DLB

SEC source: 0001209191-17-009112 · doc4.xml · nonDerivative · entry 1

DONATIELLO NICHOLAS JR · CIK 0001269691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233

F1 · acquired: Award represents a total of 5,233 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting, which will occur on the earlier of (i) the first anniversary of the date of grant or (ii) the date immediately preceding the date of Issuer's 2018 annual meeting of stockholders, provided that, in either case, the Reporting Person continues to serve as a member of the Issuer's board of directors on such date.

F2 · balance_after: Shares held following the reported transactions include 5,233 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-009157 · doc4.xml · nonDerivative · entry 1

TEVANIAN AVADIS · CIK 0001214091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233

F1 · acquired: Award represents a total of 5,233 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting, which will occur on the earlier of (i) the first anniversary of the date of grant or (ii) the date immediately preceding the date of Issuer's 2018 annual meeting of stockholders, provided that, in either case, the Reporting Person continues to serve as a member of the Issuer's board of directors on such date.

F2 · balance_after: Shares held following the reported transactions include 5,233 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-009122 · doc4.xml · nonDerivative · entry 1

JASPER N WILLIAM JR · CIK 0001250877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233

F1 · acquired: Award represents a total of 5,233 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting, which will occur on the earlier of (i) the first anniversary of the date of grant or (ii) the date immediately preceding the date of Issuer's 2018 annual meeting of stockholders, provided that, in either case, the Reporting Person continues to serve as a member of the Issuer's board of directors on such date.

F2 · balance_after: Shares held following the reported transaction include 5,233 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-009109 · doc4.xml · nonDerivative · entry 1

Dolby David · CIK 0001511370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,923

F1 · acquired: Award represents a total of 5,233 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting, which will occur on the earlier of (i) the first anniversary of the date of grant or (ii) the date immediately preceding the date of Issuer's 2018 annual meeting of stockholders, provided that, in either case, the Reporting Person continues to serve as a member of the Issuer's board of directors on such date.

F2 · balance_after: Shares held following the reported transactions include 5,233 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-008306 · doc4.xml · nonDerivative · entry 1

DONATIELLO NICHOLAS JR · CIK 0001269691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicholas Donatiello, Jr. Trustee of the Nicholas Donatiello, Jr. Trust u/a/d April 22, 2011

Disclosed balance after: 20,295

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.84 to $48.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-008296 · doc4.xml · nonDerivative · entry 1

TEVANIAN AVADIS · CIK 0001214091 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avadis Tevanian Jr. and Nancy Tevanian Trust u/a/d May 29 1996

Disclosed balance after: 42,174

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.84 to $48.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-008285 · doc4.xml · nonDerivative · entry 1

JASPER N WILLIAM JR · CIK 0001250877 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By N. William Jasper, Jr. as Trustee of the N. William Jasper, Jr. 2004 Trust

Disclosed balance after: 15,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.91 to $48.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-017007 · doc4.xml · nonDerivative · entry 1

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevin and Rachel Yeaman Family Trust dated May 14, 2009

Disclosed balance after: 122,895

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.71 to $48.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-006768 · doc4.xml · derivative · entry 4

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,219

Underlying: Class A Common Stock · 10,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted for a total of 94,219 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 15, 2011, the vesting commencement date, and the balance of the shares vested in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-17-006768 · doc4.xml · nonDerivative · entry 3

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.28 to $47.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Shares held following the reported transactions include 31,861 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-006768 · doc4.xml · nonDerivative · entry 2

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Shares held following the reported transactions include 31,861 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-006768 · doc4.xml · nonDerivative · entry 1

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.28 to $47.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Shares held following the reported transactions include 31,861 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-004578 · doc4.xml · nonDerivative · entry 1

Borchers Bob · CIK 0001596051 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,796

F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F2 · balance_after: Shares held following the reported transactions include 40,748 restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-17-003594 · doc4.xml · nonDerivative · entry 1

JASPER N WILLIAM JR · CIK 0001250877 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By N. William Jasper, Jr. as Trustee of the N. William Jasper, Jr. 2004 Trust

Disclosed balance after: 15,000

F1 · kind: Gift to non-profit organization.

SEC source: 0001209191-16-156605 · doc4.xml · nonDerivative · entry 3

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevin and Rachel Yeaman Family Trust dated May 14, 2009

Disclosed balance after: 132,895

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.95 to $46.34. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-16-156602 · doc4.xml · nonDerivative · entry 2

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,344

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.97 to $46.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Shares held following the reported transactions include 31,861 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156598 · doc4.xml · nonDerivative · entry 1

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,899

F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F2 · balance_after: Shares held following the reported transactions include 38,879 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156605 · doc4.xml · nonDerivative · entry 1

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,251

F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F2 · balance_after: Shares held following the reported transactions include 118,251 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156602 · doc4.xml · nonDerivative · entry 1

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,463

F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F2 · balance_after: Shares held following the reported transactions include 31,861 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156600 · doc4.xml · nonDerivative · entry 1

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,773.826

F1 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F2 · balance_after: Shares held following the reported transactions include 26,732 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156017 · doc4.xml · nonDerivative · entry 7

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevin and Rachel Yeaman Family Trust dated May 14, 2009

Disclosed balance after: 129,299

F7 · price: This transaction was executed in multiple trades at prices ranging from $45.75 to $46.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-16-156015 · doc4.xml · nonDerivative · entry 5

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,342

F7 · price: The shares were sold in multiple transactions at prices ranging from $45.77 to $46.23, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F5 · balance_after: Shares held following the reported transactions include 35,461 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156011 · doc4.xml · nonDerivative · entry 3

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,900

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F5 · balance_after: Shares held following the reported transactions include 44,629 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156017 · doc4.xml · nonDerivative · entry 6

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevin and Rachel Yeaman Family Trust dated May 14, 2009

Disclosed balance after: 132,206

F6 · price: This transaction was executed in multiple trades at prices ranging from $45.50 to $45.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-16-156017 · doc4.xml · nonDerivative · entry 4

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,926

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F5 · balance_after: Shares held following the reported transactions include 131,926 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156015 · doc4.xml · nonDerivative · entry 4

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,424

F6 · price: The shares were sold in multiple transactions at prices ranging from $45.50 to $45.93, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

F5 · balance_after: Shares held following the reported transactions include 35,461 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156015 · doc4.xml · nonDerivative · entry 3

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,695

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F5 · balance_after: Shares held following the reported transactions include 35,461 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156013 · doc4.xml · nonDerivative · entry 3

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,504.826

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F5 · balance_after: Shares held following the reported transactions include 28,132 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156011 · doc4.xml · derivative · entry 5

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Class A Common Stock · 56,000 shares

Expires 2026-12-15

F7 · derivative.exercise_date: This option was granted for a total of 56,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 15, 2016, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-16-156011 · doc4.xml · derivative · entry 4

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class A Common Stock · 28,000 shares

Expires 2023-12-15

F6 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 15, 2016 and ending December 15, 2019. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period.

SEC source: 0001209191-16-156011 · doc4.xml · nonDerivative · entry 2

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,444

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F4 · balance_after: Shares held following the reported transactions include 49,503 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156011 · doc4.xml · nonDerivative · entry 1

CHEW LEWIS · CIK 0001224994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,604

F1 · acquired: Award represents a total of 14,000 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 15, 2016. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.

F2 · balance_after: Shares held following the reported transactions include 57,473 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156017 · doc4.xml · derivative · entry 9

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,399

Underlying: Class A Common Stock · 194,399 shares

Expires 2026-12-15

F9 · derivative.exercise_date: This option was granted for a total of 194,399 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 15, 2016, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-16-156017 · doc4.xml · derivative · entry 8

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,199

Underlying: Class A Common Stock · 97,199 shares

Expires 2023-12-15

F8 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 15, 2016 and ending December 15, 2019. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period.

SEC source: 0001209191-16-156017 · doc4.xml · nonDerivative · entry 2

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,435

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F4 · balance_after: Shares held following the reported transactions include 145,435 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156017 · doc4.xml · nonDerivative · entry 1

YEAMAN KEVIN J · CIK 0001200469 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,710

F1 · acquired: Award represents a total of 46,551 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 15, 2016. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.

F2 · balance_after: Shares held following the reported transactions include 168,710 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156015 · doc4.xml · derivative · entry 7

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Class A Common Stock · 52,000 shares

Expires 2026-12-15

F9 · derivative.exercise_date: This option was granted for a total of 52,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 15, 2016, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-16-156015 · doc4.xml · derivative · entry 6

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Class A Common Stock · 26,000 shares

Expires 2023-12-15

F8 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 15, 2016 and ending December 15, 2019. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period.

SEC source: 0001209191-16-156015 · doc4.xml · nonDerivative · entry 2

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,512

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F4 · balance_after: Shares held following the reported transactions include 38,943 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156015 · doc4.xml · nonDerivative · entry 1

SHERMAN MARK ANDREW · CIK 0001256708 · EVP, GEN. COUN. & SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,144

F1 · acquired: Award represents a total of 13,000 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 15, 2016. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.

F2 · balance_after: Shares held following the reported transactions include 45,070 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156013 · doc4.xml · derivative · entry 5

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2026-12-15

F7 · derivative.exercise_date: This option was granted for a total of 40,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 15, 2016, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-16-156013 · doc4.xml · derivative · entry 4

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-12-15

F6 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 15, 2016 and ending December 15, 2019. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period.

SEC source: 0001209191-16-156013 · doc4.xml · nonDerivative · entry 2

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,271.826

F3 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F4 · balance_after: Shares held following the reported transactions include 29,601 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156013 · doc4.xml · nonDerivative · entry 1

Forshay Steven E · CIK 0001315522 · SVP, Advanced Technology Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,712.826

F1 · acquired: Award represents a total of 10,000 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 15, 2016. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.

F2 · balance_after: Shares held following the reported transactions include 34,276 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156009 · doc4.xml · derivative · entry 4

Borchers Bob · CIK 0001596051 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Class A Common Stock · 46,000 shares

Expires 2026-12-15

F7 · derivative.exercise_date: This option was granted for a total of 46,000 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vests on the first anniversary of December 15, 2016, the vesting commencement date, and the balance of the shares in equal monthly installments over the next 36 months thereafter.

SEC source: 0001209191-16-156009 · doc4.xml · derivative · entry 3

Borchers Bob · CIK 0001596051 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Class A Common Stock · 23,000 shares

Expires 2023-12-15

F6 · derivative.exercise_date: The vesting of this performance-based stock option ("PSO") award is dependent upon achievement of performance criteria measured during a three-year performance period beginning on December 15, 2016 and ending December 15, 2019. The number of shares reported is at the target award amount. The reporting person may potentially earn from 0% to 125% of the target award amount based on total shareholder return at the end of the three-year performance period. The actual PSO award earned shall vest immediately upon certification by the Company's Compensation Committee of the achievement of the performance criteria, following the end of the three-year performance period.

SEC source: 0001209191-16-156009 · doc4.xml · nonDerivative · entry 2

Borchers Bob · CIK 0001596051 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,462

F4 · kind: In accordance with Rule 16b-3, shares reported as disposed of were withheld by the Issuer and not issued to the reporting person in order to cover withholding taxes incident to the vesting of restricted stock units.

F5 · balance_after: Shares held following the reported transactions include 52,886 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

SEC source: 0001209191-16-156009 · doc4.xml · nonDerivative · entry 1

Borchers Bob · CIK 0001596051 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,031

F1 · acquired: Award represents a total of 11,500 restricted stock units granted under the terms of the Issuer's 2005 Stock Plan. Under the terms of the restricted stock unit grant agreement, 1/4 of the total number of units shall vest on each anniversary of December 15, 2016. Each unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.

F2 · balance_after: Shares held following the reported transactions include 59,721 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Shares include 10 shares acquired under the Issuer's Employee Stock Purchase Plan on November 15, 2016.

SEC source: 0001209191-16-155890 · doc4.xml · derivative · entry 4

Dolby Dagmar · CIK 0001537372 · 10% owner

MARITAL TRUST UNDER DOLBY FAMILY TRUST DATED MAY 7, 1999 · CIK 0001598817 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,322,162

Underlying: Class A Common Stock · 1,474,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F2 · kind: On December 15, 2016, each of the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B transferred to the Marital Trust (each such trust as defined below) all securities of the Issuer held of record by each such trust, totaling (i) 1,473,301 shares of Class B Common Stock transferred by the Ray Dolby 2011 Trust A and (ii) 1,474,365 shares of Class B Common Stock transferred by the Ray Dolby 2011 Trust B. Each such share transfer was made pursuant to the terms of the trust instruments for the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B, respectively, for tax and estate planning purposes and for no value, and no reporting person received any funds or other consideration in exchange for such share transfers.

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F4 · ownership.nature: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Marital Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Marital Trust"), voting power of which is shared by the Trustee and David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Marital Trust. This report is filed jointly by Dagmar Dolby and the Marital Trust with respect to the securities held and transactions effected by the Marital Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.

SEC source: 0001209191-16-155890 · doc4.xml · derivative · entry 3

Dolby Dagmar · CIK 0001537372 · 10% owner

MARITAL TRUST UNDER DOLBY FAMILY TRUST DATED MAY 7, 1999 · CIK 0001598817 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,474,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F2 · kind: On December 15, 2016, each of the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B transferred to the Marital Trust (each such trust as defined below) all securities of the Issuer held of record by each such trust, totaling (i) 1,473,301 shares of Class B Common Stock transferred by the Ray Dolby 2011 Trust A and (ii) 1,474,365 shares of Class B Common Stock transferred by the Ray Dolby 2011 Trust B. Each such share transfer was made pursuant to the terms of the trust instruments for the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B, respectively, for tax and estate planning purposes and for no value, and no reporting person received any funds or other consideration in exchange for such share transfers.

F1 · derivative.exercise_date: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F1 · derivative.expiration_date: Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.

F5 · ownership.nature: Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2011 Trust B, dated December 14, 2011 (the "Ray Dolby 2011 Trust B"), voting power of which is held by David E. Dolby as Special Trustee of the Ray Dolby 2011 Trust B. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Ray Dolby 2011 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.