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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
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824

Last 12 months

Inside the activity.

0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2018 Filed Jan 2, 2019 22:14 UTC OtherOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 5

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:14 UTC OtherOptions to Acquire Class C Common Stock · Derivative 71,922 $0.00 Strike: $26.76 $0.00
Disclosure

SEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,922

Underlying: Class C Common Stock · 71,922 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:14 UTC OtherOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:14 UTC OtherClass C Common Stock 5,696 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000010 · edgar.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:14 UTC OtherClass V Common Stock 3,153 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000010 · edgar.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class C Common Stock · Derivative 5,829 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 6

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

Underlying: Class C Common Stock · 5,829 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 5

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class C Common Stock · Derivative 71,922 $0.00 Strike: $26.76 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 4

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,922

Underlying: Class C Common Stock · 71,922 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 3

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherClass C Common Stock 8,861 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · nonDerivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,626

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherClass V Common Stock 4,905 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000011 · edgar.xml · nonDerivative · entry 1

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class C Common Stock · Derivative 5,829 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 6

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

Underlying: Class C Common Stock · 5,829 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 5

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class C Common Stock · Derivative 71,922 $0.00 Strike: $26.76 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 4

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,922

Underlying: Class C Common Stock · 71,922 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherOptions to Acquire Class V Common Stock · Derivative 39,811 $0.00 Strike: $48.35 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 3

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class V Common Stock · 39,811 shares

Expires 2026-09-14

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherClass C Common Stock 5,695 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · nonDerivative · entry 2

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,969

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:15 UTC OtherClass V Common Stock 3,153 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000012 · edgar.xml · nonDerivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 17:15 UTC
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
OtherClass C Common Stock 23,816 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000013 · edgar.xml · nonDerivative · entry 2

ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,724

F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 17:15 UTC
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
OtherClass V Common Stock 13,183 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000013 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:16 UTC
Rothberg Richard JGeneral Counsel & Secretary
OtherClass C Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,126

F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 22:16 UTC
Rothberg Richard JGeneral Counsel & Secretary
OtherClass V Common Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:44 UTC
ELIAS HOWARD DPres., Global Services & IT
GiftClass V Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-001124 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

F1 · kind: Represents a gift of shares to a charitable family foundation of which the reporting person's spouse serves as a trustee.

F1 · shares: Represents a gift of shares to a charitable family foundation of which the reporting person's spouse serves as a trustee.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:27 UTC
McReynolds MayaChief Accounting Officer
Tax withholdingClass C Common Stock 1,797 $79.77 $143,346.69
Disclosure

SEC source: 0001123292-18-000958 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

F1 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

F1 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 16:27 UTC
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
Tax withholdingClass C Common Stock 32,328 $79.77 $2,578,804.56
Disclosure

SEC source: 0001123292-18-000959 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,908

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:28 UTC
Scannell William FPres., Global Enterprise Sales
Tax withholdingClass C Common Stock 32,328 $79.77 $2,578,804.56
Disclosure

SEC source: 0001123292-18-000960 · edgar.xml · nonDerivative · entry 1

Scannell William F · CIK 0001554376 · Pres., Global Enterprise Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,127

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:22 UTC
Dew AllisonChief Marketing Officer
GrantClass C Common Stock 226,108 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000778 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,698

F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date.

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 20:14 UTC
BURTON JEREMYChief Marketing Officer
Disposition to issuerClass C Common Stock 472,727 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000638 · edgar.xml · nonDerivative · entry 1

BURTON JEREMY · CIK 0001234281 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,778

F1 · kind: Reflects 145,454 time-based and 327,273 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 21:41 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
Tax withholdingClass C Common Stock 32,328 $33.17 $1,072,319.76
Disclosure

SEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,691

F2 · kind: Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 21:41 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
Disposition to issuerClass C Common Stock 545,453 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,019

F1 · kind: Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:40 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 1,000 $88.26 $88,260.00
Disclosure

SEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 3

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F4 · price: The price reported in Column 4 reflects a weighted average price of $88.2615. These shares were sold in multiple transactions at prices ranging from $88.005 to $88.37, inclusive.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:40 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 2,900 $87.43 $253,547.00
Disclosure

SEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F3 · price: The price reported in Column 4 reflects a weighted average price of $87.4315. These shares were sold in multiple transactions at prices ranging from $87.015 to $87.835, inclusive.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 21:40 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 800 $86.68 $69,344.00
Disclosure

SEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $86.6794. These shares were sold in multiple transactions at prices ranging from $86.18 to $86.92, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:32 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 350,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-18-000143 · edgar.xml · derivative · entry 3

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,332

Underlying: Class C Common Stock · 350,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:32 UTC
Price Steven HChief Human Resources Officer
Tax withholdingClass C Common Stock 222,288 $33.17 $7,373,292.96
Disclosure

SEC source: 0001123292-18-000143 · edgar.xml · nonDerivative · entry 2

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,336

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:32 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionClass C Common Stock 350,000 $13.75 $4,812,500.00
Disclosure

SEC source: 0001123292-18-000143 · edgar.xml · nonDerivative · entry 1

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 21:17 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 12,967 $33.17 $430,115.39
Disclosure

SEC source: 0001123292-18-000109 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,241.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 12,967 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of January 8, 2018, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 12,967 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of January 8, 2018, in accordance with the terms of the Stockholders Agreement.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 21:22 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 4,700 $80.93 $380,371.00
Disclosure

SEC source: 0001123292-18-000002 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $80.9332. These shares were sold in multiple transactions at prices ranging from $80.69 to $81.21, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 21:17 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 14,350 $32.70 $469,245.00
Disclosure

SEC source: 0001123292-17-001776 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,274.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of a call right with respect to an aggregate of 14,350 shares of Class C common stock held by a former employee of Dell Technologies Inc. at fair market value as of the date such call right was exercised, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of a call right with respect to an aggregate of 14,350 shares of Class C common stock held by a former employee of Dell Technologies Inc. at fair market value as of the date such call right was exercised, in accordance with the terms of the Stockholders Agreement.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 4,700 $80.18 $376,846.00
Disclosure

SEC source: 0001123292-17-001719 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $80.1810. These shares were sold in multiple transactions at prices ranging from $79.69 to $80.49, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:51 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 800 $83.23 $66,584.00
Disclosure

SEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 2

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F3 · price: The price reported in Column 4 reflects a weighted average price of $83.2325. These shares were sold in multiple transactions at prices ranging from $83.14 to $83.29, inclusive.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:51 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass V Common Stock 3,900 $82.54 $321,906.00
Disclosure

SEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017.

F2 · price: The price reported in Column 4 reflects a weighted average price of $82.5408. These shares were sold in multiple transactions at prices ranging from $82.23 to $82.96, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 20:52 UTC
DELL MICHAEL SDirector · Chief Executive Officer
ConversionClass A Common Stock · Derivative 25,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001615 · edgar.xml · derivative · entry 4

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,924,990

Underlying: Class C Common Stock · 25,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F2 · kind: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F2 · price: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

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October 18, 2017 Filed Oct 19, 2017 20:52 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass A Common Stock · Derivative 25,320 $32.70 Strike: $0.00 $827,964.00
Disclosure

SEC source: 0001123292-17-001615 · edgar.xml · derivative · entry 3

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,950,310

Underlying: Class C Common Stock · 25,320 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement.

F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

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October 18, 2017 Filed Oct 19, 2017 20:52 UTC
DELL MICHAEL SDirector · Chief Executive Officer
ConversionClass C Common Stock 25,320 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001615 · edgar.xml · nonDerivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,924.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

F2 · price: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended.

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October 18, 2017 Filed Oct 19, 2017 20:52 UTC
DELL MICHAEL SDirector · Chief Executive Officer
PurchaseClass C Common Stock 81,573 $32.70 $2,667,437.10
Disclosure

SEC source: 0001123292-17-001615 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,604.45

F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement.

F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement.

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October 13, 2017 Filed Oct 16, 2017 20:30 UTC
GOULDEN DAVID IPres., Infra. Solutions Group
SaleClass C Common Stock 72,727 $32.70 $2,378,172.90
Disclosure

SEC source: 0001123292-17-001541 · edgar.xml · nonDerivative · entry 1

GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,472

F1 · kind: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock.

F1 · price: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock.

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October 13, 2017 Filed Oct 17, 2017 16:16 UTC
ELIAS HOWARD DPres., Global Services & IT
GiftClass V Common Stock 39,586 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001565 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,183

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September 28, 2017 Filed Oct 2, 2017 23:12 UTC GrantOptions to Acquire Class V Common Stock · Derivative 3,227 $0.00 Strike: $77.15 $0.00
Disclosure

SEC source: 0001123292-17-001484 · edgar.xml · derivative · entry 4

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

Underlying: Class V Common Stock · 3,227 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

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September 28, 2017 Filed Oct 2, 2017 23:12 UTC GrantOptions to Acquire Class C Common Stock · Derivative 4,986 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001123292-17-001484 · edgar.xml · derivative · entry 3

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Class C Common Stock · 4,986 shares

Expires 2027-09-28

F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

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September 28, 2017 Filed Oct 2, 2017 23:12 UTC GrantClass V Common Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001484 · edgar.xml · nonDerivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153

F2 · shares: Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F2 · price: Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.