 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000570 · ownership.xml · derivative · entry 4

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 01:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000570 · ownership.xml · derivative · entry 3

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

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March 31, 2024 Filed Apr 3, 2024 01:57 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000570 · ownership.xml · nonDerivative · entry 2

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Grover on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 01:57 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-000570 · ownership.xml · nonDerivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024. The total amount of securities beneficially owned after this issuance reflects a correction from the Form 4 filed by Mr. Grover on January 3, 2024, which should have disclosed 17,500 shares beneficially owned at that time rather than 17,250.

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March 31, 2024 Filed Apr 3, 2024 06:06 UTC GrantStock Options · Derivative 833 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000578 · ownership.xml · derivative · entry 2

Mitchell Uwayne A. · CIK 0002016002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 833 shares

Expires 2034-03-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 06:06 UTC GrantCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000578 · ownership.xml · nonDerivative · entry 1

Mitchell Uwayne A. · CIK 0002016002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSU"), to Mr. Mitchell on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 10:08 UTC GrantStock Options · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-000580 · ownership.xml · derivative · entry 2

Stein Clifford · CIK 0001535036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 10:08 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-000580 · ownership.xml · nonDerivative · entry 1

Stein Clifford · CIK 0001535036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,435

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSU"), to Mr. Stein on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:12 UTC Amendment GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-001171 · ownership.xml · derivative · entry 4

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F5 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F5 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:12 UTC Amendment Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001171 · ownership.xml · derivative · entry 3

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F4 · balance_after: The amount of derivative securities beneficially owned by Mr. Correll following the reported transaction is correctly reported on this Form 4. The amount of derivative securities beneficially owned by Mr. Correll following the reported transaction has been adjusted to correct errors in prior Form 4 filings that were filed with the Securities and Exchange Commission on July 5, 2023, October 11, 2023, January 3, 2024 and April 2, 2024, each of which indicated the balance of derivative securities beneficially owned by Mr. Correll following the reported transaction as being 2,500 greater than the actual number that should have been reported.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:12 UTC Amendment GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001171 · ownership.xml · nonDerivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,125

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Correll on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:12 UTC Amendment Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001171 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:11 UTC Amendment
Argen JohnDirector
GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-001169 · ownership.xml · derivative · entry 4

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F5 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F5 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:11 UTC Amendment
Argen JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001169 · ownership.xml · derivative · entry 3

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F2 · derivative.expiration_date: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F4 · balance_after: The amount of derivative securities beneficially owned by Mr. Argen following the reported transaction is correctly reported on this Form 4. The amount of derivative securities beneficially owned by Mr. Argen following the reported transaction has been adjusted to correct errors in prior Form 4 filings that were filed with the Securities and Exchange Commission on July 5, 2023, October 11, 2023, January 3, 2024 and April 2, 2024, each of which indicated the balance of derivative securities beneficially owned by Mr. Argen following the reported transaction as being 2,500 greater than the actual number that should have been reported.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:11 UTC Amendment
Argen JohnDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001169 · ownership.xml · nonDerivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Argen on March 31, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:11 UTC Amendment
Argen JohnDirector
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001169 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 31, 2023 the reporting person was granted 2,500 RSUs, which vested on March 31, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 31, 2024 Filed Jul 31, 2024 16:09 UTC Amendment GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001731122-24-001165 · ownership.xml · derivative · entry 4

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-03-30

F5 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

F5 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from March 31, 2024, vesting commencing on March 31, 2025. These Options will expire on March 30, 2034.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.