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Ginkgo Bioworks Holdings, Inc.

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5530
SEC CIK
0001830214
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202600
Mar 202601
Apr 2026010
May 202601
Jun 202600
Jul 202601
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 14, 2024 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018717 · form4.xml · derivative · entry 3

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F3 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:26 UTC Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018717 · form4.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018730 · form4.xml · derivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:30 UTC Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018730 · form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:35 UTC
SLOAN HARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018739 · form4.xml · derivative · entry 2

SLOAN HARRY · CIK 0001258248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:35 UTC
SLOAN HARRYDirector
Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018739 · form4.xml · nonDerivative · entry 1

SLOAN HARRY · CIK 0001258248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:22 UTC Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018709 · form4.xml · derivative · entry 3

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F4 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:22 UTC Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018709 · form4.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:24 UTC Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018713 · form4.xml · derivative · entry 2

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:24 UTC Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018713 · form4.xml · nonDerivative · entry 1

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:28 UTC Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018724 · form4.xml · derivative · entry 2

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 16:28 UTC Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018724 · form4.xml · nonDerivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:32 UTC
Sankar ShyamDirector
Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:32 UTC
Sankar ShyamDirector
Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,462,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
SaleClass A Common Stock 48,866 $0.55 $26,827.43
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · nonDerivative · entry 5

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,662

F4 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock and/or restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:06 UTC
Coen Steven P.See remarks
SaleClass A Common Stock 13,440 $0.55 $7,378.56
Disclosure

SEC source: 0001127602-24-017961 · form4.xml · nonDerivative · entry 3

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,832

F2 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock and/or restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass B Common Stock · Derivative 1,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · derivative · entry 9

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,412

Underlying: Class A Common Stock · 1,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F7 · price: Includes shares of Class B Common Stock that are subject to vesting conditions.

F3 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 22,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · derivative · entry 8

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,250

Underlying: Class A Common Stock · 22,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2024.

F6 · derivative.expiration_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2024.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · derivative · entry 7

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,125

Underlying: Class A Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.

F5 · derivative.expiration_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 65,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · derivative · entry 6

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,538

Underlying: Class A Common Stock · 65,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 1,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · nonDerivative · entry 4

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 22,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · nonDerivative · entry 3

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · nonDerivative · entry 2

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 17:04 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 65,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017958 · form4.xml · nonDerivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 21:06 UTC
Coen Steven P.See remarks
Exercise / conversionRestricted Stock Units · Derivative 6,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017961 · form4.xml · derivative · entry 5

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,251

Underlying: Class A Common Stock · 6,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 21:06 UTC
Coen Steven P.See remarks
Exercise / conversionRestricted Stock Units · Derivative 23,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017961 · form4.xml · derivative · entry 4

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,369

Underlying: Class A Common Stock · 23,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 21:06 UTC
Coen Steven P.See remarks
Exercise / conversionClass A Common Stock 6,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017961 · form4.xml · nonDerivative · entry 2

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 21:06 UTC
Coen Steven P.See remarks
Exercise / conversionClass A Common Stock 23,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-017961 · form4.xml · nonDerivative · entry 1

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 16, 2024 Filed May 20, 2024 16:54 UTC SaleClass A Common Stock 265,000 $0.83 $220,029.50
Disclosure

SEC source: 0001127602-24-015998 · form4.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Novalis LifeSciences Investments I, L.P.

Disclosed balance after: 5,515,364

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8233 to $0.8387, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 464,481 earn-out shares that will vest in substantially equal installments if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $15.00, $17.50 and $20.00.

F3 · ownership.nature: The reporting person is the manager of the general partner of Novalis LifeSciences Investments I, L.P. ("Novalis LifeSciences"), and as such, has sole voting and dispositive power over the shares held by Novalis LifeSciences and, as a result, may be deemed to share beneficial ownership of the shares held by Novalis LifeSciences.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:08 UTC
Sankar ShyamDirector
PurchaseClass A Common Stock 625,000 $0.82 $514,750.00
Disclosure

SEC source: 0001127602-24-015703 · form4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8118 to $0.8349, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
May 14, 2024 Filed May 14, 2024 21:16 UTC
SLOAN HARRYDirector
PurchaseClass A Common Stock 297,619 $0.91 $271,815.43
Disclosure

SEC source: 0001127602-24-015300 · form4.xml · nonDerivative · entry 1

SLOAN HARRY · CIK 0001258248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,540

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.9399, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 14, 2024 Filed May 14, 2024 17:13 UTC SaleClass A Common Stock 1,727,056 $0.93 $1,606,162.08
Disclosure

SEC source: 0001127602-24-015293 · form4.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,217

F1 · balance_after: Includes 281,217 earn-out shares that will vest in substantially equal installments if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $15.00, $17.50 and $20.00.

Read SEC document
May 02, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
SaleClass A Common Stock 47,806 $0.85 $40,396.07
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · nonDerivative · entry 5

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,400

F4 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock and/or restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:53 UTC
Coen Steven P.See remarks
SaleClass A Common Stock 131,928 $0.85 $111,479.16
Disclosure

SEC source: 0001127602-24-014296 · form4.xml · nonDerivative · entry 3

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,527

F2 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock and/or restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass B Common Stock · Derivative 1,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · derivative · entry 9

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,050

Underlying: Class A Common Stock · 1,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F7 · price: Includes shares of Class B Common Stock that are subject to vesting conditions.

F3 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 22,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · derivative · entry 8

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,054,167

Underlying: Class A Common Stock · 22,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2024.

F6 · derivative.expiration_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2024.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · derivative · entry 7

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,250

Underlying: Class A Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.

F5 · derivative.expiration_date: The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 65,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · derivative · entry 6

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,986

Underlying: Class A Common Stock · 65,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 1,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · nonDerivative · entry 4

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 973,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 22,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · nonDerivative · entry 3

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · nonDerivative · entry 2

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 01, 2024 Filed May 6, 2024 16:55 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 65,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014299 · form4.xml · nonDerivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 930,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 01, 2024 Filed May 6, 2024 20:53 UTC
Coen Steven P.See remarks
Exercise / conversionRestricted Stock Units · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014296 · form4.xml · derivative · entry 5

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter.

Read SEC document
May 01, 2024 Filed May 6, 2024 20:53 UTC
Coen Steven P.See remarks
Exercise / conversionRestricted Stock Units · Derivative 281,955 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014296 · form4.xml · derivative · entry 4

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,865

Underlying: Class A Common Stock · 281,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter.

Read SEC document
May 01, 2024 Filed May 6, 2024 20:53 UTC
Coen Steven P.See remarks
Exercise / conversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014296 · form4.xml · nonDerivative · entry 2

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 01, 2024 Filed May 6, 2024 20:53 UTC
Coen Steven P.See remarks
Exercise / conversionClass A Common Stock 281,955 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014296 · form4.xml · nonDerivative · entry 1

Coen Steven P. · CIK 0001977441 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:51 UTC
Shetty Reshma P.Director · See remarks · 10% owner
GrantStock Option · Derivative 5,000,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001127602-24-013568 · form4.xml · derivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires 2034-04-25

F1 · derivative.exercise_date: The options are subject both to time-based and performance-based vesting criteria (the "Founder Options"). The performance-based vesting is tied to the achievement of four specified stock price hurdles within a five-year period, with 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $5.00, 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $7.50, 20% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $10.00 and the remaining 60% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $12.50. If any of the performance-based criteria are achieved during the five-year performance period, the awards will vest on the five-year anniversary of the grant date, subject to the Reporting Person's or spouse's continued employment with Ginkgo on such anniversary.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:51 UTC
Shetty Reshma P.Director · See remarks · 10% owner
GrantStock Option · Derivative 5,000,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001127602-24-013568 · form4.xml · derivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires 2034-04-25

F1 · derivative.exercise_date: The options are subject both to time-based and performance-based vesting criteria (the "Founder Options"). The performance-based vesting is tied to the achievement of four specified stock price hurdles within a five-year period, with 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $5.00, 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $7.50, 20% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $10.00 and the remaining 60% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $12.50. If any of the performance-based criteria are achieved during the five-year performance period, the awards will vest on the five-year anniversary of the grant date, subject to the Reporting Person's or spouse's continued employment with Ginkgo on such anniversary.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:53 UTC
Canton Barry10% owner
GrantStock Option · Derivative 5,000,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001127602-24-013570 · form4.xml · derivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires 2034-04-25

F1 · derivative.exercise_date: The options are subject both to time-based and performance-based vesting criteria (the "Founder Options"). The performance-based vesting is tied to the achievement of four specified stock price hurdles within a five-year period, with 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $5.00, 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $7.50, 20% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $10.00 and the remaining 60% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $12.50. If any of the performance-based criteria are achieved during the five-year performance period, the awards will vest on the five-year anniversary of the grant date, subject to the Reporting Person's or spouse's continued employment with Ginkgo on such anniversary.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:53 UTC
Canton Barry10% owner
GrantStock Option · Derivative 5,000,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001127602-24-013570 · form4.xml · derivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires 2034-04-25

F1 · derivative.exercise_date: The options are subject both to time-based and performance-based vesting criteria (the "Founder Options"). The performance-based vesting is tied to the achievement of four specified stock price hurdles within a five-year period, with 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $5.00, 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $7.50, 20% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $10.00 and the remaining 60% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $12.50. If any of the performance-based criteria are achieved during the five-year performance period, the awards will vest on the five-year anniversary of the grant date, subject to the Reporting Person's or spouse's continued employment with Ginkgo on such anniversary.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.