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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
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824

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0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 15 $99.14 $1,487.15
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 12

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F7 · ownership.nature: These shares of Common Stock were held indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, and were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 114 $98.62 $11,242.40
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 11

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F7 · ownership.nature: These shares of Common Stock were held indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, and were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 3,849 $99.14 $381,603.72
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 10

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 84,058

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F6 · ownership.nature: These shares of Class C Common Stock are held by Silver Lake Group, L.L.C. ("SLG") and were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The Amount of Securities Beneficially Owned Following Reported Transactions in this Form 4 reported for direct holdings of SLG includes an additional 84,058 shares of Class C Common Stock held by SLG which were inadvertently not included in the Amount of Securities Beneficially Owned Following Reported Transactions reported in the Form 4 filed by the Reporting Persons immediately following the distribution described in footnote (1) above, on June 30, 2021.

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 29,465 $98.62 $2,905,764.64
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 9

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 87,907

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F6 · ownership.nature: These shares of Class C Common Stock are held by Silver Lake Group, L.L.C. ("SLG") and were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The Amount of Securities Beneficially Owned Following Reported Transactions in this Form 4 reported for direct holdings of SLG includes an additional 84,058 shares of Class C Common Stock held by SLG which were inadvertently not included in the Amount of Securities Beneficially Owned Following Reported Transactions reported in the Form 4 filed by the Reporting Persons immediately following the distribution described in footnote (1) above, on June 30, 2021.

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 383 $99.14 $37,972.00
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 8

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P.

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F5 · ownership.nature: These shares of Class C Common Stock were held by SLTA V and were received in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 2,931 $98.62 $289,047.89
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 7

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P.

Disclosed balance after: 383

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F5 · ownership.nature: These shares of Class C Common Stock were held by SLTA V and were received in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 1,333 $99.14 $132,158.42
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 6

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLTA SPV-2, L.P.

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F4 · ownership.nature: These shares of Class C Common Stock were held by SLTA SPV-2, L.P. ("SLTA SPV") and were received in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 10,202 $98.62 $1,006,095.74
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 5

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLTA SPV-2, L.P.

Disclosed balance after: 1,333

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F4 · ownership.nature: These shares of Class C Common Stock were held by SLTA SPV-2, L.P. ("SLTA SPV") and were received in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. The general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 500 $99.14 $49,571.80
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 4

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P.. The general partner of Silver Lake Technology Investors V, L.P. is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 3,827 $98.62 $377,409.17
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 3

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 500

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P.. The general partner of Silver Lake Technology Investors V, L.P. is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 1,109 $99.14 $109,950.25
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 2

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 0

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.40, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 8,487 $98.62 $836,966.72
Disclosure

SEC source: 0000899243-21-027633 · doc4.xml · nonDerivative · entry 1

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 1,109

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: As previously reported, on June 30, 2021, SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. This Form 4 is being filed to report the sales of certain of the shares received by affiliates of Silver Lake Group, L.L.C. in such distributions or certain other sales related to such distributions. This Form 4 does not include the aggregate of 95,350,227 shares of Class B Common Stock, par value $0.01 per share, of the Issuer which the Reporting Persons continue to hold following the transactions on June 30, 2021 and the transactions described herein.

F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F9 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 494 $99.81 $49,308.46
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 15

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 174

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · balance_after: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F13 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 1,892 $99.81 $188,849.41
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 14

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 669

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · balance_after: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F12 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 94,246 $99.81 $9,407,136.22
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 13

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 33,314

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · balance_after: These shares of Class C Common Stock were received by Silver Lake Group, L.L.C. ("SLG") in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F11 · ownership.nature: These securities are directly owned by SLG.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 9,376 $99.81 $935,862.63
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 12

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P.

Disclosed balance after: 3,314

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9 · ownership.nature: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 32,632 $99.81 $3,257,153.29
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 11

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLTA SPV-2, L.P.

Disclosed balance after: 11,535

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F8 · ownership.nature: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 12,242 $99.81 $1,221,931.56
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 10

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 4,327

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P.. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
SaleClass C Common Stock 27,147 $99.81 $2,709,669.66
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 9

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 9,596

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
OtherClass C Common Stock 1,351,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 8

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
OtherClass C Common Stock 2,497,253 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 7

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
OtherClass C Common Stock 2,432,665 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · nonDerivative · entry 6

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-2, L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 494 $99.81 $49,308.46
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 15

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 174

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · balance_after: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F13 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 1,892 $99.81 $188,849.41
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 14

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 669

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · balance_after: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F12 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 94,246 $99.81 $9,407,136.22
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 13

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Group, L.L.C.

Disclosed balance after: 33,314

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · balance_after: These shares of Class C Common Stock were received by Silver Lake Group, L.L.C. ("SLG") in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F11 · ownership.nature: These securities are directly owned by SLG.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 9,376 $99.81 $935,862.63
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 12

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P.

Disclosed balance after: 3,314

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9 · ownership.nature: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 32,632 $99.81 $3,257,153.29
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 11

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLTA SPV-2, L.P.(

Disclosed balance after: 11,535

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F8 · ownership.nature: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 12,242 $99.81 $1,221,931.56
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 10

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 4,327

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P.. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
SaleClass C Common Stock 27,147 $99.81 $2,709,669.66
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 9

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 9,596

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.34, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
OtherClass C Common Stock 1,351,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 8

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
OtherClass C Common Stock 2,497,253 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 7

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 01:14 UTC
SLTA V (GP), L.L.C.Director · 10% owner
OtherClass C Common Stock 2,432,665 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026842 · doc4.xml · nonDerivative · entry 6

SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner

Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner

Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner

Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-2, L.P.

Disclosed balance after: 0

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:18 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 20,132 $99.98 $2,012,797.36
Disclosure

SEC source: 0001123292-21-001081 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,024

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $99.984. These shares were sold in multiple transactions at prices ranging from $99.66 to $100.65, inclusive.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:18 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 9,868 $101.18 $998,444.24
Disclosure

SEC source: 0001123292-21-001081 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,156

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $101.179. These shares were sold in multiple transactions at prices ranging from $100.70 to $101.66, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:38 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock · Derivative 2,009,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001070 · edgar.xml · derivative · entry 3

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,834,081

Underlying: Class C Common Stock · 2,009,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:38 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
SaleClass C Common Stock 2,009,326 $100.05 $201,033,066.30
Disclosure

SEC source: 0001123292-21-001070 · edgar.xml · nonDerivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,951,255

F1 · price: The price reported in Column 4 represents a weighted average sales price of $100.047. These shares were sold in multiple transactions at prices ranging from $99.57 to $100.45, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1.

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June 29, 2021 Filed Jul 1, 2021 20:38 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass C Common Stock 2,009,326 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001070 · edgar.xml · nonDerivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:39 UTC Exercise / conversionClass A Common Stock · Derivative 200,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001071 · edgar.xml · derivative · entry 3

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

Dell Susan Lieberman · CIK 0001762456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,390,896

Underlying: Class C Common Stock · 200,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:39 UTC SaleClass C Common Stock 200,932 $100.05 $20,103,246.60
Disclosure

SEC source: 0001123292-21-001071 · edgar.xml · nonDerivative · entry 2

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

Dell Susan Lieberman · CIK 0001762456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 represents a weighted average sales price of $100.047. These shares were sold in multiple transactions at prices ranging from $99.57 to $100.45, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1.

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June 29, 2021 Filed Jul 1, 2021 20:39 UTC Exercise / conversionClass C Common Stock 200,932 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001071 · edgar.xml · nonDerivative · entry 1

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

Dell Susan Lieberman · CIK 0001762456 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:36 UTC Exercise / conversionClass A Common Stock · Derivative 96,679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001039 · edgar.xml · derivative · entry 9

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,591,828

Underlying: Class C Common Stock · 96,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

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June 28, 2021 Filed Jun 29, 2021 00:36 UTC SaleClass C Common Stock 96,679 $99.81 $9,649,530.99
Disclosure

SEC source: 0001123292-21-001039 · edgar.xml · nonDerivative · entry 6

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 represents a weighted average sales price of $99.809. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.20, inclusive.

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June 28, 2021 Filed Jun 29, 2021 00:36 UTC Exercise / conversionClass C Common Stock 96,679 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001039 · edgar.xml · nonDerivative · entry 5

Susan Lieberman Dell Separate Property Trust · CIK 0001761499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:37 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock · Derivative 966,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001040 · edgar.xml · derivative · entry 9

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,843,407

Underlying: Class C Common Stock · 966,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F4 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:37 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
SaleClass C Common Stock 966,785 $99.81 $96,494,810.85
Disclosure

SEC source: 0001123292-21-001040 · edgar.xml · nonDerivative · entry 6

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,951,255

F3 · price: The price reported in Column 4 represents a weighted average sales price of $99.809. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.20, inclusive.

Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:37 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass C Common Stock 966,785 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-001040 · edgar.xml · nonDerivative · entry 5

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
Exercise / conversionClass B Common Stock · Derivative 16,569 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · derivative · entry 22

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 249,386

Underlying: Class C Common Stock · 16,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P.. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

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June 28, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
Exercise / conversionClass B Common Stock · Derivative 36,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · derivative · entry 21

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 553,031

Underlying: Class C Common Stock · 36,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
Exercise / conversionClass B Common Stock · Derivative 1,351,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · derivative · entry 20

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P.

Disclosed balance after: 20,345,826

Underlying: Class C Common Stock · 1,351,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 01:08 UTC
Silver Lake Group, L.L.C.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector
Exercise / conversionClass B Common Stock · Derivative 2,497,253 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026840 · doc4.xml · derivative · entry 19

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 37,587,060

Underlying: Class C Common Stock · 2,497,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates distributed shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 28, 2021, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions described in footnote (1) above.

F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F14 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Partner of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.