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Dianthus Therapeutics, Inc. /DE/

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1813
SEC CIK
0001690585
Parsed reports
289

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202600
Feb 202600
Mar 2026021
Apr 202601
May 202601
Jun 202605
Jul 202603
Aug 2026022
Sep 202608
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionCommon Stock 31,250 $22.07 $689,687.50
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 8

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionCommon Stock 37,494 $21.77 $816,244.38
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 7

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionCommon Stock 40,287 $17.88 $720,331.56
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 6

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 3,529 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · derivative · entry 11

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,471

Underlying: Common Stock · 3,529 shares

Expires 2034-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

F6 · derivative.exercise_date: The shares of common stock underlying this stock option award vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 83,978 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · derivative · entry 10

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,996

Underlying: Common Stock · 83,978 shares

Expires 2032-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

F5 · derivative.exercise_date: The shares of common stock underlying this stock option award vested as to 25% of the shares on April 25, 2023, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
SaleCommon Stock 18,576 $37.72 $700,686.72
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 5

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

F4 · price: The price reported above is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.48 to $38.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
SaleCommon Stock 42,765 $37.04 $1,584,015.60
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 4

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,576

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

F3 · price: The price reported above is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.48 to $37.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
SaleCommon Stock 26,166 $35.80 $936,742.80
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 3

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,341

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

F2 · price: The price reported above is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.48 to $36.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionCommon Stock 3,529 $17.88 $63,098.52
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 2

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

Read SEC document
November 13, 2025 Filed Nov 15, 2025 02:00 UTC
Randhawa SimratEVP, Head of R&D
Exercise / conversionCommon Stock 83,978 $8.44 $708,774.32
Disclosure

SEC source: 0001992260-25-000008 · ownership.xml · nonDerivative · entry 1

Randhawa Simrat · CIK 0001992260 · EVP, Head of R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on August 14, 2025.

Read SEC document
September 30, 2025 Filed Oct 3, 2025 23:00 UTC
Garcia MarinoDirector · CEO AND PRESIDENT
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001669866-25-000004 · ownership.xml · derivative · entry 1

Garcia Marino · CIK 0001669866 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2035-09-30

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after September 30, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:01 UTC
Randhawa SimratCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001992260-25-000005 · ownership.xml · derivative · entry 1

Randhawa Simrat · CIK 0001992260 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-09-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after September 23, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:02 UTC
Savitz RyanCFO & CBO
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001992324-25-000003 · ownership.xml · derivative · entry 1

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-09-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after September 23, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:20 UTC
Savitz RyanCFO & CBO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0000950170-25-114293 · ownership.xml · derivative · entry 3

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,766

Underlying: Common Stock · 20,000 shares

Expires 2032-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2025.

F2 · derivative.exercise_date: The shares of common stock underlying this stock option award vested as to 25% of the shares on June 2, 2023, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:20 UTC
Savitz RyanCFO & CBO
SaleCommon Stock 20,000 $35.00 $700,000.00
Disclosure

SEC source: 0000950170-25-114293 · ownership.xml · nonDerivative · entry 2

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2025.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:20 UTC
Savitz RyanCFO & CBO
Exercise / conversionCommon Stock 20,000 $8.44 $168,800.00
Disclosure

SEC source: 0000950170-25-114293 · ownership.xml · nonDerivative · entry 1

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2025.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:43 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076410 · ownership.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:44 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076412 · ownership.xml · derivative · entry 1

Violin Jonathan · CIK 0001730615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:41 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076406 · ownership.xml · derivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:42 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076408 · ownership.xml · derivative · entry 1

Romano Steven J. · CIK 0001639860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:41 UTC GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076403 · ownership.xml · derivative · entry 1

Lawton Alison Frances · CIK 0001542650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:40 UTC
Read SimonDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076400 · ownership.xml · derivative · entry 1

Read Simon · CIK 0001688199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest as to one-third of the shares subject to the option on each of the first, second and third anniversaries of the date of grant, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:02 UTC
KANGO SUJAYDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $19.86 $0.00
Disclosure

SEC source: 0000950170-25-033808 · ownership.xml · derivative · entry 1

KANGO SUJAY · CIK 0001336503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-03-04

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest as to one-third of the shares subject to the option on each of the first, second and third anniversaries of the date of grant, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:21 UTC
Randhawa SimratCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0000950170-25-013485 · ownership.xml · derivative · entry 1

Randhawa Simrat · CIK 0001992260 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-02-02

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:27 UTC
CARR EDWARDCHIEF ACCOUNTING OFFICER
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0000950170-25-013516 · ownership.xml · derivative · entry 1

CARR EDWARD · CIK 0001273351 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-02-02

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:23 UTC
Veness Adam MSVP, General Counsel and Sec.
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0000950170-25-013488 · ownership.xml · derivative · entry 1

Veness Adam M · CIK 0001778623 · SVP, General Counsel and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-02

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:18 UTC
Savitz RyanCFO & CBO
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0000950170-25-013471 · ownership.xml · derivative · entry 1

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-02-02

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:13 UTC
Garcia MarinoDirector · CEO AND PRESIDENT
GrantStock Option (Right to Buy) · Derivative 340,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0000950170-25-013443 · ownership.xml · derivative · entry 1

Garcia Marino · CIK 0001669866 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common Stock · 340,000 shares

Expires 2035-02-02

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2025, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
September 27, 2024 Filed Oct 2, 2024 00:00 UTC OtherCommon Stock 62,146 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-105106 · tm2425346-1_4seq1.xml · nonDerivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director

Kiselak Tomas · CIK 0001830177 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount SPV III, LLC

Disclosed balance after: 0

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Fairmount SPV III, LLC ("Fairmount SPV") to its membership interest investors.

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. ("Fund II") and the Class A Member for Fairmount SPV. The general partner of Fairmount is Fairmount Funds Management GP LLC ("Fairmount GP"), of which Peter Harwin and Tomas Kiselak are the managing members. Fairmount, Fairmount GP, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 21:38 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0000950170-24-107900 · ownership.xml · derivative · entry 1

Romano Steven J. · CIK 0001639860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2034-09-15

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest as to one-third of the shares subject to the option on each of the first, second and third anniversaries of the date of grant, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
May 23, 2024 Filed May 29, 2024 00:04 UTC
Randhawa SimratCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065565 · ownership.xml · derivative · entry 1

Randhawa Simrat · CIK 0001992260 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after May 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
May 23, 2024 Filed May 28, 2024 23:59 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065545 · ownership.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 23, 2024 Filed May 29, 2024 00:05 UTC
Veness Adam MSVP, General Counsel and Sec.
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065566 · ownership.xml · derivative · entry 1

Veness Adam M · CIK 0001778623 · SVP, General Counsel and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after May 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
May 23, 2024 Filed May 29, 2024 00:05 UTC
CARR EDWARDCHIEF ACCOUNTING OFFICER
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065567 · ownership.xml · derivative · entry 1

CARR EDWARD · CIK 0001273351 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after May 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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May 23, 2024 Filed May 29, 2024 00:04 UTC
Savitz RyanCFO & CBO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065564 · ownership.xml · derivative · entry 1

Savitz Ryan · CIK 0001992324 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after May 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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May 23, 2024 Filed May 29, 2024 00:03 UTC
Garcia MarinoDirector · CEO AND PRESIDENT
GrantStock Option (Right to Buy) · Derivative 243,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065562 · ownership.xml · derivative · entry 1

Garcia Marino · CIK 0001669866 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,000

Underlying: Common Stock · 243,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after May 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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May 23, 2024 Filed May 29, 2024 00:02 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065560 · ownership.xml · derivative · entry 1

Violin Jonathan · CIK 0001730615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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May 23, 2024 Filed May 28, 2024 23:58 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065543 · ownership.xml · derivative · entry 1

MOULDER LEON O JR · CIK 0001228865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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May 23, 2024 Filed May 28, 2024 23:58 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065541 · ownership.xml · derivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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May 23, 2024 Filed May 28, 2024 23:58 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065540 · ownership.xml · derivative · entry 1

Lawton Alison Frances · CIK 0001542650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

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May 23, 2024 Filed May 28, 2024 23:57 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065539 · ownership.xml · derivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director

Kiselak Tomas · CIK 0001830177 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to Tomas Kiselak's continued service to the Issuer through the vesting date.

F2 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount Funds Management LLC ("Fairmount"), Mr. Kiselak holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaims beneficial ownership of the option and underlying common stock. Fairmount disclaims beneficial ownership of any of the reported securities, except to the extent of its pecuniary interest therin.

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April 01, 2024 Filed Apr 1, 2024 22:21 UTC
Kiselak TomasDirector · 10% owner
OtherCommon Stock 58,857 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-039590 · ownership.xml · nonDerivative · entry 2

Fairmount Funds Management LLC · CIK 0001802528 · Director

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II LP

Disclosed balance after: 2,700,691

F1 · kind: On April 1, 2024, in connection with the wind down of Fairmount Healthcare Fund LP ("Fund I"), all shares of common stock held by Fund I were transferred to Fairmount Healthcare Fund II LP ("Fund II").

F1 · price: On April 1, 2024, in connection with the wind down of Fairmount Healthcare Fund LP ("Fund I"), all shares of common stock held by Fund I were transferred to Fairmount Healthcare Fund II LP ("Fund II").

F3 · ownership.nature: Fairmount is the investment manager for Fund II. Fairmount, Fairmount GP, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the securities held by Fund II for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein.

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April 01, 2024 Filed Apr 1, 2024 22:21 UTC
Kiselak TomasDirector · 10% owner
OtherCommon Stock 58,857 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-039590 · ownership.xml · nonDerivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director

Kiselak Tomas · CIK 0001830177 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund LP

Disclosed balance after: 0

F1 · kind: On April 1, 2024, in connection with the wind down of Fairmount Healthcare Fund LP ("Fund I"), all shares of common stock held by Fund I were transferred to Fairmount Healthcare Fund II LP ("Fund II").

F1 · price: On April 1, 2024, in connection with the wind down of Fairmount Healthcare Fund LP ("Fund I"), all shares of common stock held by Fund I were transferred to Fairmount Healthcare Fund II LP ("Fund II").

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fund I. The general partner of Fairmount is Fairmount Funds Management GP LLC ("Fairmount GP"), of which Peter Harwin and Tomas Kiselak are the managing members. Fairmount, Fairmount GP, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the securities held by Fund I for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein.

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January 24, 2024 Filed Jan 26, 2024 21:43 UTC
Randhawa SimratCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0000950170-24-007990 · ownership.xml · derivative · entry 1

Randhawa Simrat · CIK 0001992260 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2034-01-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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January 24, 2024 Filed Jan 26, 2024 21:51 UTC
CARR EDWARDCHIEF ACCOUNTING OFFICER
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0000950170-24-008000 · ownership.xml · derivative · entry 1

CARR EDWARD · CIK 0001273351 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2034-01-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:46 UTC
Veness Adam MSVP, General Counsel and Sec.
GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0000950170-24-007994 · ownership.xml · derivative · entry 1

Veness Adam M · CIK 0001778623 · SVP, General Counsel and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2034-01-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:36 UTC
Garcia MarinoDirector · CEO AND PRESIDENT
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0000950170-24-007979 · ownership.xml · derivative · entry 1

Garcia Marino · CIK 0001669866 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2034-01-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:41 UTC
Savitz RyanCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0000950170-24-007986 · ownership.xml · derivative · entry 1

Savitz Ryan · CIK 0001992324 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2034-01-23

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in equal monthly installments over the four years after January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

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January 22, 2024 Filed Jan 24, 2024 18:55 UTC
Meng LeiDirector
GrantPre-Funded Warrants (Right to Buy) · Derivative 1,833,333 $12.00 Strike: $0.00 $21,998,162.67
Disclosure

SEC source: 0000950170-24-007130 · ownership.xml · derivative · entry 2

Meng Lei · CIK 0001992281 · Director

Avidity Partners Management LP · CIK 0001791827 · Director

Gregory Michael David · CIK 0001993963 · Director

Avidity Partners Management (GP) LLC · CIK 0001993910 · Director

Witzke David Roy · CIK 0001994125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,833,333

Underlying: Common Stock · 1,833,333 shares

Expires not disclosed

F3 · shares: Consists of Pre-Funded Warrants to purchase up to an aggregate of 1,833,333 shares of common stock purchased by clients of Avidity Partners Management LP from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Exchange Act.

F4 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of shares of common stock outstanding immediately after giving effect to such exercise.

F4 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of shares of common stock outstanding immediately after giving effect to such exercise.

F2 · ownership.nature: The reported securities are held by clients of Avidity Partners Management LP and may be deemed to beneficially owned by (i) Avidity Partners Management LP, (ii) Avidity Partners Management (GP) LLC, the general partner of Avidity Partners Management LP and (iii) each of David Witzke and Michael Gregory, the managing members of Avidity Partners Management (GP) LLC. Lei Meng, an employee of Avidity Partners Management LP, is a director of the Issuer. Avidity Partners Management LP, Avidity Partners Management (GP) LLC, Mr. Witzke and Mr. Gregory may be considered directors by deputization due to their affiliation with Ms. Meng. Each Reporting Person disclaims beneficial ownership of these shares except to the extent of its, his or her pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 22, 2024 Filed Jan 24, 2024 18:55 UTC
Meng LeiDirector
GrantCommon Stock 1,500,000 $12.00 $18,000,000.00
Disclosure

SEC source: 0000950170-24-007130 · ownership.xml · nonDerivative · entry 1

Meng Lei · CIK 0001992281 · Director

Avidity Partners Management LP · CIK 0001791827 · Director

Gregory Michael David · CIK 0001993963 · Director

Avidity Partners Management (GP) LLC · CIK 0001993910 · Director

Witzke David Roy · CIK 0001994125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,717,554

F1 · shares: Consists of an aggregate of 1,500,000 shares of common stock purchased by clients of Avidity Partners Management LP from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2 · ownership.nature: The reported securities are held by clients of Avidity Partners Management LP and may be deemed to beneficially owned by (i) Avidity Partners Management LP, (ii) Avidity Partners Management (GP) LLC, the general partner of Avidity Partners Management LP and (iii) each of David Witzke and Michael Gregory, the managing members of Avidity Partners Management (GP) LLC. Lei Meng, an employee of Avidity Partners Management LP, is a director of the Issuer. Avidity Partners Management LP, Avidity Partners Management (GP) LLC, Mr. Witzke and Mr. Gregory may be considered directors by deputization due to their affiliation with Ms. Meng. Each Reporting Person disclaims beneficial ownership of these shares except to the extent of its, his or her pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.