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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
Parsed reports
824

Last 12 months

Inside the activity.

0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 4, 2020 22:14 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 94,000 $13.75 $1,292,500.00
Disclosure

SEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 4

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:14 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 94,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000468 · edgar.xml · derivative · entry 6

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833,318

Underlying: Class C Common Stock · 94,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,105,720 time-based options and 1,727,598 performance-based options.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:14 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 27,200 $40.71 $1,107,312.00
Disclosure

SEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 3

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,605

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $40.712. These shares were sold in multiple transactions at prices ranging from $40.54 to $40.80, inclusive.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:14 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 25,350 $39.73 $1,007,155.50
Disclosure

SEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 2

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,805

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $39.726. These shares were sold in multiple transactions at prices ranging from $39.44 to $40.16, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:14 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 94,000 $13.75 $1,292,500.00
Disclosure

SEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:41 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 100,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000226 · edgar.xml · derivative · entry 5

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,766

Underlying: Class C Common Stock · 100,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 411,334 time-based options and 346,432 performance-based options.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:41 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 68,881 $51.00 $3,512,931.00
Disclosure

SEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $50.996. These shares were sold in multiple transactions at prices ranging from $50.48 to $51.45, inclusive.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:41 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 31,119 $50.11 $1,559,373.09
Disclosure

SEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,483

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.112. These shares were sold in multiple transactions at prices ranging from $49.44 to $50.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:41 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 100,000 $13.75 $1,375,000.00
Disclosure

SEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 17:02 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 7,701 $50.00 $385,050.00
Disclosure

SEC source: 0001123292-20-000228 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,667

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:58 UTC
Haas MariusPres. & Chief Commercial Off.
Disposition to issuerClass C Common Stock 96,017 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000215 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

F1 · shares: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 40,862 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000144 · edgar.xml · derivative · entry 5

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,766

Underlying: Class C Common Stock · 40,862 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 411,334 time-based options and 446,432 performance-based options.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 9,985 $51.19 $511,132.15
Disclosure

SEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.185. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.50, inclusive.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 30,877 $50.58 $1,561,758.66
Disclosure

SEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,587

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.578. These shares were sold in multiple transactions at prices ranging from $50.01 to $51.00, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 40,862 $13.75 $561,852.50
Disclosure

SEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 2,401 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000145 · edgar.xml · derivative · entry 4

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481,818

Underlying: Class C Common Stock · 2,401 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 681,818 time-based options and 800,000 performance-based options.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 300 $51.28 $15,384.00
Disclosure

SEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 3

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,889

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.282. These shares were sold in multiple transactions at prices ranging from $51.22 to $51.40, inclusive.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 2,101 $50.68 $106,478.68
Disclosure

SEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,189

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.679. These shares were sold in multiple transactions at prices ranging from $50.20 to $51.08, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:30 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 2,401 $13.75 $33,013.75
Disclosure

SEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC
READ RORY PChief Operating Executive
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 70,080 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · derivative · entry 5

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,420

Underlying: Class C Common Stock · 70,080 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.

F4 · balance_after: Consists of 46,520 time-based options and 244,900 performance-based options.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC
READ RORY PChief Operating Executive
SaleClass C Common Stock 44,000 $50.27 $2,211,880.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 4

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC
READ RORY PChief Operating Executive
Exercise / conversionClass C Common Stock 44,000 $26.67 $1,173,480.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC
READ RORY PChief Operating Executive
SaleClass C Common Stock 26,080 $50.24 $1,310,259.20
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC
READ RORY PChief Operating Executive
Exercise / conversionClass C Common Stock 26,080 $26.67 $695,553.60
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 100 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · derivative · entry 6

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,219

Underlying: Class C Common Stock · 100 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 684,219 time-based options and 800,000 performance-based options.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 100 $50.25 $5,025.00
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 4

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,889

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 100 $13.75 $1,375.00
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 3

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 21:18 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 2,003 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000130 · edgar.xml · derivative · entry 4

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,628

Underlying: Class C Common Stock · 2,003 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 411,334 time-based options and 487,294 performance-based options.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 21:18 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 2,003 $50.13 $100,410.39
Disclosure

SEC source: 0001123292-20-000130 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.128. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.29, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 21:18 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 2,003 $13.75 $27,541.25
Disclosure

SEC source: 0001123292-20-000130 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 21:31 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock · Derivative 3,209,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000124 · edgar.xml · derivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,834,081

Underlying: Class C Common Stock · 3,209,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F1 · kind: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option.

F2 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 21:31 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionOption to Acquire Class A Common Stock · Derivative 3,209,091 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000124 · edgar.xml · derivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,209,091 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option.

F1 · derivative.exercise_date: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 46,430 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · derivative · entry 8

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,631

Underlying: Class C Common Stock · 46,430 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

F8 · balance_after: Consists of 411,334 time-based options and 489,297 performance-based options.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 46,430 $50.01 $2,321,964.30
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 5

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $50.012. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.04, inclusive.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 46,430 $13.75 $638,412.50
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 4

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 97,499 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · derivative · entry 5

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,319

Underlying: Class C Common Stock · 97,499 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · balance_after: Consists of 684,319 time-based options and 800,000 performance-based options.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 97,499 $50.00 $4,874,950.00
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,889

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.004. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:48 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 97,499 $13.75 $1,340,611.25
Disclosure

SEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 60,705 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · derivative · entry 7

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,061

Underlying: Class C Common Stock · 60,705 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

F7 · balance_after: Consists of 411,334 time-based options and 535,727 performance-based options.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 2,018 $51.09 $103,099.62
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.09. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.14, inclusive.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
SaleClass C Common Stock 58,687 $50.36 $2,955,477.32
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.358. These shares were sold in multiple transactions at prices ranging from $50.01 to $51.0098, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:49 UTC
Quintos Karen HChief Customer Officer
Exercise / conversionClass C Common Stock 60,705 $13.75 $834,693.75
Disclosure

SEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 136,666 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-20-000100 · edgar.xml · derivative · entry 4

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,000

Underlying: Class C Common Stock · 136,666 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 338,332 time-based options and 481,668 performance-based options.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Price Steven HChief Human Resources Officer
SaleClass C Common Stock 18,345 $51.60 $946,602.00
Disclosure

SEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 3

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,767

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.599. These shares were sold in multiple transactions at prices ranging from $51.47 to $51.91, inclusive.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Price Steven HChief Human Resources Officer
SaleClass C Common Stock 118,321 $50.95 $6,028,454.95
Disclosure

SEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 2

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,112

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.945. These shares were sold in multiple transactions at prices ranging from $50.44 to $51.37, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionClass C Common Stock 136,666 $13.75 $1,879,157.50
Disclosure

SEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 1

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 11:53 UTC
SLP Denali Co-Invest, L.P.Director · 10% owner
SLP Denali Co-Invest GP, L.L.C.Director · 10% owner
OtherClass C Common Stock 17,650,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000006 · doc4.xml · nonDerivative · entry 2

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 0

F1 · kind: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests.

F1 · price: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests.

F3 · ownership.nature: These securities were directly held by SLP Denali. The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO of SLG. Each of SLP Denali and SLP Denali GP may have been deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is or was a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 10,000 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · derivative · entry 7

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,500

Underlying: Class C Common Stock · 10,000 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.

F5 · balance_after: Consists of 72,600 time-based options and 288,900 performance-based options.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
SaleClass C Common Stock 100 $51.37 $5,137.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 5

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
SaleClass C Common Stock 9,900 $51.35 $508,365.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 4

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.