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Nasdaq · USD

DNLI

Denali Therapeutics Inc.

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1735
SEC CIK
0001714899
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2021 Filed Jul 23, 2021 21:33 UTC
SATO VICKI LDirector
SaleCommon Stock 400 $64.25 $25,700.00
Disclosure

SEC source: 0001714899-21-000060 · wf-form4_162707596730665.xml · nonDerivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,097

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $63.60 to $64.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 20:06 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 10,000 $76.20 $762,040.00
Disclosure

SEC source: 0001209191-21-045986 · doc4.xml · nonDerivative · entry 1

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 491,582

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $75.68 to $76.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by The Schuth Family Trust U/A DTD 06/05/2017, for which the Reporting Person serves as trustee.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:14 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 2,459 $77.84 $191,401.18
Disclosure

SEC source: 0001209191-21-045422 · doc4.xml · nonDerivative · entry 3

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,192,409

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $77.67 to $78.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:14 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 12,844 $77.35 $993,470.56
Disclosure

SEC source: 0001209191-21-045422 · doc4.xml · nonDerivative · entry 2

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,194,868

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $76.67 to $77.665 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:14 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 3,030 $76.38 $231,428.37
Disclosure

SEC source: 0001209191-21-045422 · doc4.xml · nonDerivative · entry 1

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,207,712

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $75.67 to $76.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:51 UTC
SATO VICKI LDirector
SaleCommon Stock 986 $71.11 $70,109.53
Disclosure

SEC source: 0001209191-21-043062 · doc4.xml · nonDerivative · entry 2

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,497

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $70.80 to $71.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:51 UTC
SATO VICKI LDirector
SaleCommon Stock 680 $70.20 $47,735.32
Disclosure

SEC source: 0001209191-21-043062 · doc4.xml · nonDerivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,483

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $69.74 to $70.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · derivative · entry 8

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,245 shares

Expires 2029-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 27,830 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · derivative · entry 7

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,830 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 39,303 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · derivative · entry 6

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

Underlying: Common Stock · 39,303 shares

Expires 2027-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC SaleCommon Stock 700 $71.06 $49,744.10
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · nonDerivative · entry 5

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544,370

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $71.02 to $71.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC SaleCommon Stock 93,678 $70.35 $6,589,778.91
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · nonDerivative · entry 4

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545,070

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $70.00 to $70.965 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionCommon Stock 27,245 $19.50 $531,277.50
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · nonDerivative · entry 3

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionCommon Stock 27,830 $18.92 $526,543.60
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · nonDerivative · entry 2

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:10 UTC Exercise / conversionCommon Stock 39,303 $18.00 $707,454.00
Disclosure

SEC source: 0001209191-21-038978 · doc4.xml · nonDerivative · entry 1

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,074 restricted stock units.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:10 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 4,340 $64.82 $281,301.44
Disclosure

SEC source: 0001209191-21-038977 · doc4.xml · nonDerivative · entry 2

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 501,582

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $64.70 to $64.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by The Schuth Family Trust U/A DTD 06/05/2017, for which the Reporting Person serves as trustee.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 21:10 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 5,660 $64.35 $364,198.36
Disclosure

SEC source: 0001209191-21-038977 · doc4.xml · nonDerivative · entry 1

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 505,922

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $63.70 to $64.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by The Schuth Family Trust U/A DTD 06/05/2017, for which the Reporting Person serves as trustee.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:37 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038393 · doc4.xml · derivative · entry 2

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:37 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038393 · doc4.xml · nonDerivative · entry 1

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544,370

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:37 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038390 · doc4.xml · derivative · entry 4

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:37 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038390 · doc4.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:36 UTC
SATO VICKI LDirector
GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038389 · doc4.xml · derivative · entry 2

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:36 UTC
SATO VICKI LDirector
GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038389 · doc4.xml · nonDerivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,163

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:35 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038385 · doc4.xml · derivative · entry 3

NELSEN ROBERT · CIK 0001219042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:35 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038385 · doc4.xml · nonDerivative · entry 1

NELSEN ROBERT · CIK 0001219042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,432

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:34 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038383 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:34 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038383 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:33 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038380 · doc4.xml · derivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:33 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038380 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 330,327

F1 · shares: Shares will be issued directly to The Flatley Family Trust.

F2 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F3 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038376 · doc4.xml · derivative · entry 2

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:32 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038376 · doc4.xml · nonDerivative · entry 1

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:31 UTC GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038374 · doc4.xml · derivative · entry 2

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:31 UTC GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038374 · doc4.xml · nonDerivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 354 $63.50 $22,479.00
Disclosure

SEC source: 0001209191-21-037981 · doc4.xml · nonDerivative · entry 4

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,210,742

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 2,102 $62.76 $131,911.01
Disclosure

SEC source: 0001209191-21-037981 · doc4.xml · nonDerivative · entry 3

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,211,096

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $62.50 to $63.055 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 2,750 $62.09 $170,747.50
Disclosure

SEC source: 0001209191-21-037981 · doc4.xml · nonDerivative · entry 2

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,213,198

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $61.50 to $62.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

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June 01, 2021 Filed Jun 4, 2021 00:08 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 13,127 $60.98 $800,510.71
Disclosure

SEC source: 0001209191-21-037981 · doc4.xml · nonDerivative · entry 1

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,215,948

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $60.48 to $61.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

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June 01, 2021 Filed Jun 4, 2021 00:57 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038047 · doc4.xml · derivative · entry 4

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:57 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038047 · doc4.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:55 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038043 · doc4.xml · derivative · entry 6

NELSEN ROBERT · CIK 0001219042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F7 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F7 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:55 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038043 · doc4.xml · nonDerivative · entry 5

NELSEN ROBERT · CIK 0001219042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:54 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038041 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:54 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038041 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038039 · doc4.xml · derivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: 100% of the restricted stock units vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:53 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038039 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 328,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were issued directly to The Flatley Family Trust.

F2 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.

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June 01, 2021 Filed Jun 4, 2021 00:51 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038035 · doc4.xml · derivative · entry 2

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:51 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038035 · doc4.xml · nonDerivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:52 UTC Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038036 · doc4.xml · derivative · entry 2

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

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June 01, 2021 Filed Jun 4, 2021 00:52 UTC Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038036 · doc4.xml · nonDerivative · entry 1

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:03 UTC
SATO VICKI LDirector
SaleCommon Stock 40 $66.72 $2,668.60
Disclosure

SEC source: 0001209191-21-036513 · doc4.xml · nonDerivative · entry 3

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,089

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $66.60 to 66.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,253 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.