DOC

SEC source: 0001628280-20-002135 · wf-form4_158258538294972.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 22,587

SEC source: 0001628280-20-002135 · wf-form4_158258538294972.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 22,805

SEC source: 0001628280-20-001744 · wf-form4_158206709798961.xml · nonDerivative · entry 3

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,713

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001743 · wf-form4_158206705165766.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · EVP - Senior Housing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,146

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001742 · wf-form4_158206700783093.xml · nonDerivative · entry 2

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,478

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001741 · wf-form4_158206696363645.xml · nonDerivative · entry 3

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,189.213

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001740 · wf-form4_158206691672845.xml · nonDerivative · entry 3

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,152

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001739 · wf-form4_158206687090249.xml · nonDerivative · entry 3

Scott Peter A · CIK 0001696889 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,071

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001738 · wf-form4_158206681357754.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,540

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 3

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,934

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

SEC source: 0001628280-20-001744 · wf-form4_158206709798961.xml · nonDerivative · entry 2

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,405

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018.

SEC source: 0001628280-20-001742 · wf-form4_158206700783093.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,385

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018.

SEC source: 0001628280-20-001741 · wf-form4_158206696363645.xml · nonDerivative · entry 2

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,338.213

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018.

SEC source: 0001628280-20-001740 · wf-form4_158206691672845.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,871

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018.

SEC source: 0001628280-20-001739 · wf-form4_158206687090249.xml · nonDerivative · entry 2

Scott Peter A · CIK 0001696889 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,544

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018.

SEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 2

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,772

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the applicable award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018, and October 3, 2018.

SEC source: 0001628280-20-001744 · wf-form4_158206709798961.xml · nonDerivative · entry 1

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017.

SEC source: 0001628280-20-001741 · wf-form4_158206696363645.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,314.213

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017.

SEC source: 0001628280-20-001740 · wf-form4_158206691672845.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,722

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017.

SEC source: 0001628280-20-001739 · wf-form4_158206687090249.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,842

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017.

SEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 1

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,510

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017.

SEC source: 0001628280-20-000825 · wf-form4_158042538329048.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,654

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000823 · wf-form4_158042534174589.xml · nonDerivative · entry 4

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,663.213

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding in connection with one or more of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards.

SEC source: 0001628280-20-000823 · wf-form4_158042534174589.xml · nonDerivative · entry 3

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,255.213

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000823 · wf-form4_158042534174589.xml · nonDerivative · entry 2

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,587.213

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000823 · wf-form4_158042534174589.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · EVP, CLO, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,417.213

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000822 · wf-form4_158042530096995.xml · nonDerivative · entry 4

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,448

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding in connection with one or more of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards.

SEC source: 0001628280-20-000822 · wf-form4_158042530096995.xml · nonDerivative · entry 3

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,382

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000822 · wf-form4_158042530096995.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,265

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000822 · wf-form4_158042530096995.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,973

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000821 · wf-form4_158042526004908.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,725

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000819 · wf-form4_158042522289172.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,698

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 5

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,697

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding in connection with one or more of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards.

SEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 4

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,368

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 3

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,823

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 2

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,957

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

SEC source: 0001628280-20-000166 · wf-form4_157835171163153.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 23,355

SEC source: 0001628280-20-000166 · wf-form4_157835171163153.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 23,418

SEC source: 0001628280-20-000166 · wf-form4_157835171163153.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 23,766

SEC source: 0001628280-19-014010 · wf-form4_157359969586711.xml · nonDerivative · entry 1

Lewis Sara Grootwassink · CIK 0001165970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

F1 · shares: Represents a prorated initial grant of restricted stock units, which vests in full on April 23, 2020, the anticipated date of the issuer's next annual meeting of stockholders.

SEC source: 0001628280-19-011458 · wf-form4_156772455346951.xml · derivative · entry 3

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,014 shares

Expires 2020-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisitions and sales reported in this Form 4 were effected through the cashless exercise and sale of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2019.

F3 · derivative.exercise_date: Options vested 20% per year commencing on January 29, 2011, the first anniversary of the grant.

F4 · derivative.underlying_shares: The number of options in this Form 4 have been adjusted to reflect the Issuer's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's options existing prior to the spin-off, consistent with the Issuer's treatment of all then outstanding options.

SEC source: 0001628280-19-011458 · wf-form4_156772455346951.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,515

F1 · kind: The acquisitions and sales reported in this Form 4 were effected through the cashless exercise and sale of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2019.

F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $36.0000 to $36.0650. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

SEC source: 0001628280-19-011458 · wf-form4_156772455346951.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · EVP, CDO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisitions and sales reported in this Form 4 were effected through the cashless exercise and sale of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2019.

SEC source: 0001628280-19-011457 · wf-form4_156772450037057.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 24,595

SEC source: 0001628280-19-010964 · wf-form4_156625783075782.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on August 15, 2017.

SEC source: 0001628280-19-010963 · wf-form4_156625776619040.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 24,884

SEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 1

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,620

SEC source: 0001628280-19-008494 · wf-form4_156202814897064.xml · nonDerivative · entry 2

HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,224

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted.

SEC source: 0001628280-19-008495 · wf-form4_156202822504448.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 24,973

SEC source: 0001628280-19-006926 · wf-form4_155804403268935.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,267

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on May 15, 2017.