Last 12 months
Inside the activity.
0 purchase rows · 2665 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 293 |
| Apr 2026 | 0 | 54 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1116 |
| Jul 2026 | 0 | 226 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 832 |
| Oct 2026 | 0 | 142 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 4, 2020 22:14 UTC |
CLARKE JEFFREY WCOO & Vice Chairman
|
Exercise / conversionClass C Common Stock | 94,000 | $13.75 | $1,292,500.00 |
DisclosureSEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 4 CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:14 UTC |
CLARKE JEFFREY WCOO & Vice Chairman
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 94,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000468 · edgar.xml · derivative · entry 6 CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833,318 Underlying: Class C Common Stock · 94,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 1,105,720 time-based options and 1,727,598 performance-based options. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:14 UTC |
CLARKE JEFFREY WCOO & Vice Chairman
|
SaleClass C Common Stock | 27,200 | $40.71 | $1,107,312.00 |
DisclosureSEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 3 CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,605 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $40.712. These shares were sold in multiple transactions at prices ranging from $40.54 to $40.80, inclusive. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:14 UTC |
CLARKE JEFFREY WCOO & Vice Chairman
|
SaleClass C Common Stock | 25,350 | $39.73 | $1,007,155.50 |
DisclosureSEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 2 CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,805 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $39.726. These shares were sold in multiple transactions at prices ranging from $39.44 to $40.16, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:14 UTC |
CLARKE JEFFREY WCOO & Vice Chairman
|
Exercise / conversionClass C Common Stock | 94,000 | $13.75 | $1,292,500.00 |
DisclosureSEC source: 0001123292-20-000468 · edgar.xml · nonDerivative · entry 1 CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:41 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 100,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000226 · edgar.xml · derivative · entry 5 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,766 Underlying: Class C Common Stock · 100,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 411,334 time-based options and 346,432 performance-based options. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:41 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 68,881 | $51.00 | $3,512,931.00 |
DisclosureSEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 3 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,602 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $50.996. These shares were sold in multiple transactions at prices ranging from $50.48 to $51.45, inclusive. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:41 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 31,119 | $50.11 | $1,559,373.09 |
DisclosureSEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 2 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,483 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.112. These shares were sold in multiple transactions at prices ranging from $49.44 to $50.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:41 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionClass C Common Stock | 100,000 | $13.75 | $1,375,000.00 |
DisclosureSEC source: 0001123292-20-000226 · edgar.xml · nonDerivative · entry 1 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:02 UTC |
ELIAS HOWARD DPresident, Services & Digital
|
SaleClass C Common Stock | 7,701 | $50.00 | $385,050.00 |
DisclosureSEC source: 0001123292-20-000228 · edgar.xml · nonDerivative · entry 1 ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,667 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:58 UTC |
Haas MariusPres. & Chief Commercial Off.
|
Disposition to issuerClass C Common Stock | 96,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000215 · edgar.xml · nonDerivative · entry 1 Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc. F1 · shares: Reflects 28,805 unvested time-based restricted stock units and 67,212 unvested performance-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 40,862 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000144 · edgar.xml · derivative · entry 5 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,766 Underlying: Class C Common Stock · 40,862 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 411,334 time-based options and 446,432 performance-based options. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 9,985 | $51.19 | $511,132.15 |
DisclosureSEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 3 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,602 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.185. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.50, inclusive. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 30,877 | $50.58 | $1,561,758.66 |
DisclosureSEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 2 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,587 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.578. These shares were sold in multiple transactions at prices ranging from $50.01 to $51.00, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionClass C Common Stock | 40,862 | $13.75 | $561,852.50 |
DisclosureSEC source: 0001123292-20-000144 · edgar.xml · nonDerivative · entry 1 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 2,401 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000145 · edgar.xml · derivative · entry 4 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481,818 Underlying: Class C Common Stock · 2,401 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 681,818 time-based options and 800,000 performance-based options. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Sweet Thomas WChief Financial Officer
|
SaleClass C Common Stock | 300 | $51.28 | $15,384.00 |
DisclosureSEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 3 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.282. These shares were sold in multiple transactions at prices ranging from $51.22 to $51.40, inclusive. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Sweet Thomas WChief Financial Officer
|
SaleClass C Common Stock | 2,101 | $50.68 | $106,478.68 |
DisclosureSEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 2 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,189 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.679. These shares were sold in multiple transactions at prices ranging from $50.20 to $51.08, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:30 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionClass C Common Stock | 2,401 | $13.75 | $33,013.75 |
DisclosureSEC source: 0001123292-20-000145 · edgar.xml · nonDerivative · entry 1 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:31 UTC |
READ RORY PChief Operating Executive
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 70,080 | $0.00 Strike: $26.67 | $0.00 |
DisclosureSEC source: 0001123292-20-000146 · edgar.xml · derivative · entry 5 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,420 Underlying: Class C Common Stock · 70,080 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015. F4 · balance_after: Consists of 46,520 time-based options and 244,900 performance-based options. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:31 UTC |
READ RORY PChief Operating Executive
|
SaleClass C Common Stock | 44,000 | $50.27 | $2,211,880.00 |
DisclosureSEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 4 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448 F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:31 UTC |
READ RORY PChief Operating Executive
|
Exercise / conversionClass C Common Stock | 44,000 | $26.67 | $1,173,480.00 |
DisclosureSEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 3 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:31 UTC |
READ RORY PChief Operating Executive
|
SaleClass C Common Stock | 26,080 | $50.24 | $1,310,259.20 |
DisclosureSEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 2 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448 F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:31 UTC |
READ RORY PChief Operating Executive
|
Exercise / conversionClass C Common Stock | 26,080 | $26.67 | $695,553.60 |
DisclosureSEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 1 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 100 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · derivative · entry 6 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484,219 Underlying: Class C Common Stock · 100 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 684,219 time-based options and 800,000 performance-based options. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
SaleClass C Common Stock | 100 | $50.25 | $5,025.00 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 4 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionClass C Common Stock | 100 | $13.75 | $1,375.00 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 3 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 21:18 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 2,003 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000130 · edgar.xml · derivative · entry 4 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,628 Underlying: Class C Common Stock · 2,003 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 411,334 time-based options and 487,294 performance-based options. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 21:18 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 2,003 | $50.13 | $100,410.39 |
DisclosureSEC source: 0001123292-20-000130 · edgar.xml · nonDerivative · entry 2 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,602 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.128. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.29, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 21:18 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionClass C Common Stock | 2,003 | $13.75 | $27,541.25 |
DisclosureSEC source: 0001123292-20-000130 · edgar.xml · nonDerivative · entry 1 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 21:31 UTC |
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionClass A Common Stock · Derivative | 3,209,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000124 · edgar.xml · derivative · entry 2 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,834,081 Underlying: Class C Common Stock · 3,209,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F1 · kind: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option. F2 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F2 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. F2 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 21:31 UTC |
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionOption to Acquire Class A Common Stock · Derivative | 3,209,091 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000124 · edgar.xml · derivative · entry 1 DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,209,091 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option. F1 · derivative.exercise_date: As previously reported, on December 11, 2019, the reporting person exercised in part a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. On January 8, 2020, the reporting person exercised, for cash, the remaining portion of the option for 3,209,091 shares of Class A common stock. As of that date, the option was fully vested. The reporting person continues to hold all of the shares issued upon exercise of the option. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 46,430 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · derivative · entry 8 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,631 Underlying: Class C Common Stock · 46,430 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested. F8 · balance_after: Consists of 411,334 time-based options and 489,297 performance-based options. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 46,430 | $50.01 | $2,321,964.30 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 5 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,602 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $50.012. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.04, inclusive. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionClass C Common Stock | 46,430 | $13.75 | $638,412.50 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 4 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 97,499 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · derivative · entry 5 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484,319 Underlying: Class C Common Stock · 97,499 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested. F4 · balance_after: Consists of 684,319 time-based options and 800,000 performance-based options. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
SaleClass C Common Stock | 97,499 | $50.00 | $4,874,950.00 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 2 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.004. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:48 UTC |
Sweet Thomas WChief Financial Officer
|
Exercise / conversionClass C Common Stock | 97,499 | $13.75 | $1,340,611.25 |
DisclosureSEC source: 0001123292-20-000128 · edgar.xml · nonDerivative · entry 1 Sweet Thomas W · CIK 0001399072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 60,705 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · derivative · entry 7 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,061 Underlying: Class C Common Stock · 60,705 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested. F7 · balance_after: Consists of 411,334 time-based options and 535,727 performance-based options. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 2,018 | $51.09 | $103,099.62 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 3 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,602 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.09. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.14, inclusive. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
SaleClass C Common Stock | 58,687 | $50.36 | $2,955,477.32 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 2 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.358. These shares were sold in multiple transactions at prices ranging from $50.01 to $51.0098, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:49 UTC |
Quintos Karen HChief Customer Officer
|
Exercise / conversionClass C Common Stock | 60,705 | $13.75 | $834,693.75 |
DisclosureSEC source: 0001123292-20-000126 · edgar.xml · nonDerivative · entry 1 Quintos Karen H · CIK 0001501979 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:23 UTC |
Price Steven HChief Human Resources Officer
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 136,666 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000100 · edgar.xml · derivative · entry 4 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,000 Underlying: Class C Common Stock · 136,666 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 338,332 time-based options and 481,668 performance-based options. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:23 UTC |
Price Steven HChief Human Resources Officer
|
SaleClass C Common Stock | 18,345 | $51.60 | $946,602.00 |
DisclosureSEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 3 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,767 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.599. These shares were sold in multiple transactions at prices ranging from $51.47 to $51.91, inclusive. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:23 UTC |
Price Steven HChief Human Resources Officer
|
SaleClass C Common Stock | 118,321 | $50.95 | $6,028,454.95 |
DisclosureSEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 2 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,112 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.945. These shares were sold in multiple transactions at prices ranging from $50.44 to $51.37, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:23 UTC |
Price Steven HChief Human Resources Officer
|
Exercise / conversionClass C Common Stock | 136,666 | $13.75 | $1,879,157.50 |
DisclosureSEC source: 0001123292-20-000100 · edgar.xml · nonDerivative · entry 1 Price Steven H · CIK 0001493424 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 11:53 UTC |
SLP Denali Co-Invest, L.P.Director · 10% owner
SLP Denali Co-Invest GP, L.L.C.Director · 10% owner
|
OtherClass C Common Stock | 17,650,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000006 · doc4.xml · nonDerivative · entry 2 SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director · 10% owner SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Denali Co-Invest, L.P. Disclosed balance after: 0 F1 · kind: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests. F1 · price: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests. F3 · ownership.nature: These securities were directly held by SLP Denali. The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO of SLG. Each of SLP Denali and SLP Denali GP may have been deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is or was a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:44 UTC |
READ RORY PChief Operating Executive
|
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 10,000 | $0.00 Strike: $26.67 | $0.00 |
DisclosureSEC source: 0001123292-20-000006 · edgar.xml · derivative · entry 7 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,500 Underlying: Class C Common Stock · 10,000 shares Expires 2025-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015. F5 · balance_after: Consists of 72,600 time-based options and 288,900 performance-based options. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:44 UTC |
READ RORY PChief Operating Executive
|
SaleClass C Common Stock | 100 | $51.37 | $5,137.00 |
DisclosureSEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 5 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:44 UTC |
READ RORY PChief Operating Executive
|
SaleClass C Common Stock | 9,900 | $51.35 | $508,365.00 |
DisclosureSEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 4 READ RORY P · CIK 0001528597 · Chief Operating Executive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,548 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.