Last 12 months
Inside the activity.
0 purchase rows · 2665 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 293 |
| Apr 2026 | 0 | 54 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1116 |
| Jul 2026 | 0 | 226 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 832 |
| Oct 2026 | 0 | 142 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2023 Filed Aug 9, 2023 16:50 UTC |
McGill YvonneChief Financial Officer
|
GrantClass C Common Stock | 73,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-016091 · form4.xml · nonDerivative · entry 1 McGill Yvonne · CIK 0001556533 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,873 F1 · shares: Represents a grant of 73,253 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on each of August 5, 2024, August 5, 2025 and August 5, 2026, contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| July 13, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
OtherClass C Common Stock | 154,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 16 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 119,645 F10 · kind: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F10 · price: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F10 · balance_after: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F11 · ownership.nature: These securities are directly owned by SLG. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 13, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
OtherClass C Common Stock | 154,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 16 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 119,645 F10 · kind: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F10 · price: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F10 · balance_after: On July 13, 2023, Silver Lake Group, L.L.C. ("SLG") distributed shares of Class C Common Stock to certain of its members as an in-kind distribution. Such shares were received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above and in prior years. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F11 · ownership.nature: These securities are directly owned by SLG. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:49 UTC |
Dew AllisonChief Marketing Officer
|
SaleClass C Common Stock | 103,963 | $55.39 | $5,758,510.57 |
DisclosureSEC source: 0001062993-23-014944 · form4.xml · nonDerivative · entry 5 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,354 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 12, 2023. F6 · price: The price reported in Column 4 represents a weighted average sales price of $55.3859. These shares were sold in multiple transactions at prices ranging from $55.000 to $55.650, inclusive. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:49 UTC |
Dew AllisonChief Marketing Officer
|
SaleClass C Common Stock | 62,244 | $55.47 | $3,452,674.68 |
DisclosureSEC source: 0001062993-23-014944 · form4.xml · nonDerivative · entry 4 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 12, 2023. F5 · price: The price reported in Column 4 represents a weighted average sales price of $55.4728. These shares were sold in multiple transactions at prices ranging from $55.285 to $55.630, inclusive. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:49 UTC |
Dew AllisonChief Marketing Officer
|
SaleClass C Common Stock | 48,491 | $54.76 | $2,655,367.16 |
DisclosureSEC source: 0001062993-23-014944 · form4.xml · nonDerivative · entry 3 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 264,561 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 12, 2023. F4 · price: The price reported in Column 4 represents a weighted average sales price of $54.7613. These shares were sold in multiple transactions at prices ranging from $54.280 to $55.250, inclusive. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:49 UTC |
Dew AllisonChief Marketing Officer
|
SaleClass C Common Stock | 66,638 | $55.48 | $3,697,076.24 |
DisclosureSEC source: 0001062993-23-014944 · form4.xml · nonDerivative · entry 2 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 313,052 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 12, 2023. F3 · price: The price reported in Column 4 represents a weighted average sales price of $55.4799. These shares were sold in multiple transactions at prices ranging from $55.285 to $55.650, inclusive. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 20:49 UTC |
Dew AllisonChief Marketing Officer
|
SaleClass C Common Stock | 47,702 | $54.78 | $2,613,115.56 |
DisclosureSEC source: 0001062993-23-014944 · form4.xml · nonDerivative · entry 1 Dew Allison · CIK 0001736762 · Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 379,690 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 12, 2023. F2 · price: The price reported in Column 4 represents a weighted average sales price of $54.7767. These shares were sold in multiple transactions at prices ranging from $54.285 to $55.280, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 6. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 6,584 | $54.35 | $357,835.79 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 15 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P. Disclosed balance after: 4,390 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.295 to $54.47, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · balance_after: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F9 · ownership.nature: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 11,307 | $54.35 | $614,527.54 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 14 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLTA SPV-2, L.P. Disclosed balance after: 7,538 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.295 to $54.47, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F8 · ownership.nature: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
OtherClass C Common Stock | 223,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 13 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
OtherClass C Common Stock | 369,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 12 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
OtherClass C Common Stock | 593,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 11 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 6,584 | $54.35 | $357,835.79 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 15 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Associates V, L.P. Disclosed balance after: 4,390 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.295 to $54.47, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · balance_after: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F9 · ownership.nature: These shares of Class C Common Stock were received by SLTA V in connection with the pro rata distribution made by SLP V described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 11,307 | $54.35 | $614,527.54 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 14 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLTA SPV-2, L.P. Disclosed balance after: 7,538 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.295 to $54.47, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F8 · ownership.nature: These shares of Class C Common Stock were received by SLTA SPV in connection with the pro rata distribution made by SPV-2 described above. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
OtherClass C Common Stock | 223,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 13 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
OtherClass C Common Stock | 369,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 12 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 12, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
OtherClass C Common Stock | 593,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 11 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 0 F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 12,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · derivative · entry 24 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 237,050 Underlying: Class C Common Stock · 12,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 27,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · derivative · entry 23 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 525,675 Underlying: Class C Common Stock · 27,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,006,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · derivative · entry 22 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 19,339,409 Underlying: Class C Common Stock · 1,006,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,859,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · derivative · entry 21 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 35,727,797 Underlying: Class C Common Stock · 1,859,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,811,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · derivative · entry 20 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 34,803,748 Underlying: Class C Common Stock · 1,811,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 12,336 | $55.36 | $682,890.12 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 10 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 0 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 27,356 | $55.36 | $1,514,359.77 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 9 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 0 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 782,741 | $55.36 | $43,330,584.91 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 8 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 223,676 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 1,489,351 | $55.36 | $82,446,747.98 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 7 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 369,912 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
SaleClass C Common Stock | 1,217,216 | $55.36 | $67,382,034.72 |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 6 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 593,960 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass C Common Stock | 12,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 5 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 12,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass C Common Stock | 27,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 4 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 27,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass C Common Stock | 1,006,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 3 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 1,006,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass C Common Stock | 1,859,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 2 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 1,859,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:40 UTC |
SLTA V (GP), L.L.C.Director · 10% owner
Silver Lake Technology Associates V, L.P.Director · 10% owner
Silver Lake Partners V DE (AIV), L.P.Director · 10% owner
Silver Lake Technology Investors V, L.P.Director · 10% owner
|
Exercise / conversionClass C Common Stock | 1,811,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017390 · doc4.xml · nonDerivative · entry 1 SLTA V (GP), L.L.C. · CIK 0001737652 · Director · 10% owner Silver Lake Technology Associates V, L.P. · CIK 0001737657 · Director · 10% owner Silver Lake Partners V DE (AIV), L.P. · CIK 0001737659 · Director · 10% owner Silver Lake Technology Investors V, L.P. · CIK 0001735863 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 1,811,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 12,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · derivative · entry 24 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 237,050 Underlying: Class C Common Stock · 12,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 27,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · derivative · entry 23 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 525,675 Underlying: Class C Common Stock · 27,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,006,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · derivative · entry 22 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 19,339,409 Underlying: Class C Common Stock · 1,006,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,859,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · derivative · entry 21 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 35,727,797 Underlying: Class C Common Stock · 1,859,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 1,811,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · derivative · entry 20 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 34,803,748 Underlying: Class C Common Stock · 1,811,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F12 · ownership.nature: These shares of Common Stock were received by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 12,336 | $55.36 | $682,890.12 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 10 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 0 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 27,356 | $55.36 | $1,514,359.77 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 9 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 0 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 782,741 | $55.36 | $43,330,584.91 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 8 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 223,676 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 1,489,351 | $55.36 | $82,446,747.98 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 7 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 369,912 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
SaleClass C Common Stock | 1,217,216 | $55.36 | $67,382,034.72 |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 6 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 593,960 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.302 to $55.8525, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass C Common Stock | 12,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 5 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P. Disclosed balance after: 12,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass C Common Stock | 27,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 4 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 27,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F6 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass C Common Stock | 1,006,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 3 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P. Disclosed balance after: 1,006,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F5 · ownership.nature: These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass C Common Stock | 1,859,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 2 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 1,859,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| July 11, 2023 Filed Jul 13, 2023 21:43 UTC |
SLTA IV (GP), L.L.C.Director · 10% owner
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Technology Associates IV, L.P.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
Silver Lake Technology Investors IV, L.P.Director · 10% owner
SLTA SPV-2 (GP), L.L.C.Director · 10% owner
SLTA SPV-2, L.P.Director · 10% owner
SL SPV-2, L.P.Director · 10% owner
Durban EgonDirector · 10% owner
|
Exercise / conversionClass C Common Stock | 1,811,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017392 · doc4.xml · nonDerivative · entry 1 SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SL SPV-2, L.P. Disclosed balance after: 1,811,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 11, 2023, SPV-2, SLP IV and SLP V converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above. F1 · price: SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates initiated a distribution on July 11, 2023, effective July 12, 2023, of shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") to their respective partners and members as in-kind distributions and sold certain shares. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3 · ownership.nature: These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F13 · ownership.nature: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 20:31 UTC |
Rothberg Richard JGeneral Counsel & Secretary
|
SaleClass C Common Stock | 200,958 | $45.36 | $9,115,454.88 |
DisclosureSEC source: 0001062993-23-009400 · form4.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,379 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 19, 2022. F2 · price: The price reported in Column 4 represents a weighted average sales price of $45.361. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.63, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 22:42 UTC |
Rios BrunildaChief Accounting Officer
|
SaleClass C Common Stock | 22,042 | $43.78 | $964,998.76 |
DisclosureSEC source: 0001062993-23-009372 · form4.xml · nonDerivative · entry 1 Rios Brunilda · CIK 0001803866 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,647 F1 · price: The price reported in Column 4 represents a weighted average sales price of $43.775. These shares were sold in multiple transactions at prices ranging from $43.775 to $43.78, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.