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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
Parsed reports
824

Last 12 months

Inside the activity.

0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2017 Filed Oct 2, 2017 23:12 UTC GrantClass C Common Stock 4,229 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001484 · edgar.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

F1 · shares: Represents a grant of 1,720 restricted stock units ("RSUs") and 2,509 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 1,146 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F1 · price: Represents a grant of 1,720 restricted stock units ("RSUs") and 2,509 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 1,146 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:13 UTC GrantOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-17-001485 · edgar.xml · derivative · entry 4

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:13 UTC GrantOptions to Acquire Class C Common Stock · Derivative 4,986 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001123292-17-001485 · edgar.xml · derivative · entry 3

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Class C Common Stock · 4,986 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:13 UTC GrantClass V Common Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001485 · edgar.xml · nonDerivative · entry 2

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153

F2 · shares: Represents a grant of 183 RSUs and 1,807 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 1,032 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F2 · price: Represents a grant of 183 RSUs and 1,807 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 1,032 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:13 UTC GrantClass C Common Stock 4,229 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001485 · edgar.xml · nonDerivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

F1 · shares: Represents a grant of 430 restricted stock units ("RSUs") and 3,799 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 2,436 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F1 · price: Represents a grant of 430 restricted stock units ("RSUs") and 3,799 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 2,436 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:14 UTC GrantOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-17-001486 · edgar.xml · derivative · entry 4

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:14 UTC GrantOptions to Acquire Class C Common Stock · Derivative 4,986 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001123292-17-001486 · edgar.xml · derivative · entry 3

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Class C Common Stock · 4,986 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:14 UTC GrantClass V Common Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001486 · edgar.xml · nonDerivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905

F2 · shares: Represents a grant of RSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

F2 · price: Represents a grant of RSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:14 UTC GrantClass C Common Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001486 · edgar.xml · nonDerivative · entry 1

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 20:05 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 4,700 $76.26 $358,422.00
Disclosure

SEC source: 0001123292-17-001442 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,855

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $76.2571. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.57, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:38 UTC
BURTON JEREMYCorp. EVP, Mktg. & Corp. Dev.
Tax withholdingClass C Common Stock 37,950 $32.70 $1,240,965.00
Disclosure

SEC source: 0001123292-17-001424 · edgar.xml · nonDerivative · entry 1

BURTON JEREMY · CIK 0001234281 · Corp. EVP, Mktg. & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,505

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:39 UTC
ELIAS HOWARD DPres., Global Services & IT
Tax withholdingClass C Common Stock 34,219 $32.70 $1,118,961.30
Disclosure

SEC source: 0001123292-17-001425 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,236

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:40 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
Tax withholdingClass C Common Stock 68,437 $32.70 $2,237,889.90
Disclosure

SEC source: 0001123292-17-001426 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,199

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 21:41 UTC
McReynolds MayaChief Accounting Officer
Tax withholdingClass C Common Stock 2,035 $32.70 $66,544.50
Disclosure

SEC source: 0001123292-17-001427 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

F1 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

F1 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

Read SEC document
September 14, 2017 Filed Oct 10, 2017 20:06 UTC Amendment
McReynolds MayaChief Accounting Officer
Tax withholdingClass C Common Stock 1,750 $32.70 $57,225.00
Disclosure

SEC source: 0001123292-17-001506 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,613

F1 · kind: Represents the corrected number of shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

F1 · shares: Represents the corrected number of shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

F1 · price: Represents the corrected number of shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 20:05 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 13,058 $25.03 $326,841.74
Disclosure

SEC source: 0001123292-17-001395 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,031.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by a former employee of Dell Technologies Inc. of a put right with respect to 13,058 shares of Class C common stock at a contractually specified discount to fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by a former employee of Dell Technologies Inc. of a put right with respect to 13,058 shares of Class C common stock at a contractually specified discount to fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:15 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 2,500 $67.19 $167,975.00
Disclosure

SEC source: 0001123292-17-001361 · edgar.xml · nonDerivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,555

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F3 · price: The price reported in Column 4 reflects a weighted average price of $67.1946. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.43, inclusive.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:15 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 2,200 $66.78 $146,916.00
Disclosure

SEC source: 0001123292-17-001361 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $66.7769. These shares were sold in multiple transactions at prices ranging from $66.20 to $66.98, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:05 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 33,567 $31.29 $1,050,311.43
Disclosure

SEC source: 0001123292-17-001327 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,973.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016, with respect to an aggregate of 33,567 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of the date such right was exercised, in accordance with the terms of the Amended and Restated Management Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016, with respect to an aggregate of 33,567 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of the date such right was exercised, in accordance with the terms of the Amended and Restated Management Stockholders Agreement.

Read SEC document
July 11, 2017 Filed Jul 13, 2017 20:03 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 4,700 $61.53 $289,191.00
Disclosure

SEC source: 0001123292-17-001227 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $61.529. These shares were sold in multiple transactions at prices ranging from $61.34 to $61.69, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 20:46 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 8,000 $62.41 $499,280.00
Disclosure

SEC source: 0001123292-17-001188 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $62.4133. These shares were sold in multiple transactions at prices ranging from $62.13 to $62.75, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:26 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 36,363 $24.46 $889,438.98
Disclosure

SEC source: 0001123292-17-001132 · edgar.xml · nonDerivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,406.45

F2 · kind: Reflects the exercise of the reporting person's repurchase right under the Stockholders Agreement following the exercise by a former employee of the Company of a put right with respect to 36,363 shares of Class C common stock at a contractually specified discount to fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

F2 · price: Reflects the exercise of the reporting person's repurchase right under the Stockholders Agreement following the exercise by a former employee of the Company of a put right with respect to 36,363 shares of Class C common stock at a contractually specified discount to fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:26 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 8,309 $30.58 $254,089.22
Disclosure

SEC source: 0001123292-17-001132 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,043.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by a former employee of Dell Technologies Inc. (the "Company") of a right to sell to the Company or certain affiliates (a "put right") 8,309 shares of Class C common stock at fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by a former employee of Dell Technologies Inc. (the "Company") of a right to sell to the Company or certain affiliates (a "put right") 8,309 shares of Class C common stock at fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.

Read SEC document
May 09, 2017 Filed May 11, 2017 23:34 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 500 $68.08 $34,040.00
Disclosure

SEC source: 0001123292-17-000911 · edgar.xml · nonDerivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F3 · price: The price reported in Column 4 reflects a weighted average price of $68.075. These shares were sold in multiple transactions at prices ranging from $68.01 to $68.235, inclusive.

Read SEC document
May 09, 2017 Filed May 11, 2017 23:34 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 7,500 $67.46 $505,950.00
Disclosure

SEC source: 0001123292-17-000911 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $67.4622. These shares were sold in multiple transactions at prices ranging from $67.07 to $67.92, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
May 01, 2017 Filed May 3, 2017 00:19 UTC
Rothberg Richard JGeneral Counsel & Secretary
ConversionClass A Common Stock · Derivative 10,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000888 · edgar.xml · derivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,422

Underlying: Class C Common Stock · 10,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
May 01, 2017 Filed May 3, 2017 00:19 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 10,697 $30.58 $327,114.26
Disclosure

SEC source: 0001123292-17-000888 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
May 01, 2017 Filed May 3, 2017 00:19 UTC
Rothberg Richard JGeneral Counsel & Secretary
ConversionClass C Common Stock 10,697 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000888 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of 10,697 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the reporting person's election to convert such shares of Class A common stock and tender such underlying shares of Class C Common Stock for purchase by the Issuer pursuant to the Issuer's previously announced offer to purchase shares of Class C common stock.

F2 · price: Each share of Class A Common Stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
April 27, 2017 Filed May 1, 2017 22:12 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 40,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-17-000880 · edgar.xml · derivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000

Underlying: Class C Common Stock · 40,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
April 27, 2017 Filed May 1, 2017 22:12 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 40,000 $13.75 $550,000.00
Disclosure

SEC source: 0001123292-17-000880 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:05 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 205,666 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-17-000872 · edgar.xml · derivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,334

Underlying: Class C Common Stock · 205,666 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:05 UTC
Quintos Karen HChief Customer Officer
Tax withholdingClass C Common Stock 139,960 $30.58 $4,279,976.80
Disclosure

SEC source: 0001123292-17-000872 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,706

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:05 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 205,666 $13.75 $2,827,907.50
Disclosure

SEC source: 0001123292-17-000872 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:59 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 340,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-17-000864 · edgar.xml · derivative · entry 3

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,332

Underlying: Class C Common Stock · 340,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:59 UTC
Price Steven HChief Human Resources Officer
Tax withholdingClass C Common Stock 231,376 $30.58 $7,075,478.08
Disclosure

SEC source: 0001123292-17-000864 · edgar.xml · nonDerivative · entry 2

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,624

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:59 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionClass C Common Stock 340,000 $13.75 $4,675,000.00
Disclosure

SEC source: 0001123292-17-000864 · edgar.xml · nonDerivative · entry 1

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:54 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 24,807 $28.84 $715,433.88
Disclosure

SEC source: 0001123292-17-000431 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,734.45

Read SEC document
January 19, 2017 Filed Jan 23, 2017 22:24 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 14,807 $28.84 $427,033.88
Disclosure

SEC source: 0001123292-17-000225 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,927.45

Read SEC document
January 09, 2017 Filed Jan 10, 2017 22:34 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 254,545.45 $27.50 $6,999,999.88
Disclosure

SEC source: 0001123292-17-000093 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,120.45

Read SEC document
October 11, 2016 Filed Oct 13, 2016 20:02 UTC
GOULDEN DAVID IPres., Enterprise Solutions
GrantClass C Common Stock 72,727 $27.50 $1,999,992.50
Disclosure

SEC source: 0001123292-16-002861 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,636

Read SEC document
September 26, 2016 Filed Mar 20, 2017 20:18 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 411,332 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-17-000720 · edgar.xml · derivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,000

Underlying: Class C Common Stock · 411,332 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
September 26, 2016 Filed Mar 20, 2017 20:18 UTC
Quintos Karen HChief Customer Officer
Tax withholdingClass C Common Stock 291,943 $13.75 $4,014,216.25
Disclosure

SEC source: 0001123292-17-000720 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,389

Read SEC document
September 26, 2016 Filed Mar 20, 2017 20:18 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 411,332 $13.75 $5,655,815.00
Disclosure

SEC source: 0001123292-17-000720 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:05 UTC GrantOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0000899243-16-029119 · doc4.xml · derivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,811

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F3 · derivative.exercise_date: Represents a grant of stock options. Of the options, 35,511 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,300 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:05 UTC GrantOptions to Acquire Class C Common Stock · Derivative 45,023 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0000899243-16-029119 · doc4.xml · derivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,023

Underlying: Class C Common Stock · 45,023 shares

Expires 2026-09-14

F2 · derivative.exercise_date: Represents a grant of stock options. Of the options, 40,551 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,472 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:05 UTC GrantClass V Common Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-029119 · doc4.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:05 UTC GrantClass C Common Stock 2,045 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-029119 · doc4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:01 UTC GrantOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0001123292-16-002743 · edgar.xml · derivative · entry 4

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,811

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F3 · derivative.exercise_date: Represents a grant of stock options. Of the options, 35,511 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,300 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:01 UTC GrantOptions to Acquire Class C Common Stock · Derivative 45,023 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001123292-16-002743 · edgar.xml · derivative · entry 3

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,023

Underlying: Class C Common Stock · 45,023 shares

Expires 2026-09-14

F2 · derivative.exercise_date: Represents a grant of stock options. Of the options, 40,551 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,472 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 20:01 UTC GrantClass V Common Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002743 · edgar.xml · nonDerivative · entry 2

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163

F1 · shares: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.