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HEALTHPEAK PROPERTIES, INC.

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Tapewire entity
3364
SEC CIK
0000765880
Parsed reports
355

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2022 Filed May 2, 2022 23:04 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011836 · wf-form4_165153265171092.xml · nonDerivative · entry 1

Lewis Sara Grootwassink · CIK 0001165970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date or the Company's next annual meeting of stockholders.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:04 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011835 · wf-form4_165153263108426.xml · nonDerivative · entry 1

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,826

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date or the Company's next annual meeting of stockholders.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:03 UTC
HENRY DAVIDDirector
GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011833 · wf-form4_165153255274717.xml · nonDerivative · entry 1

HENRY DAVID · CIK 0001250823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,717

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date, the Company's next annual meeting of stockholders, or the director's retirement.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:02 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011832 · wf-form4_165153253669955.xml · nonDerivative · entry 1

Griffin R Kent Jr · CIK 0001356944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,026

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date or the Company's next annual meeting of stockholders.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:02 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011831 · wf-form4_165153251637315.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,258

F2 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date, the Company's next annual meeting of stockholders, or the director's retirement.

F1 · balance_after: The reporting person previously reported 4,724 shares held directly, which vested on April 28, 2022, and are now held indirectly in a trust account.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:01 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011830 · wf-form4_165153248544353.xml · nonDerivative · entry 1

Cartwright Brian G. · CIK 0001580807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,321

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date, the Company's next annual meeting of stockholders, or the director's retirement.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:13 UTC
Brinker Scott MPresident and CIO
Tax withholdingCommon Stock 23,469 $31.06 $728,947.14
Disclosure

SEC source: 0001628280-22-004717 · wf-form4_164625918792687.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,750

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on March 1, 2018.

Read SEC document
February 25, 2022 Filed Feb 7, 2023 00:17 UTC
HERZOG THOMAS MDirector · CEO
GiftCommon Stock 130,292 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002457 · wf-form4_167572900335395.xml · nonDerivative · entry 1

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,348

F1 · balance_after: Reflects securities beneficially owned as of October 6, 2022, the last day of the reporting person's employment with the Company. The reporting person had no exempt or non-exempt transactions occurring within six months of such date and, accordingly, the reporting person had no further transactions to report after such date.

Read SEC document
February 23, 2022 Filed May 2, 2022 23:02 UTC GiftCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011831 · wf-form4_165153251637315.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,243

F1 · balance_after: The reporting person previously reported 4,724 shares held directly, which vested on April 28, 2022, and are now held indirectly in a trust account.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:18 UTC
HERZOG THOMAS MDirector · CEO
Tax withholdingCommon Stock 11,671 $32.10 $374,639.10
Disclosure

SEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 3

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,640

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:21 UTC
Miller Jeffrey HEVP - Development
Tax withholdingCommon Stock 1,740 $32.10 $55,854.00
Disclosure

SEC source: 0001628280-22-002758 · wf-form4_164496365499417.xml · nonDerivative · entry 3

Miller Jeffrey H · CIK 0001292027 · EVP - Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,811

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:22 UTC Tax withholdingCommon Stock 3,221 $32.10 $103,394.10
Disclosure

SEC source: 0001628280-22-002759 · wf-form4_164496370707442.xml · nonDerivative · entry 3

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,765

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:16 UTC
Bohn Scott REVP, Co-Head of Life Science
Tax withholdingCommon Stock 561 $32.10 $18,008.10
Disclosure

SEC source: 0001628280-22-002751 · wf-form4_164496337257906.xml · nonDerivative · entry 3

Bohn Scott R · CIK 0001908406 · EVP, Co-Head of Life Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,910

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:18 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 897 $32.10 $28,793.70
Disclosure

SEC source: 0001628280-22-002754 · wf-form4_164496350675540.xml · nonDerivative · entry 3

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,034

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:19 UTC Tax withholdingCommon Stock 2,613 $32.10 $83,877.30
Disclosure

SEC source: 0001628280-22-002756 · wf-form4_164496357606415.xml · nonDerivative · entry 3

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,336

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:20 UTC
McHenry Troy E.CLO and GC
Tax withholdingCommon Stock 2,009 $32.10 $64,488.90
Disclosure

SEC source: 0001628280-22-002757 · wf-form4_164496361025282.xml · nonDerivative · entry 3

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,080.213

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:17 UTC
Brinker Scott MPresident and CIO
Tax withholdingCommon Stock 3,855 $32.10 $123,745.50
Disclosure

SEC source: 0001628280-22-002752 · wf-form4_164496342489295.xml · nonDerivative · entry 3

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,219

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 15, 2022 Filed Feb 15, 2022 22:15 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 718 $32.10 $23,047.80
Disclosure

SEC source: 0001628280-22-002750 · wf-form4_164496330979664.xml · nonDerivative · entry 3

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,238

F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:18 UTC
HERZOG THOMAS MDirector · CEO
Tax withholdingCommon Stock 11,672 $32.45 $378,756.40
Disclosure

SEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 2

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,311

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:21 UTC
Miller Jeffrey HEVP - Development
Tax withholdingCommon Stock 786 $32.45 $25,505.70
Disclosure

SEC source: 0001628280-22-002758 · wf-form4_164496365499417.xml · nonDerivative · entry 2

Miller Jeffrey H · CIK 0001292027 · EVP - Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,551

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:22 UTC Tax withholdingCommon Stock 2,716 $32.45 $88,134.20
Disclosure

SEC source: 0001628280-22-002759 · wf-form4_164496370707442.xml · nonDerivative · entry 2

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,986

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:16 UTC
Bohn Scott REVP, Co-Head of Life Science
Tax withholdingCommon Stock 570 $32.45 $18,496.50
Disclosure

SEC source: 0001628280-22-002751 · wf-form4_164496337257906.xml · nonDerivative · entry 2

Bohn Scott R · CIK 0001908406 · EVP, Co-Head of Life Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,471

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:18 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 817 $32.45 $26,511.65
Disclosure

SEC source: 0001628280-22-002754 · wf-form4_164496350675540.xml · nonDerivative · entry 2

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,931

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:19 UTC Tax withholdingCommon Stock 2,116 $32.45 $68,664.20
Disclosure

SEC source: 0001628280-22-002756 · wf-form4_164496357606415.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,949

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:20 UTC
McHenry Troy E.CLO and GC
Tax withholdingCommon Stock 1,815 $32.45 $58,896.75
Disclosure

SEC source: 0001628280-22-002757 · wf-form4_164496361025282.xml · nonDerivative · entry 2

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,089.213

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:17 UTC
Brinker Scott MPresident and CIO
Tax withholdingCommon Stock 4,064 $32.45 $131,876.80
Disclosure

SEC source: 0001628280-22-002752 · wf-form4_164496342489295.xml · nonDerivative · entry 2

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,074

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:15 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 322 $32.45 $10,448.90
Disclosure

SEC source: 0001628280-22-002750 · wf-form4_164496330979664.xml · nonDerivative · entry 2

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,956

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:18 UTC
HERZOG THOMAS MDirector · CEO
Tax withholdingCommon Stock 13,243 $32.45 $429,735.35
Disclosure

SEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 1

HERZOG THOMAS M · CIK 0001276863 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,983

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:21 UTC
Miller Jeffrey HEVP - Development
Tax withholdingCommon Stock 893 $32.45 $28,977.85
Disclosure

SEC source: 0001628280-22-002758 · wf-form4_164496365499417.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · EVP - Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,337

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:22 UTC Tax withholdingCommon Stock 3,028 $32.45 $98,258.60
Disclosure

SEC source: 0001628280-22-002759 · wf-form4_164496370707442.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,702

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:16 UTC
Bohn Scott REVP, Co-Head of Life Science
Tax withholdingCommon Stock 1,704 $32.45 $55,294.80
Disclosure

SEC source: 0001628280-22-002751 · wf-form4_164496337257906.xml · nonDerivative · entry 1

Bohn Scott R · CIK 0001908406 · EVP, Co-Head of Life Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,041

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:18 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 921 $32.45 $29,886.45
Disclosure

SEC source: 0001628280-22-002754 · wf-form4_164496350675540.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,748

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:19 UTC Tax withholdingCommon Stock 2,544 $32.45 $82,552.80
Disclosure

SEC source: 0001628280-22-002756 · wf-form4_164496357606415.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,065

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:20 UTC
McHenry Troy E.CLO and GC
Tax withholdingCommon Stock 1,987 $32.45 $64,478.15
Disclosure

SEC source: 0001628280-22-002757 · wf-form4_164496361025282.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,904.213

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:17 UTC
Brinker Scott MPresident and CIO
Tax withholdingCommon Stock 5,084 $32.45 $164,975.80
Disclosure

SEC source: 0001628280-22-002752 · wf-form4_164496342489295.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,138

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:15 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 420 $32.45 $13,629.00
Disclosure

SEC source: 0001628280-22-002750 · wf-form4_164496330979664.xml · nonDerivative · entry 1

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,278

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:05 UTC Tax withholdingCommon Stock 23,696 $34.69 $822,014.24
Disclosure

SEC source: 0001628280-22-001530 · wf-form4_164367028907890.xml · nonDerivative · entry 4

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,730

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:05 UTC GrantCommon Stock 8,411 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001530 · wf-form4_164367028907890.xml · nonDerivative · entry 3

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,426

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:05 UTC GrantCommon Stock 38,912 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001530 · wf-form4_164367028907890.xml · nonDerivative · entry 2

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,015

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:05 UTC GrantCommon Stock 20,688 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001530 · wf-form4_164367028907890.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,103

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 12, 2021. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 27, 2022 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 23:04 UTC
Miller Jeffrey HEVP - Development
GrantCommon Stock 5,820 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001529 · wf-form4_164367026232956.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · EVP - Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,230

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 12, 2021. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee on January 27, 2022, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC
McHenry Troy E.CLO and GC
Tax withholdingCommon Stock 14,805 $34.69 $513,585.45
Disclosure

SEC source: 0001628280-22-001528 · wf-form4_164367023965582.xml · nonDerivative · entry 4

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,891.213

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC
McHenry Troy E.CLO and GC
GrantCommon Stock 5,187 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001528 · wf-form4_164367023965582.xml · nonDerivative · entry 3

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,696.213

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC
McHenry Troy E.CLO and GC
GrantCommon Stock 23,996 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001528 · wf-form4_164367023965582.xml · nonDerivative · entry 2

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,509.213

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC
McHenry Troy E.CLO and GC
GrantCommon Stock 13,575 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001528 · wf-form4_164367023965582.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,513.213

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 12, 2021. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 27, 2022 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC Tax withholdingCommon Stock 14,910 $34.69 $517,227.90
Disclosure

SEC source: 0001628280-22-001527 · wf-form4_164367021870122.xml · nonDerivative · entry 6

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,609

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC GrantCommon Stock 8,411 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001527 · wf-form4_164367021870122.xml · nonDerivative · entry 5

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,519

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC GrantCommon Stock 38,912 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001527 · wf-form4_164367021870122.xml · nonDerivative · entry 4

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,108

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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January 27, 2022 Filed Jan 31, 2022 23:04 UTC GrantCommon Stock 19,395 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001527 · wf-form4_164367021870122.xml · nonDerivative · entry 3

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,196

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 12, 2021. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 27, 2022 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

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January 27, 2022 Filed Jan 31, 2022 23:03 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 6,661 $34.69 $231,070.09
Disclosure

SEC source: 0001628280-22-001526 · wf-form4_164367019467452.xml · nonDerivative · entry 4

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,669

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.