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NYSE · USD

DCBG

Dime Commercial Bancshares, Inc. /NY/

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4607
SEC CIK
0000846617
Parsed reports
560

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202501
Jan 202601
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 2026021
Jul 2026010
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2018 Filed May 8, 2018 21:23 UTC GrantCommon 899.82 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022259 · doc1.xml · nonDerivative · entry 1

MASSOUD CHARLES I · CIK 0001178831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100.5386

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:22 UTC GrantCommon 2,099.58 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022257 · doc1.xml · nonDerivative · entry 1

Arturi Emanuel · CIK 0001425523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,085.044

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:21 UTC GrantCommon 2,999.4001 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022255 · doc1.xml · nonDerivative · entry 1

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,487.2513

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:22 UTC GrantCommon 899.82 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022256 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,747.4812

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:20 UTC GrantCommon 1,799.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022253 · doc1.xml · nonDerivative · entry 1

Yegen Christian · CIK 0001645722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,665.9898

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:21 UTC
Rubin DanielDirector
GrantCommon 899.82 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022254 · doc1.xml · nonDerivative · entry 1

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948.5963

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from the date of grant.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 03, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 30,000 $33.94 $1,018,200.00
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,386

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 03, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 11,000 $33.98 $373,780.00
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,386

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 1,856 $34.00 $63,104.00
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,386

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 1,558 $33.62 $52,379.96
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,530

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 02, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 8,173 $34.01 $277,963.73
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,972

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock 872 $33.65 $29,342.80
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,799

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:54 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 64,611 $32.79 $2,118,594.69
Disclosure

SEC source: 0001140361-18-021612 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,927

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 20:32 UTC PurchaseCommon Stock 3,930 $35.16 $138,178.80
Disclosure

SEC source: 0001140361-18-013447 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,316

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:32 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 5,903 $35.20 $207,785.60
Disclosure

SEC source: 0001140361-18-013447 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,386

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 28, 2018 Filed Mar 1, 2017 22:00 UTC
TOBIN THOMAS JDirector · President and CEO
SaleCommon 2,000 $35.44 $70,874.60
Disclosure

SEC source: 0001140361-17-010008 · doc1.xml · nonDerivative · entry 2

TOBIN THOMAS J · CIK 0001063538 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147.2652

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:35 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 4,700 $34.49 $162,103.00
Disclosure

SEC source: 0001140361-18-009070 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,483

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 23:17 UTC PurchaseCommon Stock 12,300 $33.96 $417,708.00
Disclosure

SEC source: 0001140361-18-008737 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,783

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:09 UTC
McCaffery John Martin JREVP and Treasurer
Tax withholdingCommon 614 $33.95 $20,845.30
Disclosure

SEC source: 0001140361-18-009027 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,602.2721

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 20:49 UTC
NOLAN HOWARD HDirector · SEVP & COO
Tax withholdingCommon 1,383 $33.95 $46,952.85
Disclosure

SEC source: 0001140361-18-009014 · doc1.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,519.0554

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 19:44 UTC
SANTACROCE KEVINChief Lending Officer
Tax withholdingCommon 1,725 $33.95 $58,563.75
Disclosure

SEC source: 0001140361-18-008987 · doc1.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,844.2721

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 19:31 UTC
Manseau James J.Chief Retail Banking Officer
Tax withholdingCommon 1,729 $33.95 $58,699.55
Disclosure

SEC source: 0001140361-18-008981 · doc1.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,526.2814

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 23:17 UTC PurchaseCommon Stock 11,400 $33.32 $379,848.00
Disclosure

SEC source: 0001140361-18-008737 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,483

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:17 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 3,590 $32.68 $117,321.20
Disclosure

SEC source: 0001140361-18-008737 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,083

F1 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.direct: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC
McCaffery John Martin JREVP and Treasurer
GrantStock Options · Derivative 7,592 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · derivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

Underlying: Common Stock · 7,592 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC
McCaffery John Martin JREVP and Treasurer
GrantCommon 903 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,640.3419

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC
McCaffery John Martin JREVP and Treasurer
GrantCommon 2,006 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,737.3419

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:13 UTC
SANTACROCE KEVINChief Lending Officer
GrantStock Options · Derivative 7,592 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008717 · doc1.xml · derivative · entry 3

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

Underlying: Common Stock · 7,592 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:13 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon 677 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008717 · doc1.xml · nonDerivative · entry 2

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,569.2721

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:13 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon 2,006 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008717 · doc1.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,892.2721

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:01 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantStock Options · Derivative 7,822 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008705 · doc1.xml · derivative · entry 3

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,822

Underlying: Common Stock · 7,822 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:01 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon 930 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008705 · doc1.xml · nonDerivative · entry 2

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,766.0959

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:01 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon 2,067 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008705 · doc1.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,836.0959

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:37 UTC
Manseau James J.Chief Retail Banking Officer
GrantStock Options · Derivative 7,132 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008689 · doc1.xml · derivative · entry 3

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,132

Underlying: Common Stock · 7,132 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:37 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon 848 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008689 · doc1.xml · nonDerivative · entry 2

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,255.2814

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:37 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon 1,884 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008689 · doc1.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,407.2814

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:48 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantStock Options · Derivative 17,255 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008696 · doc1.xml · derivative · entry 3

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,255

Underlying: Common Stock · 17,255 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:48 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon 1,923 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008696 · doc1.xml · nonDerivative · entry 2

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,424.8015

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:48 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon 4,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008696 · doc1.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,501.8015

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
February 07, 2018 Filed Apr 2, 2018 19:53 UTC GiftCommon 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-016388 · doc1.xml · nonDerivative · entry 1

Yegen Christian · CIK 0001645722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,329.827

F1 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Reflects shares incorrectly reported as direct shares, which are now reported as indirectly held.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 25 $32.94 $823.48
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 10

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 2

Disclosed balance after: 9,528.1837

Read SEC document
February 06, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 25 $32.94 $823.48
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 9

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 1

Disclosed balance after: 9,528.1471

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February 06, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 750 $32.94 $24,704.25
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 8

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 16,253.871

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February 06, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 2,250 $32.94 $74,112.75
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 7

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,239.74

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February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 100 $33.94 $3,394.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 6

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 2

Disclosed balance after: 9,503.1837

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February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 725 $34.00 $24,650.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 5

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 2

Disclosed balance after: 9,403.1837

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February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 100 $33.94 $3,394.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 4

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 1

Disclosed balance after: 9,503.1471

Read SEC document
February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 725 $34.00 $24,650.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 3

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son 1

Disclosed balance after: 9,403.1471

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February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 750 $33.94 $25,455.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 2

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 15,503.871

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February 05, 2018 Filed Feb 7, 2018 22:14 UTC PurchaseCommon 750 $33.94 $25,455.00
Disclosure

SEC source: 0001140361-18-005631 · doc1.xml · nonDerivative · entry 1

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,989.74

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.