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DAN

DANA Inc

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0000026780
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1,007

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0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2016 Filed Dec 5, 2016 19:24 UTC
Aghili AzizPres Off-Hwy Technologies
GrantDividend Equivalent Rights · Derivative 295 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-042671 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036

Underlying: Common Stock, par value $0.01 · 295 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Exercise / conversionRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · derivative · entry 6

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,869

Underlying: Common Stock, par value $0.01 · 83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

F3 · derivative.expiration_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · derivative · entry 5

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,528

Underlying: Common Stock, par value $0.01 · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

F3 · derivative.expiration_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Tax withholdingCommon Stock, par value $0.01 308 $17.24 $5,309.92
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · nonDerivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,294

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Tax withholdingCommon Stock, par value $0.01 83 $17.24 $1,430.92
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,602

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Exercise / conversionCommon Stock, par value $0.01 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Feb 17, 2017 18:24 UTC
Filcek Rodney RSVP & Chief Acctg Offic
Exercise / conversionCommon Stock, par value $0.01 308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003692 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Mar 1, 2017 00:33 UTC
Levin Marc SSVP, General Counsel & Secty
Exercise / conversionRestricted Stock Units · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004999 · doc4.xml · derivative · entry 6

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,215

Underlying: Common Stock, par value $0.01 · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

F3 · derivative.expiration_date: Restricted stock units surrendered in fulfillment of reporting person's tax obligations related to previously granted restricted stock units.

Read SEC document
December 02, 2016 Filed Mar 1, 2017 00:33 UTC
Levin Marc SSVP, General Counsel & Secty
Tax withholdingCommon Stock, par value $0.01 298 $17.24 $5,137.52
Disclosure

SEC source: 0001225208-17-004999 · doc4.xml · nonDerivative · entry 2

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,370

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
December 02, 2016 Filed Mar 1, 2017 00:33 UTC
Levin Marc SSVP, General Counsel & Secty
Exercise / conversionCommon Stock, par value $0.01 298 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004999 · doc4.xml · nonDerivative · entry 1

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 19:24 UTC SaleCommon Stock, par value $0.01 2,438 $17.37 $42,348.06
Disclosure

SEC source: 0001225208-16-042682 · doc4.xml · nonDerivative · entry 4

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
December 01, 2016 Filed Dec 5, 2016 19:24 UTC SaleCommon Stock, par value $0.01 1,300 $17.36 $22,573.20
Disclosure

SEC source: 0001225208-16-042682 · doc4.xml · nonDerivative · entry 3

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Read SEC document
December 01, 2016 Filed Dec 5, 2016 19:24 UTC SaleCommon Stock, par value $0.01 1,000 $17.38 $17,383.00
Disclosure

SEC source: 0001225208-16-042682 · doc4.xml · nonDerivative · entry 2

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,738

Read SEC document
December 01, 2016 Filed Dec 5, 2016 19:24 UTC SaleCommon Stock, par value $0.01 262 $17.38 $4,553.56
Disclosure

SEC source: 0001225208-16-042682 · doc4.xml · nonDerivative · entry 1

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,738

Read SEC document
November 28, 2016 Filed Dec 5, 2016 19:24 UTC
Levin Marc SSVP, General Counsel & Secty
GiftCommon Stock, par value $0.01 2,000 $17.02 $34,040.00
Disclosure

SEC source: 0001225208-16-042678 · doc4.xml · nonDerivative · entry 2

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,370

Read SEC document
September 30, 2016 Filed Oct 4, 2016 15:09 UTC GrantRestricted Stock Units · Derivative 1,443 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039896 · doc4.xml · derivative · entry 1

Keating Terrence J · CIK 0001322662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,071

Underlying: Common Stock, par value $0.01 · 1,443 shares

Expires not disclosed

F1 · security: Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount.

F3 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units).

F4 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

F4 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC GrantDividend Equivalent Rights · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039284 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Stock, par value $0.01 · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:17 UTC
Aghili AzizPres Off-Hwy Technologies
GrantDividend Equivalent Rights · Derivative 352 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039293 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,741

Underlying: Common Stock, par value $0.01 · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:17 UTC
Collins Jonathan MarkSVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039292 · doc4.xml · derivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock, par value $0.01 · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Constand George TChief Technical & Quality Offi
GrantDividend Equivalent Rights · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039291 · doc4.xml · derivative · entry 1

Constand George T · CIK 0001453280 · Chief Technical & Quality Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Stock, par value $0.01 · 275 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Filcek Rodney RSVP & Chief Acctg Offic
GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039290 · doc4.xml · derivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Kamsickas James KevinDirector · President & CEO
GrantDividend Equivalent Rights · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039289 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713

Underlying: Common Stock, par value $0.01 · 1,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC GrantDividend Equivalent Rights · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039288 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Stock, par value $0.01 · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC GrantDividend Equivalent Rights · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039287 · doc4.xml · derivative · entry 1

Keating Terrence J · CIK 0001322662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498

Underlying: Common Stock, par value $0.01 · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Pyle Robert DPres, Light Vehicle Driveline
GrantDividend Equivalent Rights · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039283 · doc4.xml · derivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock, par value $0.01 · 307 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Levin Marc SSVP, General Counsel & Secty
GrantDividend Equivalent Rights · Derivative 326 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039286 · doc4.xml · derivative · entry 1

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

Underlying: Common Stock, par value $0.01 · 326 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Matthews DwaynePres - Power Technologies Grp
GrantDividend Equivalent Rights · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039285 · doc4.xml · derivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 · 298 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC GrantDividend Equivalent Rights · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039282 · doc4.xml · derivative · entry 1

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Stock, par value $0.01 · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC
Wallace Mark EEVP & Pres-On Hwy Technologies
GrantDividend Equivalent Rights · Derivative 465 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039281 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres-On Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

Underlying: Common Stock, par value $0.01 · 465 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 19:16 UTC GrantDividend Equivalent Rights · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039280 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Stock, par value $0.01 · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
July 25, 2016 Filed Dec 5, 2016 19:24 UTC
Levin Marc SSVP, General Counsel & Secty
GiftCommon Stock, par value $0.01 2,300 $13.44 $30,912.00
Disclosure

SEC source: 0001225208-16-042678 · doc4.xml · nonDerivative · entry 1

Levin Marc S · CIK 0001438534 · SVP, General Counsel & Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,370

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February 25, 2016 Filed Feb 17, 2017 18:24 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionRestricted Stock Units · Derivative 9,651 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001225208-17-003693 · doc4.xml · derivative · entry 5

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 9,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person were cash settled.

F3 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled.

F3 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled.

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February 25, 2016 Filed Feb 17, 2017 18:24 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionDividend Equivalent Rights · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003693 · doc4.xml · derivative · entry 4

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock, par value $0.01 · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

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February 25, 2016 Filed Feb 17, 2017 18:24 UTC
Pyle Robert DPres, Light Vehicle Driveline
Disposition to issuerCommon Stock, par value $0.01 9,963 $12.05 $120,054.15
Disclosure

SEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 3

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 25, 2016 Filed Feb 17, 2017 18:24 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 312 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 2

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2016 Filed Feb 17, 2017 18:24 UTC
Pyle Robert DPres, Light Vehicle Driveline
Exercise / conversionCommon Stock, par value $0.01 9,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2015 Filed Mar 1, 2017 21:48 UTC
Constand George TChief Technical & Quality Offi
SaleCommon Stock, par value $0.01 600 $18.98 $11,385.00
Disclosure

SEC source: 0001225208-17-005093 · doc4.xml · nonDerivative · entry 2

Constand George T · CIK 0001453280 · Chief Technical & Quality Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,565

Read SEC document
February 27, 2015 Filed Mar 1, 2017 21:48 UTC
Constand George TChief Technical & Quality Offi
SaleCommon Stock, par value $0.01 400 $19.08 $7,630.00
Disclosure

SEC source: 0001225208-17-005093 · doc4.xml · nonDerivative · entry 1

Constand George T · CIK 0001453280 · Chief Technical & Quality Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,165

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.