DFIN

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,535,871

F3 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $26.00 to $27.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000921895-22-001598 · form407902006_05112022.xml · nonDerivative · entry 5

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Simcoe Select, L.P.

Disclosed balance after: 182,452

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F6 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $26.000 to $27.215 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Represents securities held directly by Simcoe Select, L.P. ("Simcoe Select"). Simcoe Capital is the investment manager of Simcoe Select. Simcoe Select has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Select pursuant to an Investment Management Agreement.

SEC source: 0000921895-22-001598 · form407902006_05112022.xml · nonDerivative · entry 2

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Simcoe Partners, L.P.

Disclosed balance after: 3,214,709

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F6 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $26.000 to $27.215 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement.

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,375,207

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $24.65 to $25.60 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000921895-22-001598 · form407902006_05112022.xml · nonDerivative · entry 4

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Simcoe Select, L.P.

Disclosed balance after: 173,166

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F5 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $24.650 to $25.600 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Represents securities held directly by Simcoe Select, L.P. ("Simcoe Select"). Simcoe Capital is the investment manager of Simcoe Select. Simcoe Select has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Select pursuant to an Investment Management Agreement.

SEC source: 0000921895-22-001598 · form407902006_05112022.xml · nonDerivative · entry 1

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Simcoe Partners, L.P.

Disclosed balance after: 3,038,634

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F5 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $24.650 to $25.600 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement.

SEC source: 0001209191-22-019235 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,034

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2021.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $31.23 to $32.07 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 364,172 shares held directly, 121,901 restricted stock units, and 159,961 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-019235 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,552

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2021.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $30.94 to $31.22 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 6

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,933

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 46,621 shares held directly, 18,800 restricted stock units, and 24,512 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 6

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,730

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 138,862 shares held directly, 40,168 restricted stock units, and 52,700 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 6

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,413

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 22,184 shares held directly, 10,068 restricted stock units, and 14,161 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 6

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,175

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 61,477 shares held directly, 27,234 restricted stock units, and 35,464 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 8

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,739

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F7 · balance_after: Includes 49,953 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 6

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,034

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 384,172 shares held directly, 121,901 restricted stock unit, and 159,961 earned performance share units with additional service-based vesting.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 5

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,031

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 4

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,231

F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 15,712 and 8,800 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,719

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,623

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016773 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,268

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 5

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,116

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 4

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,516

F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 34,550 and 18,150 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,816

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,630

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,646

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 5

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,462

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 4

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,262

F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 9,461 and 4,700 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,101

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,081

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016779 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,840

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 5

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,640

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 4

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,940

F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 21,964 and 13,500 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,476

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,174

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016777 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,272

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 7

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,590

F6 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,990

F5 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 23,569 and 14,650 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,771

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,344

F4 · kind: Common stock issued in payout of performance stock units awarded on March 3, 2021.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,344

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,072

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016775 · doc4.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,170

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 5

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,571

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,971

F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 101,961 and 58,000 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,010

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,374

F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019.

SEC source: 0001209191-22-016767 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,370

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-22-016299 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,553

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 29,919 shares held directly and 19,634 restricted stock units.

SEC source: 0001209191-22-016294 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,289

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 103,855 shares held directly and 41,434 restricted stock units.

SEC source: 0001209191-22-016303 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,528

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 13,727 shares held directly and 10,801 restricted stock units.

SEC source: 0001209191-22-016301 · doc4.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,200

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 40,566 shares held directly and 27,634 restricted stock units.