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Nasdaq · USD

DNLI

Denali Therapeutics Inc.

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Tapewire entity
1735
SEC CIK
0001714899
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2019 Filed May 31, 2019 22:39 UTC GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033741 · doc4.xml · derivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:38 UTC GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033740 · doc4.xml · derivative · entry 1

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:36 UTC GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033738 · doc4.xml · derivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:28 UTC GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033722 · doc4.xml · derivative · entry 1

Cole Douglas G. · CIK 0001486373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 23:30 UTC GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-034076 · doc4.xml · derivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:00 UTC
NELSEN ROBERTDirector · 10% owner
GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033967 · doc4.xml · derivative · entry 1

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
May 14, 2019 Filed Jul 3, 2019 20:47 UTC
Watts Ryan J.Director · President and CEO
GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041176 · doc4.xml · nonDerivative · entry 2

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,520,971

F1 · kind: The shares were disposed of in connection with a bona fide gift by the Reporting Person to a donor advised fund.

F2 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
May 13, 2019 Filed May 13, 2019 21:52 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,500 $21.09 $52,725.00
Disclosure

SEC source: 0001209191-19-029432 · doc4.xml · nonDerivative · entry 4

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 640,089

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $20.69 to $21.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
May 10, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,546 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · derivative · entry 16

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,939

Underlying: Common Stock · 2,546 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
May 10, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 3,316 $22.16 $73,482.56
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 13

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 103,806

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F12 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $21.73 to $22.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
May 10, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 2,546 $22.17 $56,444.82
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 12

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $21.73 to $22.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionCommon Stock 2,546 $5.28 $13,442.88
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 11

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 21:52 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,500 $22.19 $55,475.00
Disclosure

SEC source: 0001209191-19-029432 · doc4.xml · nonDerivative · entry 3

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 642,589

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $21.81 to $22.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,653 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · derivative · entry 15

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,485

Underlying: Common Stock · 2,653 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 200 $23.60 $4,720.00
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 10

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 107,122

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.51 to $23.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 3,010 $22.83 $68,718.30
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 9

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 107,322

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $22.44 to $23.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 200 $23.58 $4,716.00
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 8

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.51 to $23.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 2,453 $22.86 $56,075.58
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 7

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $22.44 to $23.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionCommon Stock 2,653 $5.28 $14,007.84
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 6

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:52 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,500 $22.86 $57,150.00
Disclosure

SEC source: 0001209191-19-029432 · doc4.xml · nonDerivative · entry 2

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 645,089

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $22.45 to $23.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,613 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · derivative · entry 14

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,138

Underlying: Common Stock · 2,613 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 3,162 $23.51 $74,338.62
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 5

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 110,332

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.15 to $23.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 2,613 $23.50 $61,405.50
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 4

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.24 to $23.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:37 UTC
Ho CaroleChief Medical Officer
Exercise / conversionCommon Stock 2,613 $5.28 $13,796.64
Disclosure

SEC source: 0001209191-19-029053 · doc4.xml · nonDerivative · entry 3

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 3, 2019 22:30 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 6,111 $24.49 $149,658.39
Disclosure

SEC source: 0001209191-19-027547 · doc4.xml · nonDerivative · entry 4

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,579,304

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $24.12 to $24.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
May 02, 2019 Filed May 3, 2019 22:30 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 6,111 $24.03 $146,847.33
Disclosure

SEC source: 0001209191-19-027547 · doc4.xml · nonDerivative · entry 3

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,585,415

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.69 to $24.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
May 01, 2019 Filed May 3, 2019 22:30 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 6,112 $24.09 $147,238.08
Disclosure

SEC source: 0001209191-19-027547 · doc4.xml · nonDerivative · entry 2

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,591,526

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.76 to $24.31 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
April 11, 2019 Filed Apr 11, 2019 21:29 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,512 $27.73 $69,657.76
Disclosure

SEC source: 0001209191-19-024390 · doc4.xml · nonDerivative · entry 4

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 647,589

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.46 to $28.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:29 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,513 $28.26 $71,017.38
Disclosure

SEC source: 0001209191-19-024390 · doc4.xml · nonDerivative · entry 3

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 650,101

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.86 to $28.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 21:29 UTC
Schuth Alexander O.COO and Secretary
SaleCommon Stock 2,475 $28.17 $69,720.75
Disclosure

SEC source: 0001209191-19-024390 · doc4.xml · nonDerivative · entry 2

Schuth Alexander O. · CIK 0001724311 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 652,614

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.82 to $28.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Schuth Family Trust, for which the Reporting Person serves as trustee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:08 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 1,433 $27.00 $38,691.00
Disclosure

SEC source: 0001209191-19-023987 · doc4.xml · nonDerivative · entry 4

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,494

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.73 to $27.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:08 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 8,155 $26.24 $213,987.20
Disclosure

SEC source: 0001209191-19-023987 · doc4.xml · nonDerivative · entry 3

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 114,927

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,862 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · derivative · entry 16

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,858

Underlying: Common Stock · 5,862 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 900 $26.79 $24,111.00
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 13

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,082

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 8,688 $26.29 $228,407.52
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 12

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,982

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 600 $26.81 $16,086.00
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 11

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 5,262 $26.27 $138,232.74
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 10

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
Exercise / conversionCommon Stock 5,862 $5.28 $30,951.36
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 9

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:02 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 500 $26.77 $13,385.00
Disclosure

SEC source: 0001209191-19-023478 · doc4.xml · nonDerivative · entry 5

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,597,638

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 23:02 UTC
Watts Ryan J.Director · President and CEO
SaleCommon Stock 5,641 $26.28 $148,245.48
Disclosure

SEC source: 0001209191-19-023478 · doc4.xml · nonDerivative · entry 4

Watts Ryan J. · CIK 0001724310 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,598,138

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Watts Family 2015 Trust dated July 7, 2015, for which the Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,862 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · derivative · entry 16

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,751

Underlying: Common Stock · 5,862 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
SaleCommon Stock 900 $26.79 $24,111.00
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · nonDerivative · entry 13

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,082

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F9 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
SaleCommon Stock 8,688 $26.29 $228,407.52
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · nonDerivative · entry 12

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 123,982

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F12 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F9 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
SaleCommon Stock 600 $26.81 $16,086.00
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · nonDerivative · entry 11

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
SaleCommon Stock 5,262 $26.27 $138,232.74
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · nonDerivative · entry 10

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed May 10, 2019 21:34 UTC Amendment
Ho CaroleChief Medical Officer
Exercise / conversionCommon Stock 5,862 $5.28 $30,951.36
Disclosure

SEC source: 0001209191-19-029049 · doc4a.xml · nonDerivative · entry 9

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,135 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · derivative · entry 15

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,720

Underlying: Common Stock · 6,135 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 9,445 $25.29 $238,864.05
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 8

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 132,670

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.00 to $25.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 3,335 $25.15 $83,875.25
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 7

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $24.82 to $25.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 23:03 UTC
Ho CaroleChief Medical Officer
SaleCommon Stock 2,800 $24.51 $68,628.00
Disclosure

SEC source: 0001209191-19-023479 · doc4.xml · nonDerivative · entry 6

Ho Carole · CIK 0001724605 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

F3 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.81 to $24.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.