Tapewire

NYSE · USD

DFIN

Donnelley Financial Solutions, Inc.

Export transactions ↓
Tapewire entity
2289
SEC CIK
0001669811
Parsed reports
334

Last 12 months

Inside the activity.

3 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202631
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2024 Filed Apr 26, 2024 20:59 UTC
Clay CraigPresident, GCM
SaleCommon Stock 5,698 $66.02 $376,203.04
Disclosure

SEC source: 0000950170-24-049272 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,748

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.18 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 94,284 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:42 UTC SaleCommon Stock 18,272 $63.96 $1,168,759.34
Disclosure

SEC source: 0000921895-24-000621 · form407902006_03082024.xml · nonDerivative · entry 5

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,232,487

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.75 to $64.73 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:42 UTC SaleCommon Stock 7,996 $62.92 $503,094.73
Disclosure

SEC source: 0000921895-24-000621 · form407902006_03082024.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,250,759

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $62.75 to $63.74 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:42 UTC SaleCommon Stock 67,901 $62.19 $4,223,014.42
Disclosure

SEC source: 0000921895-24-000621 · form407902006_03082024.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,258,755

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $61.75 to $62.74 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:42 UTC SaleCommon Stock 100 $65.50 $6,550.00
Disclosure

SEC source: 0000921895-24-000621 · form407902006_03082024.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,326,656

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:42 UTC SaleCommon Stock 159,507 $64.70 $10,320,645.22
Disclosure

SEC source: 0000921895-24-000621 · form407902006_03082024.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,326,756

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $64.40 to $65.39 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:21 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 12,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 4

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,406

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 145,942 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:21 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 16,404 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,947

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 5,284 and 11,120 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:21 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 21,870 $65.53 $1,433,141.10
Disclosure

SEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,543

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:21 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 23,322 $65.53 $1,528,290.66
Disclosure

SEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,413

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 8,748 and 14,574 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 18,150 and 7,895 earned stock units. The total earned stock units of 49,367 were delivered on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:23 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 1,817 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027416 · ownership.xml · nonDerivative · entry 4

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,559

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 34,968 shares held directly, 4,494 restricted stock units, and 5,097 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:23 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027416 · ownership.xml · nonDerivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,742

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 1,142 and 1,721 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:23 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 5,664 $65.53 $371,161.92
Disclosure

SEC source: 0000950170-24-027416 · ownership.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,879

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:23 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 6,039 $65.53 $395,735.67
Disclosure

SEC source: 0000950170-24-027416 · ownership.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,543

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 2,265 and 3,774 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 4,700 and 2,045 earned stock units. The total earned stock units of 12,784 were delivered on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Trzcinski Leah MarieChief Legal Officer
GrantCommon Stock 2,596 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027415 · ownership.xml · nonDerivative · entry 1

Trzcinski Leah Marie · CIK 0001990162 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,949

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F2 · balance_after: Includes 10,949 restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Williams Robert KirkChief People & Admin Officer
GrantCommon Stock 7,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027414 · ownership.xml · nonDerivative · entry 4

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,067

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 51,005 shares held directly, 14,489 restricted stock units, and 12,573 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Williams Robert KirkChief People & Admin Officer
GrantCommon Stock 7,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027414 · ownership.xml · nonDerivative · entry 3

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,799

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 2,463 and 5,294 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Williams Robert KirkChief People & Admin Officer
Tax withholdingCommon Stock 9,419 $65.53 $617,227.07
Disclosure

SEC source: 0000950170-24-027414 · ownership.xml · nonDerivative · entry 2

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,042

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Williams Robert KirkChief People & Admin Officer
GrantCommon Stock 11,308 $65.53 $741,013.24
Disclosure

SEC source: 0000950170-24-027414 · ownership.xml · nonDerivative · entry 1

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,461

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 4,242 and 7,066 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 8,800 and 3,828 earned stock units. The total earned stock units of 23,936 were delivered on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 9,604 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027413 · ownership.xml · nonDerivative · entry 4

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,025

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 117,934 shares held directly, 20,022 restricted stock units, and 18,069 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 11,194 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027413 · ownership.xml · nonDerivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,421

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 3,516 and 7,678 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 15,970 $65.53 $1,046,514.10
Disclosure

SEC source: 0000950170-24-027413 · ownership.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,227

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 17,348 $65.53 $1,136,814.44
Disclosure

SEC source: 0000950170-24-027413 · ownership.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,197

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 6,507 and 10,841 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 13,500 and 5,873 earned stock units. The total earned stock units of 36,721 were delivered on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Clay CraigPresident, GCM
GrantCommon Stock 12,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,446

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 99,982 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Clay CraigPresident, GCM
GrantCommon Stock 16,404 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,987

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 5,284 and 11,120 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 20,367 $65.53 $1,334,649.51
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,583

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC
Clay CraigPresident, GCM
GrantCommon Stock 18,825 $65.53 $1,233,602.25
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,950

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 7,061 and 11,764 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 14,650 and 6,373 earned stock units. The total earned stock units of 39,848 were delivered on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:21 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 31,147 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027409 · ownership.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,191

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 431,527 shares held directly, 70,451 restricted stock units, and 73,213 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:21 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 42,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027409 · ownership.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,044

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 15,815 and 26,477 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:21 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 69,888 $65.53 $4,579,760.64
Disclosure

SEC source: 0000950170-24-027409 · ownership.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,752

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:21 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 74,530 $65.53 $4,883,950.90
Disclosure

SEC source: 0000950170-24-027409 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,640

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 27,956 and 46,574 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 58,000 and 25,230 earned stock units. The total earned stock units of 157,760 were delivered on March 4, 2024.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 20:46 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 7,168 $64.58 $462,909.44
Disclosure

SEC source: 0000950170-24-026719 · ownership.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,091

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 118,445 shares held directly, 15,271 restricted stock unit, and 36,375 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 20:47 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 1,608 $64.58 $103,844.64
Disclosure

SEC source: 0000950170-24-026723 · ownership.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,504

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 27,848 shares held directly, 2,677 restricted stock unit, and 8,979 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:47 UTC
Williams Robert KirkChief People & Admin Officer
Tax withholdingCommon Stock 3,077 $64.58 $198,712.66
Disclosure

SEC source: 0000950170-24-026722 · ownership.xml · nonDerivative · entry 1

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,153

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 36,488 shares held directly, 7,221 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:46 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 4,964 $64.58 $320,575.12
Disclosure

SEC source: 0000950170-24-026721 · ownership.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,849

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 97,183 shares held directly, 10,418 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:46 UTC
Clay CraigPresident, GCM
Tax withholdingCommon Stock 7,680 $64.58 $495,974.40
Disclosure

SEC source: 0000950170-24-026720 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,125

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 80,501 shares held directly, 15,271 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:45 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,364 $64.58 $1,315,107.12
Disclosure

SEC source: 0000950170-24-026717 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,110

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 343,655 shares held directly, 39,304 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:36 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 500 $65.04 $32,520.00
Disclosure

SEC source: 0000950170-24-025003 · ownership.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,474

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $64.98 to $65.11 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 318,068 shares held directly, 85,255 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:36 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 6,378 $64.60 $412,014.97
Disclosure

SEC source: 0000950170-24-025003 · ownership.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.96 to $64.95 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:36 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 11,362 $64.56 $733,586.39
Disclosure

SEC source: 0000950170-24-025003 · ownership.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 524,352

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $64.56 to $64.69 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:36 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 21,760 $64.27 $1,398,534.78
Disclosure

SEC source: 0000950170-24-025003 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 535,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.56 to $64.52 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:45 UTC SaleCommon Stock 3,047 $63.84 $194,533.28
Disclosure

SEC source: 0000950170-24-021286 · ownership.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,594

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $63.70 to $64.38 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 48,380 shares held directly and 10,214 restricted stock units.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 01:56 UTC
Clay CraigPresident, GCM
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-073421 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,805

F1 · shares: The transaction reported involved a gift by the reporting person of 400 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 73,279 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:18 UTC
Leib DanielDirector · Chief Executive Officer
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070753 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,474

F1 · shares: The transaction reported involved a gift by the reporting person of 10,000 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 358,068 shares held directly, 85,255 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:21 UTC SaleCommon Stock 34,623 $59.41 $2,056,872.80
Disclosure

SEC source: 0000921895-23-002715 · form407902006_12052023.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,486,263

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $59.17 to $59.86 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:21 UTC SaleCommon Stock 67,441 $58.69 $3,958,051.59
Disclosure

SEC source: 0000921895-23-002715 · form407902006_12052023.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,520,886

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.17 to $59.16 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:21 UTC SaleCommon Stock 106,725 $58.13 $6,203,422.64
Disclosure

SEC source: 0000921895-23-002715 · form407902006_12052023.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,588,327

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $57.90 to $58.87 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 20:47 UTC
Turner KamiChief Accounting Officer
SaleCommon Stock 8,202 $58.26 $477,824.73
Disclosure

SEC source: 0000950170-23-067125 · ownership.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,112

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.00 to $58.71 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 26,0179 shares held directly, 6,116 restricted stock unit, and 8,979 earned performance share units with additional service-based vesting.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 23:19 UTC
Johnson Eric JPresident, GIC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,450 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0000950170-23-064598 · ownership.xml · derivative · entry 10

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,450 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 5, 2020.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 23:19 UTC
Johnson Eric JPresident, GIC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,212 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-064598 · ownership.xml · derivative · entry 9

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,212 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.