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Nasdaq · USD

DTST

Data Storage Corp

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Tapewire entity
8137
SEC CIK
0001419951
Parsed reports
209

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2025 Filed Oct 14, 2025 21:18 UTC
Argen JohnDirector
Exercise / conversionCommon Stock 834 $2.04 $1,701.36
Disclosure

SEC source: 0001731122-25-001376 · ownership.xml · nonDerivative · entry 3

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon exercise of the unexercised portion of a stock option that was issued to the Reporting Person on September 30, 2022, the unexercised portion of which vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F3 · price: Represents shares of common stock issued upon exercise of the unexercised portion of a stock option that was issued to the Reporting Person on September 30, 2022, the unexercised portion of which vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:18 UTC
Argen JohnDirector
Exercise / conversionCommon Stock 834 $2.45 $2,043.30
Disclosure

SEC source: 0001731122-25-001376 · ownership.xml · nonDerivative · entry 2

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock issued upon exercise of the unexercised portion of a stock option that was issued to the Reporting Person on June 30, 2022 which were fully vested on the third anniversary of the date of grant.

F2 · price: Represents shares of common stock issued upon exercise of the unexercised portion of a stock option that was issued to the Reporting Person on June 30, 2022 which were fully vested on the third anniversary of the date of grant.

Read SEC document
October 09, 2025 Filed Oct 14, 2025 21:18 UTC
Argen JohnDirector
Exercise / conversionCommon Stock 2,500 $3.23 $8,075.00
Disclosure

SEC source: 0001731122-25-001376 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon exercise of a stock option that was issued to the Reporting Person on March 31, 2022 which were fully vested on the third anniversary of the date of grant.

F1 · price: Represents shares of common stock issued upon exercise of a stock option that was issued to the Reporting Person on March 31, 2022 which were fully vested on the third anniversary of the date of grant.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,565 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001261 · ownership.xml · derivative · entry 4

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F3 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,902 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001261 · ownership.xml · derivative · entry 3

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F2 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionCommon Stock 5,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001261 · ownership.xml · nonDerivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Panagiotakos ChristosChief Financial Officer
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001261 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:38 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001263 · ownership.xml · derivative · entry 4

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F3 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:38 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 4,902 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001263 · ownership.xml · derivative · entry 3

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F2 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:38 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 8,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001263 · ownership.xml · nonDerivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:38 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001263 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001260 · ownership.xml · derivative · entry 4

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F3 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 4,902 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001260 · ownership.xml · derivative · entry 3

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F2 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 8,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001260 · ownership.xml · nonDerivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 878,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on April 10, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 21:37 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001260 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:37 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 9,417 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001262 · ownership.xml · derivative · entry 8

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F3 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:37 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 9,804 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001262 · ownership.xml · derivative · entry 7

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F2 · derivative.expiration_date: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:37 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 9,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001262 · ownership.xml · nonDerivative · entry 2

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 28, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F7 · balance_after: The amount of securities beneficially owned following the reported transaction by the Reporting Person is correctly reported on this Form 4. The amount of securities beneficially owned following the reported transaction by the Reporting Person has been adjusted to correct an immaterial error in the amount of securities beneficially owned following the reported transaction as disclosed in a prior Form 4 filing that was filed with the Securities and Exchange Commission on 06/11/2025.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:37 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 9,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001262 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: Represents shares of the Issuer's common stock underlying the unvested portion of an RSU granted to the Reporting Person on March 1, 2023, which unvested RSUs vested in full immediately upon consummation of the divestiture of the Issuer's CloudFirst business on September 11, 2025.

F7 · balance_after: The amount of securities beneficially owned following the reported transaction by the Reporting Person is correctly reported on this Form 4. The amount of securities beneficially owned following the reported transaction by the Reporting Person has been adjusted to correct an immaterial error in the amount of securities beneficially owned following the reported transaction as disclosed in a prior Form 4 filing that was filed with the Securities and Exchange Commission on 06/11/2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 17:40 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionStock Option · Derivative 9,804 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001731122-25-001073 · ownership.xml · derivative · entry 4

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 9,804 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on April 10, 2023, that was exercised by the Reporting Person on August 4, 2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 17:40 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionStock Option · Derivative 16,666 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001731122-25-001073 · ownership.xml · derivative · entry 3

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 16,666 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on March 1, 2023, that was exercised by the Reporting Person on August 4, 2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 17:40 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 9,804 $1.96 $19,215.84
Disclosure

SEC source: 0001731122-25-001073 · ownership.xml · nonDerivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on April 10, 2023, that was exercised by the Reporting Person on August 4, 2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 17:40 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 16,666 $2.00 $33,332.00
Disclosure

SEC source: 0001731122-25-001073 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on March 1, 2023, that was exercised by the Reporting Person on August 4, 2025.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 16:50 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionStock Option · Derivative 5,176 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001731122-25-001027 · ownership.xml · derivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,352

Underlying: Common Stock · 5,176 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on January 2, 2024, that was exercised by the Reporting Person on July 24, 2025.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 16:50 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 5,176 $3.22 $16,666.72
Disclosure

SEC source: 0001731122-25-001027 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the shares of the Issuer's common stock underlying the vested portion of a stock option grant issued to the Reporting Person on January 2, 2024, that was exercised by the Reporting Person on July 24, 2025.

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June 02, 2025 Filed Jun 11, 2025 21:16 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000845 · ownership.xml · nonDerivative · entry 1

Mitchell Uwayne A. · CIK 0002016002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,248

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

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June 02, 2025 Filed Jun 11, 2025 21:23 UTC
Schwartz Harold JDirector · President · 10% owner
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000853 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,347

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU granted to the Reporting Person on June 2, 2025, which RSUs vest in full on the 12 month anniversary of grant.

Read SEC document
June 02, 2025 Filed Jun 11, 2025 21:20 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000849 · ownership.xml · nonDerivative · entry 1

Correll Todd A. · CIK 0001671569 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,540

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

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June 02, 2025 Filed Jun 12, 2025 01:21 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000851 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,743

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents the shares of the Issuer's common stock underlying an RSU granted to the Reporting Person on June 2, 2025, which RSUs vest in full on the 12 month anniversary of grant.

Read SEC document
June 02, 2025 Filed Jun 11, 2025 21:24 UTC
Argen JohnDirector
GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000855 · ownership.xml · nonDerivative · entry 1

Argen John · CIK 0001448356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,582

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

Read SEC document
June 02, 2025 Filed Jun 11, 2025 21:19 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000847 · ownership.xml · nonDerivative · entry 1

Maglione Lawrence A. · CIK 0001448357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,745

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

Read SEC document
June 02, 2025 Filed Jun 12, 2025 01:29 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000861 · ownership.xml · nonDerivative · entry 1

Stein Clifford · CIK 0001535036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,850

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

Read SEC document
June 02, 2025 Filed Jun 12, 2025 01:28 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000859 · ownership.xml · nonDerivative · entry 1

Grover Matthew · CIK 0001803509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,915

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

Read SEC document
June 02, 2025 Filed Jun 12, 2025 01:26 UTC GrantCommon Stock 7,915 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-000857 · ownership.xml · nonDerivative · entry 1

Stallone Nancy · CIK 0001376161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,248

F1 · security: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: Represents shares of the Issuer's common stock, par value $0.001 per share, underlying an RSU granted to the Reporting Person on June 2, 2025, which RSU vested in full immediately upon grant.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:26 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000575 · ownership.xml · derivative · entry 3

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:26 UTC
Schwartz Harold JDirector · President · 10% owner
SaleCommon Stock 2,333 $3.25 $7,582.25
Disclosure

SEC source: 0001731122-25-000575 · ownership.xml · nonDerivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,847

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:26 UTC
Schwartz Harold JDirector · President · 10% owner
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000575 · ownership.xml · nonDerivative · entry 1

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 872,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:29 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000577 · ownership.xml · derivative · entry 3

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

F3 · derivative.expiration_date: Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on April 10, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on April 10, 2024; April 10, 2025; and April 10, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:29 UTC
Kempster ThomasDirector · EVP · 10% owner
SaleCommon Stock 2,333 $3.25 $7,582.25
Disclosure

SEC source: 0001731122-25-000577 · ownership.xml · nonDerivative · entry 2

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 839,112

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 16:29 UTC
Kempster ThomasDirector · EVP · 10% owner
Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-000577 · ownership.xml · nonDerivative · entry 1

Kempster Thomas · CIK 0001688904 · Director · EVP · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 16:29 UTC
Panagiotakos ChristosChief Financial Officer
SaleCommon Stock 2,003 $3.61 $7,230.83
Disclosure

SEC source: 0001731122-25-000501 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,529

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Mr. Panagiotakos (the "Reporting Person").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 through $3.68 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:31 UTC
Piluso Charles M.Director · Chairman and CEO · 10% owner
SaleCommon Stock 3,390 $3.55 $12,034.50
Disclosure

SEC source: 0001731122-25-000503 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 392,243

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Charles M. Piluso (the "Reporting Person").

F2 · price: The price reported is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $3.50 through $3.65 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.

Read SEC document
March 28, 2025 Filed Sep 15, 2025 21:36 UTC Amendment
Panagiotakos ChristosChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,564 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001258 · ownership.xml · derivative · entry 3

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,565

Underlying: Common Stock · 5,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

F4 · derivative.expiration_date: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

Read SEC document
March 28, 2025 Filed Sep 15, 2025 21:36 UTC Amendment
Panagiotakos ChristosChief Financial Officer
Exercise / conversionCommon Stock 5,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001258 · ownership.xml · nonDerivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · price: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

Read SEC document
March 28, 2025 Filed Sep 15, 2025 21:36 UTC Amendment
Panagiotakos ChristosChief Financial Officer
SaleCommon Stock 2,003 $3.61 $7,230.83
Disclosure

SEC source: 0001731122-25-001258 · ownership.xml · nonDerivative · entry 1

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,529

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Mr. Panagiotakos (the "Reporting Person").

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 through $3.68 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.

Read SEC document
March 28, 2025 Filed Sep 16, 2025 01:36 UTC Amendment
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 9,416 $0.00 $0.00
Disclosure

SEC source: 0001731122-25-001259 · ownership.xml · derivative · entry 7

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,417

Underlying: Common Stock · 9,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

F4 · derivative.expiration_date: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

Read SEC document
March 28, 2025 Filed Sep 16, 2025 01:36 UTC Amendment
Piluso Charles M.Director · Chairman and CEO · 10% owner
Exercise / conversionCommon Stock 9,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-25-001259 · ownership.xml · nonDerivative · entry 2

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 401,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · price: This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.

Read SEC document
March 28, 2025 Filed Sep 16, 2025 01:36 UTC Amendment
Piluso Charles M.Director · Chairman and CEO · 10% owner
SaleCommon Stock 3,390 $3.55 $12,034.50
Disclosure

SEC source: 0001731122-25-001259 · ownership.xml · nonDerivative · entry 1

Piluso Charles M. · CIK 0001448428 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 392,243

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Charles M. Piluso (the "Reporting Person").

F2 · price: The price reported is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $3.50 through $3.65 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 18:27 UTC
Panagiotakos ChristosChief Financial Officer
SaleCommon Stock 1,765 $3.83 $6,759.95
Disclosure

SEC source: 0001731122-25-000327 · ownership.xml · nonDerivative · entry 2

Panagiotakos Christos · CIK 0001862111 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,532

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document
March 03, 2025 Filed Mar 4, 2025 18:25 UTC
Schwartz Harold JDirector · President · 10% owner
SaleCommon Stock 2,333 $3.83 $8,935.39
Disclosure

SEC source: 0001731122-25-000325 · ownership.xml · nonDerivative · entry 2

Schwartz Harold J · CIK 0001688899 · Director · President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 862,887

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.