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DFH

Dream Finders Homes, Inc.

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Tapewire entity
4812
SEC CIK
0001825088
Parsed reports
202

Last 12 months

Inside the activity.

8 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202609
Jul 202600
Aug 202660
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 2, 2021 17:17 UTC GrantClass A common stock, par value $0.01 per share 3,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003120 · form4.xml · nonDerivative · entry 1

Parekh Megha H. · CIK 0001841160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,846

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:21 UTC
Moyer Rick A.Senior VP and CFO
GrantClass A common stock, par value $0.01 per share 38,462 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003127 · form4.xml · nonDerivative · entry 1

Moyer Rick A. · CIK 0001841157 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,673

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:45 UTC
Moran DougSenior VP and COO
GrantClass A common stock, par value $0.01 per share 72,115 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003144 · form4.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,605

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:10 UTC
Riva Robert E.VP, GC and Corporate Secretary
GrantClass A common stock, par value $0.01 per share 1,923 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003099 · form4.xml · nonDerivative · entry 1

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,563

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:41 UTC
Lovett William Radford IIDirector · 10% owner
GrantClass A common stock, par value $0.01 per share 3,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003142 · form4.xml · nonDerivative · entry 1

Lovett William Radford II · CIK 0001545674 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:20 UTC OtherClass A common stock, par value $0.01 per share 1,899,706 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002373 · form4.xml · nonDerivative · entry 2

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,899,706

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. (the "Issuer") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among the Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F3 · ownership.nature: Such shares of Class A Common Stock are owned directly by The Theodora D. and William H. Walton, III Irrevocable Trust. The reporting person's brother is one of three trustees of The Theodora D. and William H. Walton, III Irrevocable Trust.

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January 25, 2021 Filed Jan 27, 2021 22:20 UTC OtherClass A common stock, par value $0.01 per share 633,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002373 · form4.xml · nonDerivative · entry 1

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 633,235

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. (the "Issuer") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among the Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. (the "Issuer") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among the Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F2 · ownership.nature: Such shares of Class A Common Stock are owned directly by the William H. Walton, III Living Trust, u/a dated 6/6/2014. The reporting person is the sole trustee of the William H. Walton, III Living Trust, u/a dated 6/6/2014.

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January 25, 2021 Filed Jan 27, 2021 17:26 UTC
Ramsay Lorena AnabelVice President of Treasury
PurchaseClass A common stock, par value $0.01 per share 23,000 $13.00 $299,000.00
Disclosure

SEC source: 0001140361-21-002380 · form4.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · Vice President of Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · shares: The reporting person purchased these shares of Class A common stock of Dream Finders Homes, Inc. ("Issuer") through the reserved share program conducted in connection with the initial public offering of Issuer.

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January 25, 2021 Filed Jan 27, 2021 17:37 UTC
Blanton John O.VP and CAO
PurchaseClass A common stock, par value $0.01 per share 4,000 $13.00 $52,000.00
Disclosure

SEC source: 0001140361-21-002388 · form4.xml · nonDerivative · entry 2

Blanton John O. · CIK 0001841154 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,768

F2 · shares: The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.

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January 25, 2021 Filed Jan 27, 2021 17:37 UTC
Blanton John O.VP and CAO
OtherClass A common stock, par value $0.01 per share 591,768 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002388 · form4.xml · nonDerivative · entry 1

Blanton John O. · CIK 0001841154 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,768

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:31 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
OtherClass B common stock, par value $0.01 per share 596,158 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002384 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 596,158

F3 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Issuer and has no expiration date.

F1 · kind: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F2 · ownership.nature: Such shares of Class B Common Stock are owned directly by POZ Holdings, Inc. The reporting person is the controlling stockholder of POZ Holdings, Inc.

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January 25, 2021 Filed Jan 27, 2021 22:31 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
OtherClass B common stock, par value $0.01 per share 59,629,995 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002384 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,629,995

F3 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Issuer and has no expiration date.

F1 · kind: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:33 UTC PurchaseClass A common stock, par value $0.01 per share 2,000 $13.00 $26,000.00
Disclosure

SEC source: 0001140361-21-002386 · form4.xml · nonDerivative · entry 1

Parekh Megha H. · CIK 0001841160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: The reporting person purchased these shares of Class A common stock of Dream Finders Homes, Inc. ("Issuer") through the reserved share program conducted in connection with the initial public offering of Issuer.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:23 UTC PurchaseClass A common stock, par value $0.01 per share 75,000 $13.00 $975,000.00
Disclosure

SEC source: 0001140361-21-002377 · form4.xml · nonDerivative · entry 1

Udelhofen Justin · CIK 0001841162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: The reporting person purchased these shares of Class A common stock of Dream Finders Homes, Inc. ("Issuer") through the reserved share program conducted in connection with the initial public offering of Issuer.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:09 UTC
Moyer Rick A.Senior VP and CFO
PurchaseClass A common stock, par value $0.01 per share 30,000 $13.00 $390,000.00
Disclosure

SEC source: 0001140361-21-002358 · form4.xml · nonDerivative · entry 3

Moyer Rick A. · CIK 0001841157 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,211

F3 · shares: The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:09 UTC
Moyer Rick A.Senior VP and CFO
OtherClass A common stock, par value $0.01 per share 139,650 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002358 · form4.xml · nonDerivative · entry 2

Moyer Rick A. · CIK 0001841157 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 139,650

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F2 · ownership.nature: Such shares of Class A Common Stock are owned directly by the Equity Trust Company Custodian FAO, Rick Moyer, a self-directed IRA.

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January 25, 2021 Filed Jan 27, 2021 17:09 UTC
Moyer Rick A.Senior VP and CFO
OtherClass A common stock, par value $0.01 per share 764,211 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002358 · form4.xml · nonDerivative · entry 1

Moyer Rick A. · CIK 0001841157 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,211

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:12 UTC
Moran DougSenior VP and COO
PurchaseClass A common stock, par value $0.01 per share 60,000 $13.00 $780,000.00
Disclosure

SEC source: 0001140361-21-002362 · form4.xml · nonDerivative · entry 2

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,490

F2 · shares: The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:12 UTC
Moran DougSenior VP and COO
OtherClass A common stock, par value $0.01 per share 755,490 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002362 · form4.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,490

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:05 UTC
Riva Robert E.VP, GC and Corporate Secretary
PurchaseClass A common stock, par value $0.01 per share 1,000 $13.00 $13,000.00
Disclosure

SEC source: 0001140361-21-002356 · form4.xml · nonDerivative · entry 2

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,640

F2 · shares: The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 17:05 UTC
Riva Robert E.VP, GC and Corporate Secretary
OtherClass A common stock, par value $0.01 per share 18,640 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002356 · form4.xml · nonDerivative · entry 1

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,640

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:59 UTC PurchaseClass A common stock, par value $0.01 per share 120,000 $13.00 $1,560,000.00
Disclosure

SEC source: 0001140361-21-002348 · form4.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 4,801,099

F1 · kind: The shares acquired were purchased in Dream Finders Homes, Inc.'s initial public offering by United Casualty & Surety Insurance Company, a wholly-owned subsidiary of Boston Omaha Corporation. In addition, BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation, owns 4,681,099 of the Class A common stock and is a 10% owner of Class A common stock of Dream Finders Homes, Inc.

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January 25, 2021 Filed Jan 27, 2021 22:03 UTC
Lovett William Radford IIDirector · 10% owner
OtherClass A common stock, par value $0.01 per share 5,065,883 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-002352 · form4.xml · nonDerivative · entry 1

Lovett William Radford II · CIK 0001545674 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,065,883

F1 · kind: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. (the "Issuer") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among the Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F1 · price: Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. (the "Issuer") were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among the Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.

F2 · ownership.nature: Such shares of Class A Common Stock are owned directly by the W. Radford Lovett II GST Exempt Trust u/a dated 12/28/2004. The reporting person is the sole trustee of the W. Radford Lovett II GST Exempt Trust u/a dated 12/28/2004.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.