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DOW INC.

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SEC CIK
0001751788
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 723 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006411 · doc4.xml · nonDerivative · entry 1

Yohannes Daniel · CIK 0001699621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
SHAW RUTH GDirector
OtherPhantom Stock Units · Derivative 1,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006412 · doc4.xml · derivative · entry 2

SHAW RUTH G · CIK 0001215486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

Underlying: Common Stock · 1,103 shares

Expires not disclosed

F3 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F4 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

F4 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
SHAW RUTH GDirector
OtherCommon Stock 15,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006412 · doc4.xml · nonDerivative · entry 1

SHAW RUTH G · CIK 0001215486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,022

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC OtherCommon Stock 723 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006413 · doc4.xml · nonDerivative · entry 1

Hinman Jacqueline C. · CIK 0001434505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
BELL JAMES ADirector
OtherPhantom Stock Units · Derivative 3,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006410 · doc4.xml · derivative · entry 2

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022

Underlying: Common Stock · 3,022 shares

Expires not disclosed

F3 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F4 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

F4 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:49 UTC
BELL JAMES ADirector
OtherCommon Stock 12,778 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006410 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,778

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:48 UTC
BANGA AJAYDirector
OtherCommon Stock 5,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006409 · doc4.xml · nonDerivative · entry 1

BANGA AJAY · CIK 0001338914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,831

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 142,250 $0.00 Strike: $60.08 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · derivative · entry 8

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,250

Underlying: Common Stock · 142,250 shares

Expires 2028-10-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F8 · derivative.exercise_date: This option will vest in three equal installments beginning on October 10, 2019. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,206 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · derivative · entry 7

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206

Underlying: Common Stock · 4,206 shares

Expires 2028-02-15

F6 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F6 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,719 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · derivative · entry 6

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Common Stock · 4,719 shares

Expires 2027-02-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,229 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · derivative · entry 5

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229

Underlying: Common Stock · 6,229 shares

Expires 2026-02-12

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,874 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · derivative · entry 4

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Stock · 5,874 shares

Expires 2025-02-13

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:08 UTC
Wilson Amy ESee Remarks
GrantCommon Stock 4,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009958 · doc4.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 3,229 shares on or about February 10, 2020 and 907 shares on or about February 15, 2021.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 36,656 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 11

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,656

Underlying: Common Stock · 36,656 shares

Expires 2028-02-15

F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,871 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 10

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,871

Underlying: Common Stock · 34,871 shares

Expires 2027-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 40,578 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 9

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,578

Underlying: Common Stock · 40,578 shares

Expires 2026-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 38,267 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 8

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627

Underlying: Common Stock · 38,267 shares

Expires 2025-02-13

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 28,078 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 7

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,078

Underlying: Common Stock · 28,078 shares

Expires 2024-02-14

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 29,915 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 6

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,915

Underlying: Common Stock · 29,915 shares

Expires 2023-02-15

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 21,187 $0.00 Strike: $34.43 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 5

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,187

Underlying: Common Stock · 21,187 shares

Expires 2022-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,920 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 4

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920

Underlying: Common Stock · 13,920 shares

Expires 2021-02-11

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 12,341 $0.00 Strike: $28.14 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 3

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

Underlying: Common Stock · 12,341 shares

Expires 2020-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantCommon Stock 13,960 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · nonDerivative · entry 2

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,290

F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:06 UTC
HOLICKI PETERSenior Vice President
GrantCommon Stock 23,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009956 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,330

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 23,784 shares on or about February 10, 2020.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 56,060 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · derivative · entry 8

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,060

Underlying: Common Stock · 56,060 shares

Expires 2028-02-15

F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

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April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 53,333 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · derivative · entry 7

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,333

Underlying: Common Stock · 53,333 shares

Expires 2027-02-10

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 33,510 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · derivative · entry 6

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,510

Underlying: Common Stock · 33,510 shares

Expires 2026-02-12

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 15,311 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · derivative · entry 5

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

Underlying: Common Stock · 15,311 shares

Expires 2025-02-13

F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantCommon Stock 6,980 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · nonDerivative · entry 2

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,611

F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:04 UTC
Sreeram Attiganal NSenior Vice President
GrantCommon Stock 54,953 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009955 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,631

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 36,372 shares on or about February 10, 2020; and 18,581 shares on or about February 13, 2022.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 25,873 $0.00 Strike: $72.77 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 12

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,873

Underlying: Common Stock · 25,873 shares

Expires 2028-02-15

F6 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F6 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F7 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 24,623 $0.00 Strike: $61.97 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 11

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,623

Underlying: Common Stock · 24,623 shares

Expires 2027-02-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F5 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,091 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 10

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

Underlying: Common Stock · 34,091 shares

Expires 2026-02-12

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 25,768 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 9

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Stock · 25,768 shares

Expires 2025-02-13

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 25,551 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 8

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,551

Underlying: Common Stock · 25,551 shares

Expires 2024-02-14

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 50,905 $0.00 Strike: $32.57 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 7

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,905

Underlying: Common Stock · 50,905 shares

Expires 2023-02-15

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 36,056 $0.00 Strike: $34.43 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 6

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,056

Underlying: Common Stock · 36,056 shares

Expires 2022-02-10

F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.

F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 10:02 UTC
Edmonds Ronald CController and Vice President
GrantCommon Stock 16,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009953 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,455

F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 16,792 shares on or about February 10, 2020.

F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Apr 15, 2019 21:08 UTC Amendment OtherCommon Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006764 · doc4a.xml · nonDerivative · entry 1

BARTON JACQUELINE K · CIK 0001183680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 627

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · shares: This amendment is being filed solely to reflect an additional 427 shares of Common Stock, which were inadvertently omitted from the Form 4 of the Reporting Person filed with the Securities and Exchange Commission on April 3, 2019.

F3 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document
April 01, 2019 Filed Aug 5, 2019 20:41 UTC Amendment OtherCommon Stock 3,865.8474 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010850 · doc4a.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865.8474

F1 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019.

F2 · shares: This amendment is being filed solely to reflect an additional 32 shares of Common Stock, which were inadvertently omitted from the Form 4 of the Reporting Person filed with the Securities and Exchange Commissionon April 3, 2019.

F3 · balance_after: Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.