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DFH

Dream Finders Homes, Inc.

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Tapewire entity
4812
SEC CIK
0001825088
Parsed reports
202

Last 12 months

Inside the activity.

8 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202609
Jul 202600
Aug 202660
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2023 Filed Sep 5, 2023 16:58 UTC
Riva Robert E.VP, GC and Corporate Secretary
GiftClass A common stock, par value $0.01 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001359 · form4.xml · nonDerivative · entry 3

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,965

F2 · balance_after: Includes 3,125 shares held in a 401(k) account.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:15 UTC SaleClass A common stock, par value $0.01 per share 1,900 $24.91 $47,332.61
Disclosure

SEC source: 0000897069-23-000792 · form4.xml · nonDerivative · entry 2

Fernandez Lorena Anabel · CIK 0001842534 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,173

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:15 UTC SaleClass A common stock, par value $0.01 per share 100 $24.96 $2,495.50
Disclosure

SEC source: 0000897069-23-000792 · form4.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,073

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:10 UTC
Moran DougSenior VP and COO
SaleClass A common stock, par value $0.01 per share 80,000 $24.68 $1,974,160.00
Disclosure

SEC source: 0000897069-23-000789 · form4.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,898

F1 · price: The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $24.39 to $25.005. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

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April 01, 2023 Filed Sep 5, 2023 16:56 UTC Tax withholdingClass A common stock, par value $0.01 per share 2,377 $13.25 $31,495.25
Disclosure

SEC source: 0000897069-23-001357 · form4.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,796

F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability.

Read SEC document
April 01, 2023 Filed Sep 5, 2023 20:54 UTC
Zalupski Patrick O.Director · President and CEO
Tax withholdingClass A common stock, par value $0.01 per share 8,618 $13.25 $114,188.50
Disclosure

SEC source: 0000897069-23-001355 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936,693

F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability.

F2 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
April 01, 2023 Filed Sep 5, 2023 16:50 UTC
Moran DougSenior VP and COO
Tax withholdingClass A common stock, par value $0.01 per share 8,618 $13.25 $114,188.50
Disclosure

SEC source: 0000897069-23-001352 · form4.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,280

F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability.

Read SEC document
April 01, 2023 Filed Sep 5, 2023 16:58 UTC
Riva Robert E.VP, GC and Corporate Secretary
Tax withholdingClass A common stock, par value $0.01 per share 414 $13.25 $5,485.50
Disclosure

SEC source: 0000897069-23-001359 · form4.xml · nonDerivative · entry 2

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,965

F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability.

F2 · balance_after: Includes 3,125 shares held in a 401(k) account.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 15:29 UTC GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004795 · doc1.xml · nonDerivative · entry 1

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 09:58 UTC GrantClass A common stock, par value $0.01 per share 34,403 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004779 · doc1.xml · nonDerivative · entry 2

Fernandez Lorena Anabel · CIK 0001842534 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,173

F2 · shares: The restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 09:58 UTC GrantClass A common stock, par value $0.01 per share 49,148 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004779 · doc1.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,770

F1 · shares: Restricted stock will vest in five equal annual installments beginning on March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 15:21 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
GrantClass A common stock, par value $0.01 per share 368,603 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004789 · doc1.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,311

F1 · shares: Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.

F5 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 09:55 UTC GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004777 · doc1.xml · nonDerivative · entry 1

Udelhofen Justin · CIK 0001841162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,833

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 10:24 UTC GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004791 · doc1.xml · nonDerivative · entry 1

Parekh Megha H. · CIK 0001841160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,141

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 10:14 UTC
Moran DougSenior VP and COO
GrantClass A common stock, par value $0.01 per share 368,603 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004785 · doc1.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,898

F1 · shares: Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 10:04 UTC
Riva Robert E.VP, GC and Corporate Secretary
GrantClass A common stock, par value $0.01 per share 5,245 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004781 · doc1.xml · nonDerivative · entry 1

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569

F1 · price: The restated stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.

F2 · balance_after: Includes 3,125 shares held in a 401(k) account.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 09:50 UTC GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004775 · doc1.xml · nonDerivative · entry 1

Weatherford William · CIK 0001806224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,373

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to the Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 15:19 UTC
Lovett William Radford IIDirector · 10% owner
GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004787 · doc1.xml · nonDerivative · entry 1

Lovett William Radford II · CIK 0001545674 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,141

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 15:26 UTC
Sturm LenDirector
GrantClass A Common Stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004793 · doc1.xml · nonDerivative · entry 1

Sturm Len · CIK 0001948603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,260

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to the Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Read SEC document
March 08, 2023 Filed Apr 11, 2023 21:27 UTC Amendment GrantClass A common stock, par value $0.01 per share 7,373 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000257 · form4.xml · nonDerivative · entry 1

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,859

F1 · shares: This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

F4 · balance_after: Amendment filed solely to correct the amount indirectly owned.

Read SEC document
March 08, 2023 Filed Apr 11, 2023 17:31 UTC Amendment
Moran DougSenior VP and COO
GrantClass A common stock, par value $0.01 per share 368,603 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000259 · form4.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,898

F1 · shares: Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.

Read SEC document
January 21, 2023 Filed Sep 5, 2023 16:58 UTC
Riva Robert E.VP, GC and Corporate Secretary
Tax withholdingClass A common stock, par value $0.01 per share 190 $10.75 $2,042.50
Disclosure

SEC source: 0000897069-23-001359 · form4.xml · nonDerivative · entry 1

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,379

F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability.

F2 · balance_after: Includes 3,125 shares held in a 401(k) account.

Read SEC document
November 16, 2022 Filed Nov 16, 2022 22:14 UTC
Sturm LenDirector
PurchaseClass A Common Stock, par value $0.01 per share 300 $10.25 $3,075.00
Disclosure

SEC source: 0001567619-22-020471 · doc1.xml · nonDerivative · entry 1

Sturm Len · CIK 0001948603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:37 UTC
Sturm LenDirector
GrantClass A Common Stock, par value $0.01 per share 1,887 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018206 · doc1.xml · nonDerivative · entry 1

Sturm Len · CIK 0001948603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

F1 · shares: The restricted stock award was granted to the reporting person on September 30, 2022 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning April 1, 2023 and each anniversary thereof.

Read SEC document
June 24, 2022 Filed Dec 29, 2022 21:40 UTC GiftClass A common stock, par value $0.01 per share 200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-022099 · doc1.xml · nonDerivative · entry 2

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 433,235

F1 · ownership.nature: Such shares of Class A Common Stock are owned directly by the William H. Walton, Ill Living Trust, u/a dated 06/06/2014. The reporting person is the sole trustee of the William H, Walton, Ill Living Trust, u/a dated 06/06/2014.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:38 UTC GrantClass A common stock, par value $0.01 per share 2,922 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011085 · doc1.xml · nonDerivative · entry 1

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,768

F1 · shares: This restricted stock award was granted to the reporting person on May 13, 2022 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning April 1, 2023 and each anniversary thereof.

Read SEC document
May 13, 2022 Filed May 17, 2022 16:42 UTC GrantClass A common stock, par value $0.01 per share 2,922 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011089 · doc1.xml · nonDerivative · entry 1

Udelhofen Justin · CIK 0001841162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,460

F1 · shares: This restricted stock award was granted to the reporting person on May 13, 2022 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning April 1, 2023 and each anniversary thereof.

Read SEC document
May 13, 2022 Filed May 17, 2022 16:37 UTC GrantClass A common stock, par value $0.01 per share 2,922 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011083 · doc1.xml · nonDerivative · entry 1

Parekh Megha H. · CIK 0001841160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,768

F1 · shares: This restricted stock award was granted to the reporting person on May 13, 2022 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning April 1, 2023 and each anniversary thereof.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:40 UTC
Lovett William Radford IIDirector · 10% owner
GrantClass A common stock, par value $0.01 per share 2,922 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011086 · doc1.xml · nonDerivative · entry 1

Lovett William Radford II · CIK 0001545674 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,768

F1 · shares: This restricted stock award was granted to the reporting person on May 13, 2022 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning April 1, 2023 and each anniversary thereof.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:06 UTC GrantClass A common stock, par value $0.01 per share 11,716 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008137 · doc1.xml · nonDerivative · entry 2

Fernandez Lorena Anabel · CIK 0001842534 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,622

F2 · price: The restricted stock will vest in three equal annual installments beginning on April 1, 2023 and each anniversary thereof.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:06 UTC GrantClass A common stock, par value $0.01 per share 29,291 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008137 · doc1.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,906

F1 · shares: Restricted stock will vest in five equal annual installments beginning on April 1, 2023 and each anniversary thereof.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:05 UTC
Blanton John O.VP and CAO
GrantClass A common stock, par value $0.01 per share 3,661 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008135 · doc1.xml · nonDerivative · entry 1

Blanton John O. · CIK 0001841154 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,221

F1 · kind: Restricted shares will vest in three equal annual installments beginning on April 1, 2023 and each anniversary thereof.

F2 · balance_after: Includes 1,023 shares held in a 401(k) account.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:10 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
GrantClass A common stock, par value $0.01 per share 106,180 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008143 · doc1.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,170

F1 · shares: Restricted stock will vest in three equal annual installments beginning on April 1, 2022 and each anniversary thereof.

F5 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:07 UTC
Moran DougSenior VP and COO
GrantClass A common stock, par value $0.01 per share 106,180 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008139 · doc1.xml · nonDerivative · entry 1

Moran Doug · CIK 0001841133 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,295

F1 · shares: Restricted stock will vest in three equal annual installments beginning on April 1, 2023 and each anniversary thereof.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:09 UTC
Riva Robert E.VP, GC and Corporate Secretary
GrantClass A common stock, par value $0.01 per share 2,636 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008141 · doc1.xml · nonDerivative · entry 1

Riva Robert E. · CIK 0001841134 · VP, GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,324

F1 · price: The restated stock will vest in three equal annual installments beginning on April 1, 2023 and each anniversary thereof.

F2 · balance_after: Includes 3,125 shares held in a 401(k) account.

Read SEC document
January 29, 2022 Filed Feb 8, 2023 21:12 UTC Amendment
Zalupski Patrick O.Director · President and CEO · 10% owner
GrantClass A common stock, par value $0.01 per share 461,538 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-002080 · doc1.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,538

F1 · security: Amendment filed to clarify that the reporting person was awarded Class A Common Stock.

F2 · shares: This restricted stock award was granted to the reporting person on January 29, 2021. Such shares of Class A Common Stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

Read SEC document
October 10, 2021 Filed Oct 29, 2021 15:17 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
GiftClass B common stock, par value $0.01 per share 809,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018954 · doc1.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 809,409

F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.

F2 · ownership.nature: Shares contributed to trust established for the benefit of the reporting person's children.

Read SEC document
October 10, 2021 Filed Oct 29, 2021 15:17 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
GiftClass B common stock, par value $0.01 per share 809,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018954 · doc1.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,282,124

F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:16 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 335,000 $17.35 $5,812,250.00
Disclosure

SEC source: 0001437749-21-023090 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 2,868,037

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in a single transaction on September 30, 2021 at a price of $17.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:16 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 900,000 $17.32 $15,589,980.00
Disclosure

SEC source: 0001437749-21-023090 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 3,203,037

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 29, 2021 at prices ranging from $17.10 to $17.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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September 17, 2021 Filed Sep 21, 2021 00:52 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 171,975 $19.43 $3,341,422.66
Disclosure

SEC source: 0001437749-21-022450 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 4,103,037

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 17, 2021 at prices ranging from $19.302 to $19.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 3,983,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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September 16, 2021 Filed Sep 21, 2021 00:52 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 78,283 $19.64 $1,537,752.11
Disclosure

SEC source: 0001437749-21-022450 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 4,275,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 16, 2021 at prices ranging from $19.50 to $19.965, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 3,983,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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September 15, 2021 Filed Sep 16, 2021 00:33 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 26,725 $19.53 $521,861.75
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 3

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,353,295

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 15, 2021 at prices ranging from $19.00 to $19.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · balance_after: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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September 14, 2021 Filed Sep 16, 2021 00:33 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 230,059 $19.18 $4,412,462.60
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,380,020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 14, 2021 at prices ranging from $19.00 to $19.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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September 13, 2021 Filed Sep 16, 2021 00:33 UTC
United Casualty & Surety Insurance Co.SUBSID of Boston Omaha Corp
BOC DFH, LLC10% owner
SaleClass A common stock, par value $0.01 per share 191,020 $19.45 $3,716,236.79
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,610,079

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 13, 2021 at prices ranging from $19.00 to $21.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

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January 29, 2021 Filed Feb 2, 2021 22:32 UTC GrantClass A common stock, par value $0.01 per share 3,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003136 · form4.xml · nonDerivative · entry 1

WALTON WILLIAM H III · CIK 0001058795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:24 UTC
Ramsay Lorena AnabelVice President of Treasury
GrantClass A common stock, par value $0.01 per share 9,615 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003132 · form4.xml · nonDerivative · entry 1

Fernandez Lorena Anabel · CIK 0001842534 · Vice President of Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,615

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:39 UTC
Blanton John O.VP and CAO
GrantClass A common stock, par value $0.01 per share 5,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003140 · form4.xml · nonDerivative · entry 1

Blanton John O. · CIK 0001841154 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,537

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 22:35 UTC
Zalupski Patrick O.Director · President and CEO · 10% owner
GrantClass B common stock, par value $0.01 per share 461,538 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003138 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,091,533

F2 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Dream Finders Homes Inc. and has no expiration date.

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021. Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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January 29, 2021 Filed Feb 2, 2021 17:14 UTC GrantClass A common stock, par value $0.01 per share 11,538 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-003106 · form4.xml · nonDerivative · entry 1

Udelhofen Justin · CIK 0001841162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,538

F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.