Tapewire

Nasdaq · USD

DTST

Data Storage Corp

Export transactions ↓
Tapewire entity
8137
SEC CIK
0001419951
Parsed reports
209

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 4, 2025 18:29 UTC
Kempster ThomasDirector · EVP · 10% owner
SaleCommon Stock 1,373 $3.83 $5,258.59
Disclosure

SEC source: 0001731122-25-000329 · ownership.xml · nonDerivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 833,112

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:23 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
SaleCommon Stock 3,529 $3.83 $13,516.07
Disclosure

SEC source: 0001731122-25-000323 · ownership.xml · nonDerivative · entry 2

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,633

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
March 03, 2025 Filed Mar 12, 2025 16:37 UTC Amendment
Schwartz Harold JDirector · President · 10% owner
SaleCommon Stock 1,373 $3.83 $5,258.59
Disclosure

SEC source: 0001731122-25-000377 · ownership.xml · nonDerivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,847

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:27 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000327 · ownership.xml · derivative · entry 3

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:27 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000327 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:25 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000325 · ownership.xml · derivative · entry 3

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:25 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000325 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:29 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000329 · ownership.xml · derivative · entry 3

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 18:29 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000329 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 834,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:23 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 9,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000323 · ownership.xml · derivative · entry 6

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock · 9,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:23 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 9,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000323 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 399,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 12, 2025 16:37 UTC Amendment
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000377 · ownership.xml · derivative · entry 3

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 12, 2025 16:37 UTC Amendment
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000377 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 17:46 UTC
Panagiotakos ChristosChief Financial Officer
GrantStock Option to Purchase Common Stock · Derivative 8,019 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001731122-25-000112 · ownership.xml · derivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,019

Underlying: Common Stock · 8,019 shares

Expires 2035-01-16

F2 · security: These options vest and become exercisable in three equal annual installments over the three-year period measured from January 17, 2025, vesting commencing on January 17, 2026.

F2 · derivative.exercise_price: These options vest and become exercisable in three equal annual installments over the three-year period measured from January 17, 2025, vesting commencing on January 17, 2026.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 17:46 UTC
Panagiotakos ChristosChief Financial Officer
GrantCommon Stock 7,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000112 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,395

F1 · shares: Represents shares of the Issuer's common stock underlying a grant of restricted stock units ("RSUs") to the Reporting Person. RSUs convert into common stock on a one-for-one basis and each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period commencing January 17, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F1 · price: Represents shares of the Issuer's common stock underlying a grant of restricted stock units ("RSUs") to the Reporting Person. RSUs convert into common stock on a one-for-one basis and each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period commencing January 17, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 22:47 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantStock Option to Purchase Common Stock · Derivative 13,747 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001731122-25-000114 · ownership.xml · derivative · entry 6

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,747

Underlying: Common Stock · 13,747 shares

Expires 2030-01-16

F5 · security: These options vest and become exercisable in three equal annual installments over the three-year period measured from January 17, 2025, vesting commencing on January 17, 2026.

F5 · derivative.exercise_price: These options vest and become exercisable in three equal annual installments over the three-year period measured from January 17, 2025, vesting commencing on January 17, 2026.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 22:47 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantCommon Stock 11,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000114 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,358

F1 · shares: Represents shares of the Issuer's common stock underlying a grant of restricted stock units ("RSUs") to the Reporting Person. RSUs convert into common stock on a one-for-one basis and each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period commencing January 17, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F1 · price: Represents shares of the Issuer's common stock underlying a grant of restricted stock units ("RSUs") to the Reporting Person. RSUs convert into common stock on a one-for-one basis and each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs vest in three equal annual installments over the three-year period commencing January 17, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 20:20 UTC
Panagiotakos ChristosChief Financial Officer
SaleCommon Stock 2,304 $4.23 $9,745.92
Disclosure

SEC source: 0001731122-25-000022 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,360

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
January 02, 2025 Filed Jan 6, 2025 20:21 UTC
Schwartz Harold JDirector · President · 10% owner
SaleCommon Stock 1,593 $4.23 $6,738.39
Disclosure

SEC source: 0001731122-25-000025 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 860,318

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
January 02, 2025 Filed Jan 6, 2025 20:20 UTC
Kempster ThomasDirector · EVP · 10% owner
SaleCommon Stock 1,593 $4.23 $6,738.39
Disclosure

SEC source: 0001731122-25-000023 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,583

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
January 02, 2025 Filed Jan 7, 2025 01:21 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
SaleCommon Stock 2,048 $4.23 $8,663.04
Disclosure

SEC source: 0001731122-25-000024 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,382

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionStock Options · Derivative 8,333 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · derivative · entry 6

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the shares of the Issuer's common stock underlying a grant of 25,000 stock options to the Reporting Person on April 10, 2023, of which 8,333 stock options vested on April 10, 2024, 8,333 stock options will vest on April 10, 2025 and 8,334 stock options will vest on April 10, 2026.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionStock Options · Derivative 4,902 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · derivative · entry 5

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock · 4,902 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the shares of the Issuer's common stock underlying a grant of 14,706 stock options to the Reporting Person on March 1, 2023, of which 4,902 stock options vested on March 1, 2024, 4,902 stock options will vest on March 1, 2025 and 4,902 stock options will vest on March 1, 2026.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · derivative · entry 4

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 8,333 $2.00 $16,666.00
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · nonDerivative · entry 3

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the shares of the Issuer's common stock underlying a grant of 25,000 stock options to the Reporting Person on April 10, 2023, of which 8,333 stock options vested on April 10, 2024, 8,333 stock options will vest on April 10, 2025 and 8,334 stock options will vest on April 10, 2026.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 4,902 $1.96 $9,607.92
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · nonDerivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the shares of the Issuer's common stock underlying a grant of 14,706 stock options to the Reporting Person on March 1, 2023, of which 4,902 stock options vested on March 1, 2024, 4,902 stock options will vest on March 1, 2025 and 4,902 stock options will vest on March 1, 2026.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:41 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 2,500 $2.40 $6,000.00
Disclosure

SEC source: 0001731122-24-001982 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:43 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001731122-24-001984 · ownership.xml · derivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:43 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 2,500 $2.40 $6,000.00
Disclosure

SEC source: 0001731122-24-001984 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:42 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $2,500.00 Strike: $2.40 $6,250,000.00
Disclosure

SEC source: 0001731122-24-001983 · ownership.xml · derivative · entry 6

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:42 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 2,500 $2.40 $6,000.00
Disclosure

SEC source: 0001731122-24-001983 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying a stock option grant to the Reporting Person, which vested in full on December 11, 2022, that was exercised by the Reporting Person on December 10, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:42 UTC GrantStock Options · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001072 · ownership.xml · derivative · entry 2

Mitchell Uwayne A. · CIK 0002016002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:42 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001072 · ownership.xml · nonDerivative · entry 1

Mitchell Uwayne A. · CIK 0002016002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

F1 · shares: Represents the shares of the Issuer's common stock underlying a grant of a restricted stock unit ("RSU"), to Mr. Mitchell on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant. RSUs convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:53 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001078 · ownership.xml · derivative · entry 4

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001078 · ownership.xml · derivative · entry 3

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F2 · derivative.expiration_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:53 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001078 · ownership.xml · nonDerivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Correll on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:53 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001078 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:49 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001073 · ownership.xml · derivative · entry 4

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001073 · ownership.xml · derivative · entry 3

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F2 · derivative.expiration_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:49 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001073 · ownership.xml · nonDerivative · entry 2

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Correll on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:49 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001073 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:51 UTC
Argen JohnDirector
GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001076 · ownership.xml · derivative · entry 4

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:51 UTC
Argen JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001076 · ownership.xml · derivative · entry 3

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F2 · derivative.expiration_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:51 UTC
Argen JohnDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001076 · ownership.xml · nonDerivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,667

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Argen on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:51 UTC
Argen JohnDirector
Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001076 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:50 UTC GrantOption to Purchase Stock · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001075 · ownership.xml · derivative · entry 4

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F4 · derivative.exercise_price: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

F4 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001075 · ownership.xml · derivative · entry 3

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F2 · derivative.expiration_date: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:50 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-24-001075 · ownership.xml · nonDerivative · entry 2

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,330

F3 · shares: Represents the shares of the Issuer's common stock underlying an RSU grant to Mr. Maglione on June 30, 2024, which RSUs vest on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:50 UTC Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-24-001075 · ownership.xml · nonDerivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On June 30, 2023 the reporting person was granted 2,500 RSUs, which vested on June 30, 2024.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis and represent a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2024 Filed Jul 3, 2024 01:40 UTC GrantStock Options · Derivative 2,500 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001731122-24-001070 · ownership.xml · derivative · entry 2

Stein Clifford · CIK 0001535036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2034-06-30

F2 · derivative.exercise_date: These options ("Options") vest and become exercisable in three equal annual installments over the three-year period measured from June 30, 2024, vesting commencing on June 30, 2025. These Options will expire on June 30, 2034.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.