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NYSE · USD

DCBG

Dime Commercial Bancshares, Inc. /NY/

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Tapewire entity
4607
SEC CIK
0000846617
Parsed reports
560

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202501
Jan 202601
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 2026021
Jul 2026010
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2021 Filed Feb 6, 2021 02:51 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 21,542 $26.02 $560,522.84
Disclosure

SEC source: 0001567619-21-002356 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,821,044

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 1,893 $26.24 $49,672.32
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 12

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 89,585

F1 · ownership.nature: See Exhibit 99.1

F8 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 14,199 $25.28 $358,950.72
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 11

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 87,692

F1 · ownership.nature: See Exhibit 99.1

F8 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 3,475 $26.24 $91,184.00
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 10

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 203,584

F1 · ownership.nature: See Exhibit 99.1

F7 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 26,076 $25.28 $659,201.28
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 9

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 200,109

F1 · ownership.nature: See Exhibit 99.1

F7 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 437 $26.24 $11,466.88
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 43,802

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 3,279 $25.28 $82,893.12
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 43,365

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 2,866 $26.24 $75,203.84
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 451,677

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 21,502 $25.28 $543,570.56
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 448,811

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 23,358 $26.24 $612,913.92
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,799,502

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 175,244 $25.28 $4,430,168.32
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,776,144

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 1,893 $26.24 $49,672.32
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 6

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 89,585

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 14,199 $25.28 $358,950.72
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 5

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 87,692

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 3,475 $26.24 $91,184.00
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 4

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 203,584

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 26,076 $25.28 $659,201.28
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 3

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 200,109

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock 2,866 $26.24 $75,203.84
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 2

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 451,677

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
February 02, 2021 Filed Feb 4, 2021 14:45 UTC
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 21,502 $25.28 $543,570.56
Disclosure

SEC source: 0001567619-21-002166 · doc1.xml · nonDerivative · entry 1

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 448,811

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC GrantCommon Stock 19,677 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000868 · primarydocument.xml · nonDerivative · entry 2

Lubow Stuart H · CIK 0001362674 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,678

F2 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC GrantCommon Stock 27,548 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000868 · primarydocument.xml · nonDerivative · entry 1

Lubow Stuart H · CIK 0001362674 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,001

F1 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC
GUNTHER CONRAD J JRChief Lending Officer
GrantCommon Stock 13,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000867 · primarydocument.xml · nonDerivative · entry 2

GUNTHER CONRAD J JR · CIK 0001295805 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,222

F2 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC
GUNTHER CONRAD J JRChief Lending Officer
GrantCommon Stock 9,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000867 · primarydocument.xml · nonDerivative · entry 1

GUNTHER CONRAD J JR · CIK 0001295805 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,448

F1 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC
Schaubeck Patricia MEVP and General Counsel
GrantCommon Stock 8,264 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000865 · primarydocument.xml · nonDerivative · entry 2

Schaubeck Patricia M · CIK 0001408145 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,164

F2 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:51 UTC
Schaubeck Patricia MEVP and General Counsel
GrantCommon Stock 4,427 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000865 · primarydocument.xml · nonDerivative · entry 1

Schaubeck Patricia M · CIK 0001408145 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

F1 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:50 UTC
Reddy AvinashSEVP - CHIEF FINANCIAL OFFICER
GrantCommon Stock 9,838 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000864 · primarydocument.xml · nonDerivative · entry 2

Reddy Avinash · CIK 0001765732 · SEVP - CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,560

F2 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:50 UTC
Reddy AvinashSEVP - CHIEF FINANCIAL OFFICER
GrantCommon Stock 13,774 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000864 · primarydocument.xml · nonDerivative · entry 1

Reddy Avinash · CIK 0001765732 · SEVP - CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,722

F1 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:50 UTC
VELUSWAMY LESLIESVP - CHIEF ACCOUNTING OFFICER
GrantCommon Stock 1,475 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000863 · primarydocument.xml · nonDerivative · entry 2

VELUSWAMY LESLIE · CIK 0001765673 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F2 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:50 UTC
VELUSWAMY LESLIESVP - CHIEF ACCOUNTING OFFICER
GrantCommon Stock 3,935 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000863 · primarydocument.xml · nonDerivative · entry 1

VELUSWAMY LESLIE · CIK 0001765673 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,176

F1 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:33 UTC
Manseau James J.EVP, Chief Retail Officer
GrantCommon Stock 9,641.8733 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000862 · primarydocument.xml · nonDerivative · entry 4

Manseau James J. · CIK 0001463192 · EVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,753.8597

F4 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:33 UTC
Manseau James J.EVP, Chief Retail Officer
GrantCommon Stock 5,903.1877 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000862 · primarydocument.xml · nonDerivative · entry 3

Manseau James J. · CIK 0001463192 · EVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,506.9163

F3 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:33 UTC
Manseau James J.EVP, Chief Retail Officer
GrantCommon Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000862 · primarydocument.xml · nonDerivative · entry 2

Manseau James J. · CIK 0001463192 · EVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,603.7286

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:33 UTC
Manseau James J.EVP, Chief Retail Officer
Tax withholdingCommon Stock 2,139 $25.41 $54,351.99
Disclosure

SEC source: 0001562180-21-000862 · primarydocument.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · EVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,696.7286

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC
O'Connor Kevin MDirector · Director and CEO
GrantCommon Stock 46,044.8642 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000860 · primarydocument.xml · nonDerivative · entry 4

O'Connor Kevin M · CIK 0001414859 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,960.8028

F4 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC
O'Connor Kevin MDirector · Director and CEO
GrantCommon Stock 29,515.9386 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000860 · primarydocument.xml · nonDerivative · entry 3

O'Connor Kevin M · CIK 0001414859 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,144.2016

F3 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC
O'Connor Kevin MDirector · Director and CEO
GrantCommon Stock 7,199 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000860 · primarydocument.xml · nonDerivative · entry 2

O'Connor Kevin M · CIK 0001414859 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,628.263

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC
O'Connor Kevin MDirector · Director and CEO
Tax withholdingCommon Stock 6,180 $25.41 $157,033.80
Disclosure

SEC source: 0001562180-21-000860 · primarydocument.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · Director · Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,429.263

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
McCaffery John Martin JRSEVP, Chief Risk Officer
GrantCommon Stock 13,774.1047 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 4

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,232.4544

F4 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
McCaffery John Martin JRSEVP, Chief Risk Officer
GrantCommon Stock 9,838.6462 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,921.2284

F3 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
McCaffery John Martin JRSEVP, Chief Risk Officer
GrantCommon Stock 3,189 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,082.5822

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
McCaffery John Martin JRSEVP, Chief Risk Officer
Tax withholdingCommon Stock 2,339 $25.41 $59,433.99
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,893.5822

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:19 UTC
SANTACROCE KEVINDeputy Chief Lending Officer
GrantCommon Stock 13,774.1047 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000857 · primarydocument.xml · nonDerivative · entry 4

SANTACROCE KEVIN · CIK 0001433544 · Deputy Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,547.5528

F4 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:19 UTC
SANTACROCE KEVINDeputy Chief Lending Officer
GrantCommon Stock 9,838.6462 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000857 · primarydocument.xml · nonDerivative · entry 3

SANTACROCE KEVIN · CIK 0001433544 · Deputy Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,240.2284

F3 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:19 UTC
SANTACROCE KEVINDeputy Chief Lending Officer
GrantCommon Stock 3,149 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000857 · primarydocument.xml · nonDerivative · entry 2

SANTACROCE KEVIN · CIK 0001433544 · Deputy Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,401.5822

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:19 UTC
SANTACROCE KEVINDeputy Chief Lending Officer
Tax withholdingCommon Stock 2,308 $25.41 $58,646.28
Disclosure

SEC source: 0001562180-21-000857 · primarydocument.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Deputy Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,252.5822

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon Stock 3,202 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000858 · primarydocument.xml · nonDerivative · entry 2

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,165.9994

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

F3 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC
NOLAN HOWARD HDirector · SEVP & COO
Tax withholdingCommon Stock 2,324 $25.41 $59,052.84
Disclosure

SEC source: 0001562180-21-000858 · primarydocument.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,737.0011

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 53,823 $25.41 $1,367,642.43
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
February 01, 2021 Filed Feb 4, 2021 14:44 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 53,823 $25.41 $1,367,642.43
Disclosure

SEC source: 0001567619-21-002165 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,035,661

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 01, 2021 Filed Feb 6, 2021 02:50 UTC Amendment
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 28,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-002355 · doc1.xml · nonDerivative · entry 3

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 73,493

F2 · kind: See Exhibit 99.1

F2 · price: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
February 01, 2021 Filed Feb 6, 2021 02:50 UTC Amendment
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 52,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-002355 · doc1.xml · nonDerivative · entry 2

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 174,033

F2 · kind: See Exhibit 99.1

F2 · price: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
February 01, 2021 Filed Feb 6, 2021 02:50 UTC Amendment
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 113,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-002355 · doc1.xml · nonDerivative · entry 1

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 427,309

F2 · kind: See Exhibit 99.1

F2 · price: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.