Last 12 months
Inside the activity.
6 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2022 Filed Jun 9, 2022 20:30 UTC |
Kelly John AlexanderChief Financial Officer
|
Exercise / conversionCommon Stock | 34,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-035405 · doc4.xml · nonDerivative · entry 1 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") on June 7, 2022. F2 · price: Each RSU represents a contingent right to receive one share of the Company's Common Stock. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:26 UTC |
Barton ShaneVP & Corporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 6,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035391 · doc4.xml · derivative · entry 2 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,120 Underlying: Common Stock · 6,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: On June 7, 2021 the Reporting person was granted RSUs, which vest in three substantially equal annual installments beginning on June 7, 2022, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: On June 7, 2021 the Reporting person was granted RSUs, which vest in three substantially equal annual installments beginning on June 7, 2022, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:26 UTC |
Barton ShaneVP & Corporate Controller
|
Exercise / conversionCommon Stock | 6,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-035391 · doc4.xml · nonDerivative · entry 1 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") on June 7, 2022. F2 · price: Each RSU represents a contingent right to receive one share of the Company's Common Stock. Read SEC document |
| May 26, 2022 Filed May 31, 2022 12:12 UTC |
Brown MelindaDirector
|
GrantStock Option (Right to Buy) · Derivative | 376,683 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001209191-22-032729 · doc4.xml · derivative · entry 1 Brown Melinda · CIK 0001682988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,683 Underlying: Common Stock · 376,683 shares Expires 2032-05-25 F1 · derivative.exercise_date: The option vests in 36 substantially equal monthly installments following May 26, 2022, such that the option shall be fully vested on May 26, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:14 UTC |
Frankel StanleyDirector
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028447 · doc4.xml · derivative · entry 1 Frankel Stanley · CIK 0001855726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:15 UTC |
Germano Geno JDirector
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028449 · doc4.xml · derivative · entry 1 Germano Geno J · CIK 0001424383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:13 UTC |
Schinazi Raymond FDirector
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028445 · doc4.xml · derivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:17 UTC |
Pire Shari LisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028453 · doc4.xml · derivative · entry 1 Pire Shari Lisa · CIK 0001892150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:16 UTC |
Wadsworth Samuel C.Director
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028451 · doc4.xml · derivative · entry 1 Wadsworth Samuel C. · CIK 0001653056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 11:12 UTC |
Buehler KevinDirector
|
GrantStock Option (Right to Buy) · Derivative | 156,951 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-22-028443 · doc4.xml · derivative · entry 1 Buehler Kevin · CIK 0001792722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,951 Underlying: Common Stock · 156,951 shares Expires 2032-05-09 F1 · derivative.exercise_date: The option vests on the earlier to occur of (i) May 10, 2023 and (ii) the day immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in either case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| April 27, 2022 Filed Apr 28, 2022 21:22 UTC |
List AlanChief Medical Officer
|
SaleCommon Stock | 7,775 | $2.10 | $16,327.50 |
DisclosureSEC source: 0001209191-22-026041 · doc4.xml · nonDerivative · entry 2 List Alan · CIK 0001858530 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,260 F3 · kind: The sale was effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover tax withholding obligations in connection with the vesting and settlement of RSUs. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:22 UTC |
List AlanChief Medical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026041 · doc4.xml · derivative · entry 3 List Alan · CIK 0001858530 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,055 Underlying: Common Stock · 26,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's Common Stock. F4 · derivative.exercise_date: On June 7, 2021 the Reporting person was granted RSUs, which vest in three substantially equal annual installments beginning on April 26, 2022, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F4 · derivative.expiration_date: On June 7, 2021 the Reporting person was granted RSUs, which vest in three substantially equal annual installments beginning on April 26, 2022, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:22 UTC |
List AlanChief Medical Officer
|
Exercise / conversionCommon Stock | 26,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026041 · doc4.xml · nonDerivative · entry 1 List Alan · CIK 0001858530 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") on April 26, 2022. F2 · price: Each RSU represents a contingent right to receive one share of the Company's Common Stock. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 21:00 UTC |
Buehler KevinDirector
|
GrantRestricted Stock Units · Derivative | 5,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024302 · doc4.xml · derivative · entry 2 Buehler Kevin · CIK 0001792722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,701 Underlying: Common Stock · 5,701 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs, subject to the Reporting Person continuing in service through each such vesting date. F3 · derivative.expiration_date: The RSUs shall be fully vested on the first anniversary of the grant date of such RSUs, subject to the Reporting Person continuing in service through each such vesting date. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 21:00 UTC |
Buehler KevinDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,763 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001209191-22-024302 · doc4.xml · derivative · entry 1 Buehler Kevin · CIK 0001792722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,763 Underlying: Common Stock · 8,763 shares Expires 2032-04-10 F1 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments following April 11, 2022, such that the option shall be fully vested on April 11, 2023, subject to the Reporting Person continuing in service through each such vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:00 UTC |
Amoroso MichaelDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 307,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020793 · doc4.xml · derivative · entry 2 Amoroso Michael · CIK 0001830874 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,544 Underlying: Common Stock · 307,544 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three substantially equal annual installments beginning on March 21, 2023, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three substantially equal annual installments beginning on March 21, 2023, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:00 UTC |
Amoroso MichaelDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 482,771 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0001209191-22-020793 · doc4.xml · derivative · entry 1 Amoroso Michael · CIK 0001830874 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,771 Underlying: Common Stock · 482,771 shares Expires 2032-03-20 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 21, 2023 and thereafter in twelve substantially equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 22:22 UTC |
Kelly John AlexanderChief Financial Officer
|
PurchaseCommon Stock | 16,677 | $3.08 | $51,365.16 |
DisclosureSEC source: 0001209191-22-020337 · doc4.xml · nonDerivative · entry 1 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,189 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.05 to $3.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 16:14 UTC |
Scimeca DarioGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 82,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016629 · doc4.xml · derivative · entry 7 Scimeca Dario · CIK 0001779581 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,659 Underlying: Common Stock · 82,659 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 16:14 UTC |
Scimeca DarioGeneral Counsel and Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 131,271 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-016629 · doc4.xml · derivative · entry 6 Scimeca Dario · CIK 0001779581 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,271 Underlying: Common Stock · 131,271 shares Expires 2032-03-02 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 3, 2023 and thereafter in twelve substantially equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:30 UTC |
List AlanChief Medical Officer
|
GrantRestricted Stock Units · Derivative | 88,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016664 · doc4.xml · derivative · entry 2 List Alan · CIK 0001858530 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,343 Underlying: Common Stock · 88,343 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:30 UTC |
List AlanChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 140,299 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-016664 · doc4.xml · derivative · entry 1 List Alan · CIK 0001858530 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,299 Underlying: Common Stock · 140,299 shares Expires 2032-03-02 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 3, 2023 and thereafter in twelve substantially equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:26 UTC |
JANTZ DEREKDirector · Chief Scientific Officer
|
GrantRestricted Stock Units · Derivative | 98,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016650 · doc4.xml · derivative · entry 2 JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,401 Underlying: Common Stock · 98,401 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:26 UTC |
JANTZ DEREKDirector · Chief Scientific Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 156,271 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-016650 · doc4.xml · derivative · entry 1 JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,271 Underlying: Common Stock · 156,271 shares Expires 2032-03-02 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 3, 2023 and vests in substantially equal installments at the end of each successive three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:22 UTC |
Barton ShaneVP & Corporate Controller
|
GrantRestricted Stock Units · Derivative | 38,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016641 · doc4.xml · derivative · entry 5 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,161 Underlying: Common Stock · 38,161 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:22 UTC |
Barton ShaneVP & Corporate Controller
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 60,604 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-016641 · doc4.xml · derivative · entry 4 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,604 Underlying: Common Stock · 60,604 shares Expires 2032-03-02 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 3, 2023 and thereafter in twelve substantially equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:08 UTC |
Kelly John AlexanderChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 153,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016614 · doc4.xml · derivative · entry 4 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,185 Underlying: Common Stock · 153,185 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs shall vest in three substantially equal annual installments on the anniversary of the grant date of such RSUs, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:08 UTC |
Kelly John AlexanderChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 243,274 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001209191-22-016614 · doc4.xml · derivative · entry 3 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,274 Underlying: Common Stock · 243,274 shares Expires 2032-03-02 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on March 3, 2023 and thereafter in twelve substantially equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| February 28, 2022 Filed Mar 7, 2022 16:14 UTC |
Scimeca DarioGeneral Counsel and Secretary
|
GrantCommon Stock | 2,049 | $3.61 | $7,396.89 |
DisclosureSEC source: 0001209191-22-016629 · doc4.xml · nonDerivative · entry 5 Scimeca Dario · CIK 0001779581 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573 Read SEC document |
| February 28, 2022 Filed Mar 7, 2022 21:22 UTC |
Barton ShaneVP & Corporate Controller
|
GrantCommon Stock | 761 | $3.61 | $2,747.21 |
DisclosureSEC source: 0001209191-22-016641 · doc4.xml · nonDerivative · entry 3 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659 Read SEC document |
| February 28, 2022 Filed Mar 7, 2022 21:08 UTC |
Kelly John AlexanderChief Financial Officer
|
GrantCommon Stock | 2,714 | $3.61 | $9,797.54 |
DisclosureSEC source: 0001209191-22-016614 · doc4.xml · nonDerivative · entry 2 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,512 Read SEC document |
| February 22, 2022 Filed Feb 24, 2021 22:46 UTC |
JANTZ DEREKDirector · Chief Scientific Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,514 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001209191-21-013922 · doc4.xml · derivative · entry 3 JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,626 Underlying: Common Stock · 21,514 shares Expires 2021-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:17 UTC |
Wadsworth Samuel C.Director
|
GrantStock Option (Right to Buy) · Derivative | 55,360 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-21-063848 · doc4.xml · derivative · entry 1 Wadsworth Samuel C. · CIK 0001653056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,360 Underlying: Common Stock · 55,360 shares Expires 2031-11-07 F1 · derivative.exercise_date: The option vests in 36 substantially equal monthly installments following November 8, 2021, such that the option shall be fully vested on November 8, 2024. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:08 UTC |
Pire Shari LisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 55,360 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-21-063837 · doc4.xml · derivative · entry 1 Pire Shari Lisa · CIK 0001892150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,360 Underlying: Common Stock · 55,360 shares Expires 2031-11-07 F1 · derivative.exercise_date: The option vests in 36 substantially equal monthly installments following November 8, 2021, such that the option shall be fully vested on November 8, 2024. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:09 UTC |
Amoroso MichaelDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 24,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060890 · doc4.xml · derivative · entry 2 Amoroso Michael · CIK 0001830874 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,208 Underlying: Common Stock · 24,208 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which each represent a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest on October 15, 2022, subject to the Reporting Person's continued service to the Company through the vesting date. F3 · derivative.expiration_date: The RSUs shall vest on October 15, 2022, subject to the Reporting Person's continued service to the Company through the vesting date. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:09 UTC |
Amoroso MichaelDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 850,000 | $0.00 Strike: $9.79 | $0.00 |
DisclosureSEC source: 0001209191-21-060890 · doc4.xml · derivative · entry 1 Amoroso Michael · CIK 0001830874 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common Stock · 850,000 shares Expires 2031-10-14 F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on October 15, 2022 and thereafter in twelve equal installments at the end of each three-month period over the 36 months following such date, subject to the Reporting Person's continued service to the Company through the applicable vesting dates. Read SEC document |
| August 31, 2021 Filed Mar 7, 2022 16:14 UTC |
Scimeca DarioGeneral Counsel and Secretary
|
GrantCommon Stock | 548 | $10.68 | $5,852.64 |
DisclosureSEC source: 0001209191-22-016629 · doc4.xml · nonDerivative · entry 4 Scimeca Dario · CIK 0001779581 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,524 Read SEC document |
| August 31, 2021 Filed Mar 7, 2022 21:22 UTC |
Barton ShaneVP & Corporate Controller
|
GrantCommon Stock | 604 | $10.68 | $6,450.72 |
DisclosureSEC source: 0001209191-22-016641 · doc4.xml · nonDerivative · entry 2 Barton Shane · CIK 0001836297 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898 Read SEC document |
| August 31, 2021 Filed Mar 7, 2022 21:08 UTC |
Kelly John AlexanderChief Financial Officer
|
GrantCommon Stock | 998 | $10.68 | $10,658.64 |
DisclosureSEC source: 0001209191-22-016614 · doc4.xml · nonDerivative · entry 1 Kelly John Alexander · CIK 0001590030 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,798 Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 11:59 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001209191-21-043206 · doc4.xml · derivative · entry 3 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,255 Underlying: Common Stock · 30,000 shares Expires 2027-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 11:59 UTC |
THOMSON DAVID S.Chief Operating Officer
|
SaleCommon Stock | 30,000 | $10.65 | $319,500.00 |
DisclosureSEC source: 0001209191-21-043206 · doc4.xml · nonDerivative · entry 2 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,513 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $10.69. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 11:59 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionCommon Stock | 30,000 | $1.18 | $35,400.00 |
DisclosureSEC source: 0001209191-21-043206 · doc4.xml · nonDerivative · entry 1 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:24 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001209191-21-042844 · doc4.xml · derivative · entry 3 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,255 Underlying: Common Stock · 15,000 shares Expires 2027-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:24 UTC |
THOMSON DAVID S.Chief Operating Officer
|
SaleCommon Stock | 15,000 | $10.77 | $161,550.00 |
DisclosureSEC source: 0001209191-21-042844 · doc4.xml · nonDerivative · entry 2 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,513 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:24 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionCommon Stock | 15,000 | $1.18 | $17,700.00 |
DisclosureSEC source: 0001209191-21-042844 · doc4.xml · nonDerivative · entry 1 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:23 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001209191-21-041996 · doc4.xml · derivative · entry 6 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,255 Underlying: Common Stock · 10,000 shares Expires 2027-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:23 UTC |
THOMSON DAVID S.Chief Operating Officer
|
SaleCommon Stock | 10,000 | $11.00 | $110,000.00 |
DisclosureSEC source: 0001209191-21-041996 · doc4.xml · nonDerivative · entry 4 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,513 Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:23 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.18 | $11,800.00 |
DisclosureSEC source: 0001209191-21-041996 · doc4.xml · nonDerivative · entry 3 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:23 UTC |
THOMSON DAVID S.Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001209191-21-041996 · doc4.xml · derivative · entry 5 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,255 Underlying: Common Stock · 10,000 shares Expires 2027-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:23 UTC |
THOMSON DAVID S.Chief Operating Officer
|
SaleCommon Stock | 10,000 | $10.44 | $104,400.00 |
DisclosureSEC source: 0001209191-21-041996 · doc4.xml · nonDerivative · entry 2 THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,513 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.48. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.