Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2023 Filed Dec 26, 2023 21:50 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 13,237 | $3.63 | $48,050.31 |
DisclosureSEC source: 0000950170-23-073069 · ownership.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,721 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2023 at prices ranging from $3.60 to $3.67 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 26, 2023 Filed Dec 26, 2023 21:44 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 5,652 | $3.63 | $20,516.76 |
DisclosureSEC source: 0000950170-23-073063 · ownership.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,617 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2023 at prices ranging from $3.60 to $3.67 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 8,231 | $3.58 | $29,466.98 |
DisclosureSEC source: 0000950170-23-049779 · ownership.xml · nonDerivative · entry 2 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,729 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $3.57 to $3.60 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 5,268 | $3.57 | $18,806.76 |
DisclosureSEC source: 0000950170-23-049779 · ownership.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 619,960 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on September 25, 2023. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $4.78 to $4.84 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 3,240 | $3.58 | $11,599.20 |
DisclosureSEC source: 0000950170-23-049778 · ownership.xml · nonDerivative · entry 2 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,804 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $3.57 to $3.60 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 3,678 | $3.57 | $13,130.46 |
DisclosureSEC source: 0000950170-23-049778 · ownership.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,044 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on September 25, 2023. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $4.78 to $4.84 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 3,854 | $3.58 | $13,797.32 |
DisclosureSEC source: 0000950170-23-049777 · ownership.xml · nonDerivative · entry 2 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,269 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $3.57 to $3.60 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 01:30 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 1,908 | $3.57 | $6,811.56 |
DisclosureSEC source: 0000950170-23-049777 · ownership.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,123 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on September 25, 2023. These shares were sold in multiple transactions on September 25, 2023 at prices ranging from $4.78 to $4.84 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 00:01 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 20,000 | $3.80 | $76,000.00 |
DisclosureSEC source: 0000950170-23-044853 · ownership.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,031 F1 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on August 25, 2023 at prices ranging from $3.76 to $3.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 23:41 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 8,416 | $3.21 | $27,015.36 |
DisclosureSEC source: 0000950170-23-030256 · ownership.xml · nonDerivative · entry 2 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 623,457 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $3.20 to $3.23 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 23:41 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 7,086 | $3.19 | $22,604.34 |
DisclosureSEC source: 0000950170-23-030256 · ownership.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631,873 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on June 27, 2023. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $4.20 to $4.23 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 23:00 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 2,963 | $3.21 | $9,511.23 |
DisclosureSEC source: 0000950170-23-030247 · ownership.xml · nonDerivative · entry 2 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,722 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $3.20 to $3.23 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 23:00 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 3,820 | $3.19 | $12,185.80 |
DisclosureSEC source: 0000950170-23-030247 · ownership.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,685 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on June 27, 2023. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $4.20 to $4.23 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 22:53 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 3,941 | $3.21 | $12,650.61 |
DisclosureSEC source: 0000950170-23-030242 · ownership.xml · nonDerivative · entry 2 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,031 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F3 · price: The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $3.20 to $3.23 US Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 22:53 UTC |
Greenway Schond L.Chief Financial Officer
|
SaleCommon Shares | 7,694 | $3.19 | $24,543.86 |
DisclosureSEC source: 0000950170-23-030242 · ownership.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,972 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on June 27, 2023. These shares were sold in multiple transactions on June 27, 2023 at prices ranging from $4.20 to $4.23 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 22:04 UTC |
GRYSKA DAVID WDirector
|
GrantDirector's Deferred Share Units · Derivative | 13,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016426 · doc4.xml · derivative · entry 3 GRYSKA DAVID W · CIK 0001202335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,131 Underlying: Common Shares · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"). DDSUs will vest 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter. The DDSUs are to be settled in cash upon the termination of the Reporting Persons' directorship (each DDSU representing the right to receive the cash equivalent of the fair market value of one Common Share). Pursuant to the Plan, the fair market value of a Common Share is equal to the volume weighted average trading price of a Common Share on the Nasdaq Stock Market for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (defined in the Plan). F3 · price: Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"). DDSUs will vest 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter. The DDSUs are to be settled in cash upon the termination of the Reporting Persons' directorship (each DDSU representing the right to receive the cash equivalent of the fair market value of one Common Share). Pursuant to the Plan, the fair market value of a Common Share is equal to the volume weighted average trading price of a Common Share on the Nasdaq Stock Market for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (defined in the Plan). F3 · derivative.exercise_date: Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"). DDSUs will vest 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter. The DDSUs are to be settled in cash upon the termination of the Reporting Persons' directorship (each DDSU representing the right to receive the cash equivalent of the fair market value of one Common Share). Pursuant to the Plan, the fair market value of a Common Share is equal to the volume weighted average trading price of a Common Share on the Nasdaq Stock Market for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (defined in the Plan). F3 · derivative.expiration_date: Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"). DDSUs will vest 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter. The DDSUs are to be settled in cash upon the termination of the Reporting Persons' directorship (each DDSU representing the right to receive the cash equivalent of the fair market value of one Common Share). Pursuant to the Plan, the fair market value of a Common Share is equal to the volume weighted average trading price of a Common Share on the Nasdaq Stock Market for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (defined in the Plan). F3 · derivative.underlying_shares: Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"). DDSUs will vest 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter. The DDSUs are to be settled in cash upon the termination of the Reporting Persons' directorship (each DDSU representing the right to receive the cash equivalent of the fair market value of one Common Share). Pursuant to the Plan, the fair market value of a Common Share is equal to the volume weighted average trading price of a Common Share on the Nasdaq Stock Market for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (defined in the Plan). Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 22:04 UTC |
GRYSKA DAVID WDirector
|
GrantStock Option (Right to Buy) · Derivative | 37,594 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0000899243-23-016426 · doc4.xml · derivative · entry 2 GRYSKA DAVID W · CIK 0001202335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,594 Underlying: Common Shares · 37,594 shares Expires 2033-06-20 F2 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable 1/3 on June 21, 2024, with the remaining portion vesting in equal monthly installments over the two years thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such date. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 22:04 UTC |
GRYSKA DAVID WDirector
|
GrantCommon Shares | 13,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016426 · doc4.xml · nonDerivative · entry 1 GRYSKA DAVID W · CIK 0001202335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,851 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Common Share of the Issuer. These RSUs will vest in three equal annual installments over such three-year period; provided, that in the event that the Reporting Person's continuous service as a member of the Board terminates for any reason other than for cause after the first anniversary of the grant date, a portion of these RSUs that would have vested on the next annual vesting date following the date of departure will immediately vest in full as of the date of termination of service on a prorated basis. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:53 UTC |
CRYSTAL ROGERDirector
|
GrantStock Option (Right to Buy) · Derivative | 19,203 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0000899243-23-016423 · doc4.xml · derivative · entry 2 CRYSTAL ROGER · CIK 0001656633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,267 Underlying: Common Shares · 19,203 shares Expires 2033-06-20 F3 · derivative.exercise_date: The shares underlying the option shall vest in twelve (12) equal monthly installments starting from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:53 UTC |
CRYSTAL ROGERDirector
|
GrantCommon Shares | 13,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016423 · doc4.xml · nonDerivative · entry 1 CRYSTAL ROGER · CIK 0001656633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,623 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Common Share of the Issuer. The RSUs shall vest in four (4) equal quarterly installments from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:52 UTC |
Krebs AndreasDirector
|
GrantStock Option (Right to Buy) · Derivative | 19,203 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0000899243-23-016422 · doc4.xml · derivative · entry 2 Krebs Andreas · CIK 0001438946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,748 Underlying: Common Shares · 19,203 shares Expires 2033-06-20 F3 · derivative.exercise_date: The shares underlying the option shall vest in twelve (12) equal monthly installments starting from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:52 UTC |
Krebs AndreasDirector
|
GrantCommon Shares | 13,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016422 · doc4.xml · nonDerivative · entry 1 Krebs Andreas · CIK 0001438946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,107 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Common Share of the Issuer. The RSUs shall vest in four (4) equal quarterly installments from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:41 UTC |
Vallone Carol ADirector
|
GrantStock Option (Right to Buy) · Derivative | 19,203 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0000899243-23-016419 · doc4.xml · derivative · entry 2 Vallone Carol A · CIK 0001422058 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,205 Underlying: Common Shares · 19,203 shares Expires 2033-06-20 F3 · derivative.exercise_date: The shares underlying the option shall vest in twelve (12) equal monthly installments starting from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:41 UTC |
Vallone Carol ADirector
|
GrantCommon Shares | 13,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016419 · doc4.xml · nonDerivative · entry 1 Vallone Carol A · CIK 0001422058 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,544 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Common Share of the Issuer. The RSUs shall vest in four (4) equal quarterly installments from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:39 UTC |
Bruhn Suzanne LouiseDirector
|
GrantStock Option (Right to Buy) · Derivative | 19,203 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0000899243-23-016417 · doc4.xml · derivative · entry 2 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,267 Underlying: Common Shares · 19,203 shares Expires 2033-06-20 F3 · derivative.exercise_date: The shares underlying the option shall vest in twelve (12) equal monthly installments starting from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 21:39 UTC |
Bruhn Suzanne LouiseDirector
|
GrantCommon Shares | 13,671 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016417 · doc4.xml · nonDerivative · entry 1 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,623 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Common Share of the Issuer. The RSUs shall vest in four (4) equal quarterly installments from the grant date or upon the next Annual Meeting date, if earlier, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. F2 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 20:45 UTC |
Sullivan MarkChief Legal Officer
|
GrantCommon Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024335 · doc4.xml · nonDerivative · entry 1 Sullivan Mark · CIK 0001331843 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer, with 25% of the RSUs vesting on April 13, 2024, and the remaining RSUs vesting in 12 equal quarterly installments over the subsequent three years thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 22:41 UTC |
Barrow RobertDirector · Chief Executive Officer
|
GrantCommon Shares | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019896 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,959 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 22:40 UTC |
Liao CarrieVP, Controller&Acct Principal
|
GrantCommon Shares | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019895 · doc4.xml · nonDerivative · entry 1 Liao Carrie · CIK 0001899817 · VP, Controller&Acct Principal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,430 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 22:40 UTC |
Karlin DanielChief Medical Officer
|
GrantCommon Shares | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019894 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,505 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 22:39 UTC |
Halperin Wernli MiriDirector · Executive President
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019893 · doc4.xml · nonDerivative · entry 1 Wernli Miri Halperin · CIK 0001897615 · Director · Executive President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,000 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Mar 17, 2023 22:38 UTC |
Greenway Schond L.Chief Financial Officer
|
GrantCommon Shares | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019890 · doc4.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445,000 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Apr 24, 2023 23:34 UTC Amendment |
Greenway Schond L.Chief Financial Officer
|
GrantCommon Shares | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025476 · doc4a.xml · nonDerivative · entry 1 Greenway Schond L. · CIK 0001848205 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,666 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Apr 24, 2023 23:33 UTC Amendment |
Halperin Wernli MiriDirector · Executive President
|
GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025475 · doc4a.xml · nonDerivative · entry 1 Wernli Miri Halperin · CIK 0001897615 · Director · Executive President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,000 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 14, 2023 Filed Apr 24, 2023 23:31 UTC Amendment |
Liao CarrieChief Accounting Officer
|
GrantCommon Shares | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025474 · doc4a.xml · nonDerivative · entry 1 Liao Carrie · CIK 0001899817 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,895 F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 14, 2023, subject, to the Reporting Person providing continuous service to the Issuer on each such vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:45 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 3,577 | $3.51 | $12,555.27 |
DisclosureSEC source: 0000899243-23-006788 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,505 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on March 1, 2023. These shares were sold in multiple transactions on March 1, 2023 at prices ranging from $4.75 to $4.80 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 02:43 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 8,273 | $3.51 | $29,038.23 |
DisclosureSEC source: 0000899243-23-006786 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,959 F1 · kind: Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on March 1, 2023. These shares were sold in multiple transactions on March 1, 2023 at prices ranging from $4.75 to $4.80 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:32 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 1,211 | $2.69 | $3,257.59 |
DisclosureSEC source: 0000899243-22-039212 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,082 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on November 24, 2022 and November 26, 2022, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on December 21, 2022. These shares were sold in multiple transactions on December 21, 2022 at prices ranging from $3.65 to $3.67 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:37 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 3,861 | $2.69 | $10,386.09 |
DisclosureSEC source: 0000899243-22-039214 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,232 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on November 15, 2022, November 24, 2022, and December 15, 2022, pursuant to sell-to-cover elections. F2 · price: The reported price is a weighted average sales price. This represents the price in United States Dollars using the conversion rate on December 21, 2022. These shares were sold in multiple transactions on December 21, 2022 at prices ranging from $3.65 to $3.67 CAD Dollars. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 27, 2022 Filed Oct 27, 2022 21:52 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 644 | $3.00 | $1,932.00 |
DisclosureSEC source: 0000899243-22-034336 · doc4.xml · nonDerivative · entry 2 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,293 F3 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on October 26, 2022 pursuant to sell-to-cover elections. F4 · price: The Common Shares were sold in multiple transactions, all at a price of $4.07 CAD Dollars. This represents the price in United States Dollars using the conversion rate on October 27, 2022. Read SEC document |
| October 25, 2022 Filed Oct 25, 2022 21:57 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 1,207 | $2.81 | $3,391.67 |
DisclosureSEC source: 0000899243-22-034146 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,093 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on October 24, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in multiple transactions, all at a price of $3.83 CAD Dollars. This represents the price in United States Dollars using the conversion rate on October 25, 2022. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:52 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 541 | $2.81 | $1,520.21 |
DisclosureSEC source: 0000899243-22-034336 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,937 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on October 24, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in multiple transactions, all at a price of $3.83 CAD Dollars. This represents the price in United States Dollars using the conversion rate on October 25, 2022. Read SEC document |
| October 18, 2022 Filed Oct 18, 2022 20:34 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 1,220 | $3.11 | $3,794.20 |
DisclosureSEC source: 0000899243-22-033749 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,300 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on October 15, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in one transaction at a price of $4.28 CAD Dollars. This represents the price in United States Dollars using the conversion rate on October 18, 2022. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 00:48 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 640 | $5.87 | $3,756.80 |
DisclosureSEC source: 0000899243-22-032169 · doc4.xml · nonDerivative · entry 2 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,478 F3 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on September 26, 2022 pursuant to sell-to-cover elections. F4 · price: The Common Shares were sold in one transaction at a price of $8.06 CAD Dollars. This represents the price in United States Dollars using the conversion rate on September 27, 2022. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 00:48 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 565 | $5.51 | $3,113.15 |
DisclosureSEC source: 0000899243-22-032169 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,118 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on September 24, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in one transaction at a price of $7.60 CAD Dollars. This represents the price in United States Dollars using the conversion rate on September 26, 2022. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 22:39 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 1,264 | $5.51 | $6,964.64 |
DisclosureSEC source: 0000899243-22-032164 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,520 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on September 24, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in one transaction at a price of $7.60 CAD Dollars. This represents the price in United States Dollars using the conversion rate on September 26, 2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 16:58 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 1,350 | $7.26 | $9,801.00 |
DisclosureSEC source: 0000899243-22-031430 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,784 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on September 15, 2022 pursuant to sell-to-cover elections F2 · price: The Common Shares were sold in one transaction at a price of $9.65 CAD Dollars. This represents the price in United States Dollars using the conversion rate on September 16, 2022. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 16:24 UTC |
Karlin DanielChief Medical Officer
|
SaleCommon Shares | 1,204 | $11.67 | $14,050.68 |
DisclosureSEC source: 0000899243-22-030159 · doc4.xml · nonDerivative · entry 1 Karlin Dan · CIK 0001897618 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,683 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on August 24, 2022 and on August 26, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in one transaction at a price of $15.31 CAD Dollars. This represents the price in United States Dollars using the conversion rate on August 31, 2022. F3 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 16:16 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 1,228 | $11.67 | $14,330.76 |
DisclosureSEC source: 0000899243-22-030156 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,134 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on August 24, 2022 pursuant to sell-to-cover elections F2 · price: The Common Shares were sold in one transaction at a price of $15.31 CAD Dollars. This represents the price in United States Dollars using the conversion rate on August 31, 2022. F3 · balance_after: On August 26, 2022, the Issuer effected a 1-for-15 reverse stock split (the" Reverse Stock Split"). The number of securities reported on the Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 22:36 UTC |
Barrow RobertDirector · Chief Executive Officer
|
SaleCommon Shares | 20,350 | $0.68 | $13,838.00 |
DisclosureSEC source: 0000899243-22-029072 · doc4.xml · nonDerivative · entry 1 Barrow Robert · CIK 0001897557 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,860,438 F1 · kind: Common Shares sold to satisfy withholding tax obligations upon the delivery of Common Shares for restricted stock units that vested on August 15, 2022 pursuant to sell-to-cover elections. F2 · price: The Common Shares were sold in one transaction at a price of $0.87 CAD Dollars. This represents the price in United States Dollars using the conversion rate on August 16, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.