DAN

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 8

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,703

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 7

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,903

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 6

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,103

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 5

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,303

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 4

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,403

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 3

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,503

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 2

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,603

SEC source: 0001225208-18-008844 · doc4.xml · nonDerivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,703

SEC source: 0001225208-18-006840 · doc4.xml · derivative · entry 5

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

Underlying: Common Stock, par value $0.01 · 14,005 shares

Expires not disclosed

F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

SEC source: 0001225208-18-006840 · doc4.xml · derivative · entry 4

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 16,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

SEC source: 0001225208-18-006840 · doc4.xml · derivative · entry 3

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Underlying: Common Stock, par value $0.01 · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

SEC source: 0001225208-18-006840 · doc4.xml · nonDerivative · entry 2

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-006840 · doc4.xml · nonDerivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-014812 · doc4a.xml · nonDerivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,646

SEC source: 0001225208-18-006712 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006711 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock, par value $0.01 · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006710 · doc4.xml · derivative · entry 1

SCHULZ MARK A · CIK 0001190854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006709 · doc4.xml · derivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

Underlying: Common Stock, par value $0.01 · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006708 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006707 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006706 · doc4.xml · derivative · entry 1

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Common Stock, par value $0.01 · 299 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006705 · doc4.xml · derivative · entry 1

Mack Michael J · CIK 0001349264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006704 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006703 · doc4.xml · derivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock, par value $0.01 · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006702 · doc4.xml · derivative · entry 1

Keating Terrence J · CIK 0001322662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298

Underlying: Common Stock, par value $0.01 · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006701 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006700 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,886

Underlying: Common Stock, par value $0.01 · 2,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006699 · doc4.xml · derivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006698 · doc4.xml · derivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock, par value $0.01 · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006697 · doc4.xml · derivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock, par value $0.01 · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-006696 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506

Underlying: Common Stock, par value $0.01 · 337 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-18-004392 · doc4.xml · derivative · entry 5

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Underlying: Common Stock, par value $0.01 · 5,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

SEC source: 0001225208-18-004392 · doc4.xml · derivative · entry 4

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Stock, par value $0.01 · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

SEC source: 0001225208-18-004392 · doc4.xml · nonDerivative · entry 3

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,280

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

SEC source: 0001225208-18-004392 · doc4.xml · nonDerivative · entry 2

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004392 · doc4.xml · nonDerivative · entry 1

Filcek Rodney R · CIK 0001438567 · SVP & Chief Acctg Offic

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004391 · doc4.xml · derivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.01 · 29,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

SEC source: 0001225208-18-004391 · doc4.xml · derivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517

Underlying: Common Stock, par value $0.01 · 1,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,401

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004390 · doc4.xml · derivative · entry 5

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,632

Underlying: Common Stock, par value $0.01 · 19,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

SEC source: 0001225208-18-004390 · doc4.xml · derivative · entry 4

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Stock, par value $0.01 · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

SEC source: 0001225208-18-004390 · doc4.xml · nonDerivative · entry 3

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,851

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

SEC source: 0001225208-18-004390 · doc4.xml · nonDerivative · entry 2

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004390 · doc4.xml · nonDerivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-004389 · doc4.xml · derivative · entry 5

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,733

Underlying: Common Stock, par value $0.01 · 17,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

SEC source: 0001225208-18-004389 · doc4.xml · derivative · entry 4

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock, par value $0.01 · 728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

SEC source: 0001225208-18-004389 · doc4.xml · nonDerivative · entry 3

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,115

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

SEC source: 0001225208-18-004389 · doc4.xml · nonDerivative · entry 2

Matthews Dwayne · CIK 0001524676 · Pres - Power Technologies Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.