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DIOD

DIODES INC /DEL/

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Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 24, 2018 00:17 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013153 · doc4.xml · nonDerivative · entry 1

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,405

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:16 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock - Performance Stock Units 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013152 · doc4.xml · nonDerivative · entry 2

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:16 UTC
Yang EmilyVP Worldwide Sales/Marketing
GrantDiodes Incorporated Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013152 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,055

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:14 UTC
White Richard DallasCFO & Secretary
GrantDiodes Incorporated Common Stock - Performance Stock Units 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 3

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,861

F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:14 UTC
White Richard DallasCFO & Secretary
GrantDiodes Incorporated Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,869

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:13 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013150 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,214

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:13 UTC
Tang FrancisVP,Worldwide Discrete Products
GrantDiodes Incorporated Common Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013150 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,672

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:12 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock - Performance Stock Units 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,905

F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:12 UTC
LU KEH SHEWDirector · President & CEO
GrantDiodes Incorporated Common Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,354

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:11 UTC
Holland JulieVP WW Analog Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013147 · doc4.xml · nonDerivative · entry 3

Holland Julie · CIK 0001436690 · VP WW Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,316

F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:11 UTC
Holland JulieVP WW Analog Products
GrantDiodes Incorporated Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013147 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP WW Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,778

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:09 UTC
BELTRAN CLEMENTEVice President
GrantDiodes Incorporated Common Stock - Performance Stock Units 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013146 · doc4.xml · nonDerivative · entry 3

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,597

F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:09 UTC
BELTRAN CLEMENTEVice President
GrantDiodes Incorporated Common Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013146 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,063

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
January 02, 2018 Filed Jan 10, 2018 23:33 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 2,146 $29.26 $62,791.96
Disclosure

SEC source: 0001209191-18-003164 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,055

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover the income tax.

Read SEC document
November 30, 2017 Filed Nov 30, 2017 21:53 UTC SaleDiodes Incorporated Common Stock 837 $29.82 $24,959.34
Disclosure

SEC source: 0001209191-17-063038 · doc4.xml · nonDerivative · entry 3

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,765,778

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:53 UTC SaleDiodes Incorporated Common Stock 5,810 $30.37 $176,449.70
Disclosure

SEC source: 0001209191-17-063038 · doc4.xml · nonDerivative · entry 2

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,766,615

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.02 to $31.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:53 UTC SaleDiodes Incorporated Common Stock 600 $31.05 $18,630.00
Disclosure

SEC source: 0001209191-17-063038 · doc4.xml · nonDerivative · entry 1

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772,425

Read SEC document
November 27, 2017 Filed Nov 27, 2017 23:41 UTC SaleDiodes Incorporated Common Stock 300 $31.40 $9,420.00
Disclosure

SEC source: 0001209191-17-062625 · doc4.xml · nonDerivative · entry 5

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,773,025

Read SEC document
November 24, 2017 Filed Nov 27, 2017 23:41 UTC SaleDiodes Incorporated Common Stock 10,000 $31.43 $314,300.00
Disclosure

SEC source: 0001209191-17-062625 · doc4.xml · nonDerivative · entry 4

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,773,325

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.41 to $31.49, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 23:41 UTC SaleDiodes Incorporated Common Stock 8,000 $31.33 $250,640.00
Disclosure

SEC source: 0001209191-17-062625 · doc4.xml · nonDerivative · entry 3

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,783,325

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.42, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 23:41 UTC SaleDiodes Incorporated Common Stock 434 $31.41 $13,631.94
Disclosure

SEC source: 0001209191-17-062625 · doc4.xml · nonDerivative · entry 2

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,791,325

Read SEC document
November 22, 2017 Filed Nov 27, 2017 23:41 UTC SaleDiodes Incorporated Common Stock 10,000 $31.27 $312,700.00
Disclosure

SEC source: 0001209191-17-062625 · doc4.xml · nonDerivative · entry 1

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,791,759

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $31.41, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:26 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversion05/29/2008 DIOD NQSO · Derivative 14,831 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-17-062169 · doc4.xml · derivative · entry 4

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 14,831 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:26 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 14,396 $31.29 $450,458.04
Disclosure

SEC source: 0001209191-17-062169 · doc4.xml · nonDerivative · entry 2

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,323

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.35, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnot3 (1) to this Form 4.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:26 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversionDiodes Incorporated Common Stock 14,831 $27.95 $414,526.45
Disclosure

SEC source: 0001209191-17-062169 · doc4.xml · nonDerivative · entry 1

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 22:59 UTC SaleDiodes Incorporated Common Stock 1,153 $31.41 $36,215.73
Disclosure

SEC source: 0001209191-17-062153 · doc4.xml · nonDerivative · entry 4

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,801,759

Read SEC document
November 21, 2017 Filed Nov 21, 2017 22:59 UTC SaleDiodes Incorporated Common Stock 10,000 $31.36 $313,600.00
Disclosure

SEC source: 0001209191-17-062153 · doc4.xml · nonDerivative · entry 3

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,802,912

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.26 to $31.60, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 21, 2017 Filed Nov 27, 2017 23:41 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062626 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 30,000

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
November 21, 2017 Filed Nov 27, 2017 23:41 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062626 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,354

F1 · kind: These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:59 UTC SaleDiodes Incorporated Common Stock 10,000 $31.03 $310,300.00
Disclosure

SEC source: 0001209191-17-062153 · doc4.xml · nonDerivative · entry 2

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812,912

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.25, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 23:02 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 90,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062155 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 0

F1 · kind: These shares were transferred from the indirectly held Lu Family Revocable Trust to the reporting person's direct holdings.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 23:02 UTC
LU KEH SHEWDirector · President & CEO
OtherDiodes Incorporated Common Stock 90,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062155 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,354

F1 · kind: These shares were transferred from the indirectly held Lu Family Revocable Trust to the reporting person's direct holdings.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:59 UTC SaleDiodes Incorporated Common Stock 5,000 $31.13 $155,650.00
Disclosure

SEC source: 0001209191-17-062153 · doc4.xml · nonDerivative · entry 1

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,822,912

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.27, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:43 UTC SaleDiodes Incorporated Common Stock 10,000 $31.01 $310,100.00
Disclosure

SEC source: 0001209191-17-061257 · doc4.xml · nonDerivative · entry 2

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827,912

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.04, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:43 UTC SaleDiodes Incorporated Common Stock 10,000 $30.73 $307,300.00
Disclosure

SEC source: 0001209191-17-061257 · doc4.xml · nonDerivative · entry 1

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,837,912

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.51 to $30.87, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversion05/29/2008 DIOD NQSO · Derivative 880 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · derivative · entry 8

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

Underlying: Diodes Incorporated Common Stock - Diodes · 880 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning 05/29/2009.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 300 $31.20 $9,360.00
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 5

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,888

Read SEC document
November 13, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 580 $31.40 $18,212.00
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 4

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,188

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November 13, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversionDiodes Incorporated Common Stock 880 $27.95 $24,596.00
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 3

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversion05/29/2008 DIOD NQSO · Derivative 9,289 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · derivative · entry 7

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,711

Underlying: Diodes Incorporated Common Stock - Diodes · 9,289 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning 05/29/2009.

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November 10, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 9,289 $31.84 $295,771.05
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 2

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,888

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $31.94, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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November 10, 2017 Filed Nov 14, 2017 22:06 UTC
KING MARK ASVP Sales & Marketing
Exercise / conversionDiodes Incorporated Common Stock 9,289 $27.95 $259,627.55
Disclosure

SEC source: 0001209191-17-060652 · doc4.xml · nonDerivative · entry 1

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2017 Filed Nov 14, 2017 22:02 UTC SaleDiodes Incorporated Common Stock 1,379 $32.00 $44,128.00
Disclosure

SEC source: 0001209191-17-060651 · doc4.xml · nonDerivative · entry 1

LITE-ON SEMICONDUCTOR Corp · CIK 0000905994 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,847,912

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November 10, 2017 Filed Dec 6, 2017 15:51 UTC
KING MARK ASVP Sales & Marketing
SaleDiodes Incorporated Common Stock 10,000 $31.79 $317,900.00
Disclosure

SEC source: 0001209191-17-064124 · doc4.xml · nonDerivative · entry 1

KING MARK A · CIK 0001196530 · SVP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,888

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October 27, 2017 Filed Oct 30, 2017 19:41 UTC
BELTRAN CLEMENTEVice President
Exercise / conversion05/27/14 DIOD NQSO · Derivative 5,250 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-17-058269 · doc4.xml · derivative · entry 5

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Diodes Incorporated Common Stock - Diodes · 5,250 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.

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October 27, 2017 Filed Oct 30, 2017 19:41 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 4,993 $35.00 $174,755.00
Disclosure

SEC source: 0001209191-17-058269 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,263

F2 · kind: Sold under a 10b5-1 plan.

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October 27, 2017 Filed Oct 30, 2017 19:41 UTC
BELTRAN CLEMENTEVice President
Exercise / conversionDiodes Incorporated Common Stock 5,250 $27.92 $146,580.00
Disclosure

SEC source: 0001209191-17-058269 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

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October 13, 2017 Filed Oct 13, 2017 20:57 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 10,000 $32.50 $325,000.00
Disclosure

SEC source: 0001209191-17-056895 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,954

F1 · kind: Sold under a 10b5-1 plan.

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October 11, 2017 Filed Oct 11, 2017 21:49 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 500 $32.00 $16,000.00
Disclosure

SEC source: 0001209191-17-056678 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,006

F1 · kind: Sold under a 10b5-1 plan.

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October 11, 2017 Filed Oct 13, 2017 20:57 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 10,000 $32.00 $320,000.00
Disclosure

SEC source: 0001209191-17-056895 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,954

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.