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Ginkgo Bioworks Holdings, Inc.

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5530
SEC CIK
0001830214
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202600
Mar 202601
Apr 2026010
May 202601
Jun 202600
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 22:00 UTC
Dmytruk Mark E.See Remarks
Exercise / conversionClass A Common Stock 16,361 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032862 · doc4.xml · nonDerivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
Exercise / conversionClass B Common Stock · Derivative 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032859 · doc4.xml · derivative · entry 8

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,320,344

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
Exercise / conversionClass B Common Stock · Derivative 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032859 · doc4.xml · derivative · entry 7

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,344

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032859 · doc4.xml · nonDerivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 773,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032859 · doc4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Fallon Marie E.See Remarks
Exercise / conversionClass B Common Stock · Derivative 6,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032863 · doc4.xml · derivative · entry 4

Fallon Marie E. · CIK 0001883686 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Fallon Marie E.See Remarks
Exercise / conversionClass A Common Stock 6,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032863 · doc4.xml · nonDerivative · entry 1

Fallon Marie E. · CIK 0001883686 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Canton Barry10% owner
Exercise / conversionClass B Common Stock · Derivative 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032864 · doc4.xml · derivative · entry 8

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,320,344

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Canton Barry10% owner
Exercise / conversionClass B Common Stock · Derivative 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032864 · doc4.xml · derivative · entry 7

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320,344

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Canton Barry10% owner
Exercise / conversionClass A Common Stock 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032864 · doc4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 773,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Canton Barry10% owner
Exercise / conversionClass A Common Stock 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032864 · doc4.xml · nonDerivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Kelly Jason RDirector · See remarks
Exercise / conversionClass B Common Stock · Derivative 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032861 · doc4.xml · derivative · entry 4

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,929,596

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:55 UTC
Kelly Jason RDirector · See remarks
Exercise / conversionClass A Common Stock 773,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032861 · doc4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Oct 8, 2022 00:19 UTC Amendment
Fallon Marie E.See remarks
Exercise / conversionClass B Common Stock · Derivative 6,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033325 · doc4a.xml · derivative · entry 4

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.underlying_shares: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions. Excludes RSUs, which were previously reported as shares of Class B Common Stock on the Form 4 filed by the reporting person on March 14, 2022. Because the Issuer has the ability to settle such RSUs with shares of Class A Common Stock or cash upon vesting, RSUs will be reported separately from shares of Class B Common Stock in future reports.

Read SEC document
September 30, 2022 Filed Oct 8, 2022 00:19 UTC Amendment
Fallon Marie E.See remarks
Exercise / conversionClass A Common Stock 6,134 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033325 · doc4a.xml · nonDerivative · entry 1

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
September 30, 2022 Filed Nov 10, 2022 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 9,818 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035555 · doc4.xml · derivative · entry 2

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A common stock.

F1 · kind: Represents the conversion of restricted stock units ("RSUs") into Class A common stock.

F3 · derivative.exercise_date: In accordance with an agreement between the Reporting Person and the issuer to delay vesting of the RSUs, the RSUs vested on September 30, 2022.

F3 · derivative.expiration_date: In accordance with an agreement between the Reporting Person and the issuer to delay vesting of the RSUs, the RSUs vested on September 30, 2022.

F2 · derivative.underlying_shares: Each RSU represents a contingent right to receive one share of Class A common stock.

Read SEC document
September 30, 2022 Filed Nov 10, 2022 17:30 UTC Exercise / conversionClass A Common Stock 9,818 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-035555 · doc4.xml · nonDerivative · entry 1

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of restricted stock units ("RSUs") into Class A common stock.

F1 · shares: Represents the conversion of restricted stock units ("RSUs") into Class A common stock.

F1 · price: Represents the conversion of restricted stock units ("RSUs") into Class A common stock.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:09 UTC GrantStock Option · Derivative 186,915 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-22-027733 · doc4.xml · derivative · entry 3

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,915

Underlying: Class A Common Stock · 186,915 shares

Expires 2032-08-02

F3 · derivative.exercise_date: The initial stock options shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the initial stock options shall be fully vested on the third anniversary of the date of grant, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

F4 · derivative.underlying_shares: In accordance with the Non-Employee Director Compensation Program of the Issuer, the Black-Scholes value of the option award as of the grant date is $400,000.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:09 UTC GrantStock Option · Derivative 84,216 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0000899243-22-027733 · doc4.xml · derivative · entry 2

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,216

Underlying: Class A Common Stock · 84,216 shares

Expires 2032-08-02

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The vesting date of the RSUs and additional stock options, and in the case of the additional stock options, the exercise date, will be the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

F2 · derivative.underlying_shares: In accordance with the Non-Employee Director Compensation Program of the Issuer, the Black-Scholes value of the option award as of the grant date is a prorated amount based on $200,000.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 21:09 UTC GrantClass A Common Stock 56,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027733 · doc4.xml · nonDerivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,986

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The vesting date of the RSUs and additional stock options, and in the case of the additional stock options, the exercise date, will be the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 01:13 UTC GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022286 · doc4.xml · derivative · entry 3

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F3 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 01:13 UTC GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022286 · doc4.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,662

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 01:15 UTC GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022289 · doc4.xml · derivative · entry 2

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F2 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 01:15 UTC GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022289 · doc4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376,864

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 14, 2022 01:11 UTC
SLOAN HARRYDirector
GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022284 · doc4.xml · derivative · entry 2

SLOAN HARRY · CIK 0001258248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F2 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 14, 2022 01:11 UTC
SLOAN HARRYDirector
GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022284 · doc4.xml · nonDerivative · entry 1

SLOAN HARRY · CIK 0001258248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,921

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 13, 2022 21:17 UTC GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022291 · doc4.xml · derivative · entry 3

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F3 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 13, 2022 21:17 UTC GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022291 · doc4.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192,587

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 13, 2022 21:12 UTC GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022285 · doc4.xml · derivative · entry 2

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F2 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 13, 2022 21:12 UTC GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022285 · doc4.xml · nonDerivative · entry 1

Kewalramani Reshma · CIK 0001735944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,921

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 14, 2022 01:14 UTC
Sankar ShyamDirector
GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022288 · doc4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F2 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 14, 2022 01:14 UTC
Sankar ShyamDirector
GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022288 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,874

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 21:33 UTC
Dmytruk Mark E.See Remarks
GrantClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010986 · doc4.xml · derivative · entry 3

Dmytruk Mark E. · CIK 0001873507 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181,757

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F4 · derivative.exercise_date: Represents an award of restricted stock units covering Class B Common Stock, which vests in 48 equal monthly installments following the vesting commencement date of March 1, 2022.

F4 · derivative.expiration_date: Represents an award of restricted stock units covering Class B Common Stock, which vests in 48 equal monthly installments following the vesting commencement date of March 1, 2022.

F5 · balance_after: Includes 40,000 restricted stock units covering Class B Common Stock that were previously reported as Restricted Stock Units on the Form 4 filed by the reporting person on January 26, 2022. The reporting person intends to report such restricted stock units on a consolidated basis with his holdings of the underlying Class B Common Stock in future reports.

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March 11, 2022 Filed Mar 15, 2022 01:34 UTC GrantClass A Common Stock 1,071,395 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010988 · doc4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,943

F1 · kind: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 883,253 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

F1 · shares: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 883,253 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

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March 11, 2022 Filed Mar 14, 2022 21:33 UTC GrantClass A Common Stock 1,746,706 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010987 · doc4.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121,666

F1 · kind: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 1,390,938 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

F1 · shares: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 1,390,938 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 01:32 UTC
Sankar ShyamDirector
GrantClass A Common Stock 1,026,405 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010985 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,953

F1 · kind: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 928,244 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

F1 · shares: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 928,244 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 01:32 UTC
Fallon Marie E.See Remarks
GrantClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010984 · doc4.xml · derivative · entry 1

Fallon Marie E. · CIK 0001883686 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,894

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.exercise_date: Represents an award of restricted stock units covering Class B Common Stock, which vests in 48 equal monthly installments following the vesting commencement date of March 1, 2022.

F2 · derivative.expiration_date: Represents an award of restricted stock units covering Class B Common Stock, which vests in 48 equal monthly installments following the vesting commencement date of March 1, 2022.

F3 · balance_after: Includes 40,000 restricted stock units covering Class B Common Stock that were previously reported as Restricted Stock Units on the Form 4 filed by the reporting person on January 26, 2022. The reporting person intends to report such restricted stock units on a consolidated basis with her holdings of the underlying Class B Common Stock in future reports.

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March 10, 2022 Filed Mar 14, 2022 21:33 UTC
Dmytruk Mark E.See Remarks
Tax withholdingClass B Common Stock · Derivative 289,898 $3.37 $976,956.26
Disclosure

SEC source: 0000899243-22-010986 · doc4.xml · derivative · entry 2

Dmytruk Mark E. · CIK 0001873507 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641,757

Underlying: Class A Common Stock · 289,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax withholding obligations. Not a market sale.

F2 · derivative.exercise_date: The reporting person was previously granted awards of restricted stock units covering Class B Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 10, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 650,295 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class B Common Stock. The remaining restricted stock units covering shares of Class B Common Stock will continue to vest in accordance with the terms of the award.

F2 · derivative.expiration_date: The reporting person was previously granted awards of restricted stock units covering Class B Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 10, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 650,295 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class B Common Stock. The remaining restricted stock units covering shares of Class B Common Stock will continue to vest in accordance with the terms of the award.

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March 10, 2022 Filed Mar 14, 2022 21:33 UTC
Dmytruk Mark E.See Remarks
GrantClass B Common Stock · Derivative 2,617,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010986 · doc4.xml · derivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931,655

Underlying: Class A Common Stock · 2,617,558 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · shares: The reporting person was previously granted awards of restricted stock units covering Class B Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 10, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 650,295 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class B Common Stock. The remaining restricted stock units covering shares of Class B Common Stock will continue to vest in accordance with the terms of the award.

F2 · derivative.exercise_date: The reporting person was previously granted awards of restricted stock units covering Class B Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 10, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 650,295 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class B Common Stock. The remaining restricted stock units covering shares of Class B Common Stock will continue to vest in accordance with the terms of the award.

F2 · derivative.expiration_date: The reporting person was previously granted awards of restricted stock units covering Class B Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 10, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 650,295 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class B Common Stock. The remaining restricted stock units covering shares of Class B Common Stock will continue to vest in accordance with the terms of the award.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 00:49 UTC
Ott David C.10% owner
OtherClass C Common Stock · Derivative 288,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-008055 · form4.xml · derivative · entry 2

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 288,000,000

Underlying: Class A Common Stock · 288,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F1 · kind: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F1 · price: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F1 · derivative.exercise_date: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F1 · derivative.expiration_date: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F2 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI") and Viking Global Opportunities GP LLC ("Opportunities GP"), the sole owner of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own all of the securities reported on this form.

F3 · ownership.nature: VGI provides managerial services to Opportunities Fund, which directly holds the shares reported herein. Because of the relationship between VGI and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by Opportunities Fund.

F4 · ownership.nature: Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares held directly by Opportunities Fund. Opportunities GP is the sole owner of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares held directly by Opportunities Fund.

F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 00:49 UTC
Ott David C.10% owner
OtherClass A Common Stock 288,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-008055 · form4.xml · nonDerivative · entry 1

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 51,055,144

F1 · kind: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F1 · price: The shares of Class A Common Stock were exchanged for shares of Class C Common Stock on a 1:1 basis pursuant to an agreement between the Reporting Persons and Ginkgo Bioworks Holdings, Inc. (the "Issuer"), without payment of additional consideration. The Class C Common Stock is convertible into Class A Common Stock, on a one-for-one basis, at the holder's option and for no additional consideration, upon at least sixty-one (61) days' prior written notice to the Issuer. The Class C Common Stock has no expiration date. The Class C Common Stock has no expiration date.

F6 · balance_after: Includes 36,112,170 earn-out shares that are subject to forfeiture if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00. As of the date of this Form 4, 9,028,042 earn-out shares are no longer subject to forfeiture.

F2 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI") and Viking Global Opportunities GP LLC ("Opportunities GP"), the sole owner of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own all of the securities reported on this form.

F3 · ownership.nature: VGI provides managerial services to Opportunities Fund, which directly holds the shares reported herein. Because of the relationship between VGI and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by Opportunities Fund.

F4 · ownership.nature: Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares held directly by Opportunities Fund. Opportunities GP is the sole owner of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares held directly by Opportunities Fund.

F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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January 24, 2022 Filed Jan 26, 2022 18:44 UTC
Dmytruk Mark E.See Remarks
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003310 · doc4.xml · derivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · derivative.exercise_date: 2. The RSUs vest as follows: 5% of the underlying shares on January 1, 2023; 12 monthly installments of 0.83% of the underlying shares thereafter; 12 monthly installments of 1.25% of the underlying shares thereafter; 24 monthly installments of 1.67% of the underlying shares thereafter; and 12 monthly installments of 2.5% of the underlying shares thereafter.

F2 · derivative.expiration_date: 2. The RSUs vest as follows: 5% of the underlying shares on January 1, 2023; 12 monthly installments of 0.83% of the underlying shares thereafter; 12 monthly installments of 1.25% of the underlying shares thereafter; 24 monthly installments of 1.67% of the underlying shares thereafter; and 12 monthly installments of 2.5% of the underlying shares thereafter.

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January 24, 2022 Filed Jan 26, 2022 23:42 UTC
Fallon Marie E.See Remarks
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003308 · doc4.xml · derivative · entry 1

Fallon Marie E. · CIK 0001883686 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class B Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest as follows: 5% of the underlying shares on January 1, 2023; 12 monthly installments of 0.83% of the underlying shares thereafter; 12 monthly installments of 1.25% of the underlying shares thereafter; 24 monthly installments of 1.67% of the underlying shares thereafter; and 12 monthly installments of 2.5% of the underlying shares thereafter.

F2 · derivative.expiration_date: The RSUs vest as follows: 5% of the underlying shares on January 1, 2023; 12 monthly installments of 0.83% of the underlying shares thereafter; 12 monthly installments of 1.25% of the underlying shares thereafter; 24 monthly installments of 1.67% of the underlying shares thereafter; and 12 monthly installments of 2.5% of the underlying shares thereafter.

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December 07, 2021 Filed Dec 9, 2021 01:06 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047406 · doc4.xml · nonDerivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bartholomew Canton Living Trust

Disclosed balance after: 0

F1 · kind: The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock. The donated shares remain subject to transfer restrictions in accordance with the Issuer's certificate of incorporation.

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December 07, 2021 Filed Dec 9, 2021 01:07 UTC
Kelly Jason RDirector · See Remarks
GiftClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047408 · doc4.xml · nonDerivative · entry 2

Kelly Jason R · CIK 0001845677 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock. The donated shares remain subject to transfer restrictions in accordance with the Issuer's certificate of incorporation.

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December 07, 2021 Filed Dec 9, 2021 01:06 UTC
Canton Barry10% owner
GiftClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047407 · doc4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bartholomew Canton Living Trust

Disclosed balance after: 0

F1 · kind: The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock. The donated shares remain subject to transfer restrictions in accordance with the Issuer's certificate of incorporation.

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December 06, 2021 Filed Dec 9, 2021 01:06 UTC
Shetty Reshma P.Director · See Remarks · 10% owner
ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047406 · doc4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bartholomew Canton Living Trust

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock. The donated shares remain subject to transfer restrictions in accordance with the Issuer's certificate of incorporation.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

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December 06, 2021 Filed Dec 9, 2021 01:07 UTC
Kelly Jason RDirector · See Remarks
ConversionClass B Common Stock · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047408 · doc4.xml · derivative · entry 3

Kelly Jason R · CIK 0001845677 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,703,049

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · price: Pursuant to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. ("Legacy Ginkgo"), as contemplated by an agreement and plan of merger, dated May 11, 2021 and amended on May 14, 2021 (the "Merger Agreement"), (a) each share of Class A common stock of Legacy Ginkgo outstanding immediately prior to the effective time of the business combination was converted into approximately 49.080452 shares of the Issuer's Class A Common Stock; and (b) each share of Class B common stock of Legacy Ginkgo outstanding immediately prior to the effective time of the business combination was converted into approximately 49.080452 shares of the Issuer's Class B Common Stock.

F4 · price: Pursuant to the Merger Agreement, each share of Class A common stock of Legacy Ginkgo, each share of Class B common stock of Legacy Ginkgo, each option of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, each award of restricted common stock of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, and each award of restricted stock units of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, in each case outstanding immediately prior to the effective time of the business combination, received a proportional amount of the approximately 188.7 million earn-out shares.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

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December 06, 2021 Filed Dec 9, 2021 01:07 UTC
Kelly Jason RDirector · See Remarks
ConversionClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047408 · doc4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock. The donated shares remain subject to transfer restrictions in accordance with the Issuer's certificate of incorporation.

F2 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 01:06 UTC
Canton Barry10% owner
ConversionClass B Common Stock · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-047407 · doc4.xml · derivative · entry 3

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bartholomew Canton Living Trust

Disclosed balance after: 70,189,783

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · price: Pursuant to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. ("Legacy Ginkgo"), as contemplated by an agreement and plan of merger, dated May 11, 2021 and amended on May 14, 2021 (the "Merger Agreement"), (a) each share of Class A common stock of Legacy Ginkgo outstanding immediately prior to the effective time of the business combination was converted into approximately 49.080452 shares of the Issuer's Class A Common Stock; and (b) each share of Class B common stock of Legacy Ginkgo outstanding immediately prior to the effective time of the business combination was converted into approximately 49.080452 shares of the Issuer's Class B Common Stock.

F4 · price: Pursuant to the Merger Agreement, each share of Class A common stock of Legacy Ginkgo, each share of Class B common stock of Legacy Ginkgo, each option of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, each award of restricted common stock of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, and each award of restricted stock units of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, in each case outstanding immediately prior to the effective time of the business combination, received a proportional amount of the approximately 188.7 million earn-out shares.

F2 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.