Last 12 months
Inside the activity.
0 purchase rows · 2665 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 293 |
| Apr 2026 | 0 | 54 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1116 |
| Jul 2026 | 0 | 226 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 832 |
| Oct 2026 | 0 | 142 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2018 Filed Jan 2, 2019 22:14 UTC |
DORMAN DAVID WDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 3,227 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 5 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 3,227 shares Expires 2027-09-28 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:14 UTC |
DORMAN DAVID WDirector
|
OtherOptions to Acquire Class C Common Stock · Derivative | 71,922 | $0.00 Strike: $26.76 | $0.00 |
DisclosureSEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 4 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,922 Underlying: Class C Common Stock · 71,922 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:14 UTC |
DORMAN DAVID WDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 39,811 | $0.00 Strike: $48.35 | $0.00 |
DisclosureSEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 3 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 39,811 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:14 UTC |
DORMAN DAVID WDirector
|
OtherClass C Common Stock | 5,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000010 · edgar.xml · nonDerivative · entry 2 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:14 UTC |
DORMAN DAVID WDirector
|
OtherClass V Common Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000010 · edgar.xml · nonDerivative · entry 1 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherOptions to Acquire Class C Common Stock · Derivative | 5,829 | $0.00 Strike: $42.70 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 6 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,829 Underlying: Class C Common Stock · 5,829 shares Expires 2027-09-28 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 3,227 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 5 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 3,227 shares Expires 2027-09-28 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherOptions to Acquire Class C Common Stock · Derivative | 71,922 | $0.00 Strike: $26.76 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 4 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,922 Underlying: Class C Common Stock · 71,922 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 39,811 | $0.00 Strike: $48.35 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · derivative · entry 3 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 39,811 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherClass C Common Stock | 8,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · nonDerivative · entry 2 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,626 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
GREEN WILLIAM DDirector
|
OtherClass V Common Stock | 4,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000011 · edgar.xml · nonDerivative · entry 1 GREEN WILLIAM D · CIK 0001232906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherOptions to Acquire Class C Common Stock · Derivative | 5,829 | $0.00 Strike: $42.70 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 6 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,829 Underlying: Class C Common Stock · 5,829 shares Expires 2027-09-28 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 3,227 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 5 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 3,227 shares Expires 2027-09-28 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherOptions to Acquire Class C Common Stock · Derivative | 71,922 | $0.00 Strike: $26.76 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 4 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,922 Underlying: Class C Common Stock · 71,922 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherOptions to Acquire Class V Common Stock · Derivative | 39,811 | $0.00 Strike: $48.35 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · derivative · entry 3 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class V Common Stock · 39,811 shares Expires 2026-09-14 F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. F3 · derivative.exercise_date: Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherClass C Common Stock | 5,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · nonDerivative · entry 2 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,969 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:15 UTC |
Kullman Ellen JamisonDirector
|
OtherClass V Common Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000012 · edgar.xml · nonDerivative · entry 1 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · shares: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · price: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. F1 · balance_after: On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 17:15 UTC |
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
|
OtherClass C Common Stock | 23,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000013 · edgar.xml · nonDerivative · entry 2 ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,724 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 17:15 UTC |
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
|
OtherClass V Common Stock | 13,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000013 · edgar.xml · nonDerivative · entry 1 ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:16 UTC |
Rothberg Richard JGeneral Counsel & Secretary
|
OtherClass C Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,126 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:16 UTC |
Rothberg Richard JGeneral Counsel & Secretary
|
OtherClass V Common Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000014 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · shares: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · price: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. F1 · balance_after: On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:44 UTC |
ELIAS HOWARD DPres., Global Services & IT
|
GiftClass V Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-001124 · edgar.xml · nonDerivative · entry 1 ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,183 F1 · kind: Represents a gift of shares to a charitable family foundation of which the reporting person's spouse serves as a trustee. F1 · shares: Represents a gift of shares to a charitable family foundation of which the reporting person's spouse serves as a trustee. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:27 UTC |
McReynolds MayaChief Accounting Officer
|
Tax withholdingClass C Common Stock | 1,797 | $79.77 | $143,346.69 |
DisclosureSEC source: 0001123292-18-000958 · edgar.xml · nonDerivative · entry 1 McReynolds Maya · CIK 0001681214 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,816 F1 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016. F1 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock unit award granted on September 14, 2016. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:27 UTC |
ELIAS HOWARD DPres., Dell Svcs. Digital & IT
|
Tax withholdingClass C Common Stock | 32,328 | $79.77 | $2,578,804.56 |
DisclosureSEC source: 0001123292-18-000959 · edgar.xml · nonDerivative · entry 1 ELIAS HOWARD D · CIK 0001114638 · Pres., Dell Svcs. Digital & IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,908 F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:28 UTC |
Scannell William FPres., Global Enterprise Sales
|
Tax withholdingClass C Common Stock | 32,328 | $79.77 | $2,578,804.56 |
DisclosureSEC source: 0001123292-18-000960 · edgar.xml · nonDerivative · entry 1 Scannell William F · CIK 0001554376 · Pres., Global Enterprise Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,127 F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:22 UTC |
Dew AllisonChief Marketing Officer
|
GrantClass C Common Stock | 226,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000778 · edgar.xml · nonDerivative · entry 1 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,698 F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:14 UTC |
BURTON JEREMYChief Marketing Officer
|
Disposition to issuerClass C Common Stock | 472,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000638 · edgar.xml · nonDerivative · entry 1 BURTON JEREMY · CIK 0001234281 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,778 F1 · kind: Reflects 145,454 time-based and 327,273 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 21:41 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
Tax withholdingClass C Common Stock | 32,328 | $33.17 | $1,072,319.76 |
DisclosureSEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,691 F2 · kind: Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 21:41 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
Disposition to issuerClass C Common Stock | 545,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,019 F1 · kind: Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 1,000 | $88.26 | $88,260.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 3 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F4 · price: The price reported in Column 4 reflects a weighted average price of $88.2615. These shares were sold in multiple transactions at prices ranging from $88.005 to $88.37, inclusive. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 2,900 | $87.43 | $253,547.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $87.4315. These shares were sold in multiple transactions at prices ranging from $87.015 to $87.835, inclusive. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 800 | $86.68 | $69,344.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $86.6794. These shares were sold in multiple transactions at prices ranging from $86.18 to $86.92, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:32 UTC |
Price Steven HChief Human Resources Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 350,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-18-000143 · edgar.xml · derivative · entry 3 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,332 Underlying: Class C Common Stock · 350,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:32 UTC |
Price Steven HChief Human Resources Officer
|
Tax withholdingClass C Common Stock | 222,288 | $33.17 | $7,373,292.96 |
DisclosureSEC source: 0001123292-18-000143 · edgar.xml · nonDerivative · entry 2 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,336 Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:32 UTC |
Price Steven HChief Human Resources Officer
|
Exercise / conversionClass C Common Stock | 350,000 | $13.75 | $4,812,500.00 |
DisclosureSEC source: 0001123292-18-000143 · edgar.xml · nonDerivative · entry 1 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 21:17 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
|
PurchaseClass C Common Stock | 12,967 | $33.17 | $430,115.39 |
DisclosureSEC source: 0001123292-18-000109 · edgar.xml · nonDerivative · entry 1 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,241.45 F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 12,967 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of January 8, 2018, in accordance with the terms of the Stockholders Agreement. F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 12,967 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of January 8, 2018, in accordance with the terms of the Stockholders Agreement. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:22 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 4,700 | $80.93 | $380,371.00 |
DisclosureSEC source: 0001123292-18-000002 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,755 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $80.9332. These shares were sold in multiple transactions at prices ranging from $80.69 to $81.21, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:17 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
|
PurchaseClass C Common Stock | 14,350 | $32.70 | $469,245.00 |
DisclosureSEC source: 0001123292-17-001776 · edgar.xml · nonDerivative · entry 1 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,274.45 F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of a call right with respect to an aggregate of 14,350 shares of Class C common stock held by a former employee of Dell Technologies Inc. at fair market value as of the date such call right was exercised, in accordance with the terms of the Stockholders Agreement. F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of a call right with respect to an aggregate of 14,350 shares of Class C common stock held by a former employee of Dell Technologies Inc. at fair market value as of the date such call right was exercised, in accordance with the terms of the Stockholders Agreement. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 4,700 | $80.18 | $376,846.00 |
DisclosureSEC source: 0001123292-17-001719 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $80.1810. These shares were sold in multiple transactions at prices ranging from $79.69 to $80.49, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 800 | $83.23 | $66,584.00 |
DisclosureSEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,155 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $83.2325. These shares were sold in multiple transactions at prices ranging from $83.14 to $83.29, inclusive. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass V Common Stock | 3,900 | $82.54 | $321,906.00 |
DisclosureSEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $82.5408. These shares were sold in multiple transactions at prices ranging from $82.23 to $82.96, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 20:52 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
|
ConversionClass A Common Stock · Derivative | 25,320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001615 · edgar.xml · derivative · entry 4 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,924,990 Underlying: Class C Common Stock · 25,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F2 · kind: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F2 · price: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 20:52 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
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PurchaseClass A Common Stock · Derivative | 25,320 | $32.70 Strike: $0.00 | $827,964.00 |
DisclosureSEC source: 0001123292-17-001615 · edgar.xml · derivative · entry 3 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,950,310 Underlying: Class C Common Stock · 25,320 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement. F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement. F3 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F3 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. In addition, upon certain transfers of shares of Class A common stock, the shares so transferred automatically convert into shares of Class C common stock on a one-for-one basis, in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 20:52 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
|
ConversionClass C Common Stock | 25,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001615 · edgar.xml · nonDerivative · entry 2 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,924.45 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. F2 · price: Represents the automatic conversion of 25,320 shares of Class A common stock into an equal number of shares of Class C common stock in connection with the repurchase of such shares of Class A common stock by the reporting person as described in note 1 above in accordance with the terms of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc., as amended. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 20:52 UTC |
DELL MICHAEL SDirector · Chief Executive Officer
|
PurchaseClass C Common Stock | 81,573 | $32.70 | $2,667,437.10 |
DisclosureSEC source: 0001123292-17-001615 · edgar.xml · nonDerivative · entry 1 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,604.45 F1 · kind: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement. F1 · price: Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the (a) exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 25,320 shares of Class A common stock and 73,491 shares of Class C common stock held by former employees of Dell Technologies Inc. and (b) exercise by a former employee of Dell Technologies Inc. of a put right with respect to 8,082 shares of Class C common stock, in each case at fair market value as of the applicable date each put right or call right was exercised, in accordance with the terms of the Stockholders Agreement. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC |
GOULDEN DAVID IPres., Infra. Solutions Group
|
SaleClass C Common Stock | 72,727 | $32.70 | $2,378,172.90 |
DisclosureSEC source: 0001123292-17-001541 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,472 F1 · kind: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock. F1 · price: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 16:16 UTC |
ELIAS HOWARD DPres., Global Services & IT
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GiftClass V Common Stock | 39,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001565 · edgar.xml · nonDerivative · entry 1 ELIAS HOWARD D · CIK 0001114638 · Pres., Global Services & IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,183 Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 23:12 UTC |
DORMAN DAVID WDirector
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GrantOptions to Acquire Class V Common Stock · Derivative | 3,227 | $0.00 Strike: $77.15 | $0.00 |
DisclosureSEC source: 0001123292-17-001484 · edgar.xml · derivative · entry 4 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227 Underlying: Class V Common Stock · 3,227 shares Expires 2027-09-28 F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 23:12 UTC |
DORMAN DAVID WDirector
|
GrantOptions to Acquire Class C Common Stock · Derivative | 4,986 | $0.00 Strike: $32.70 | $0.00 |
DisclosureSEC source: 0001123292-17-001484 · edgar.xml · derivative · entry 3 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,986 Underlying: Class C Common Stock · 4,986 shares Expires 2027-09-28 F3 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 23:12 UTC |
DORMAN DAVID WDirector
|
GrantClass V Common Stock | 1,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001484 · edgar.xml · nonDerivative · entry 2 DORMAN DAVID W · CIK 0001082870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,153 F2 · shares: Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company. F2 · price: Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.