DAN

SEC source: 0001225208-21-013725 · doc4.xml · nonDerivative · entry 2

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,364

SEC source: 0001225208-21-013725 · doc4.xml · nonDerivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,464

SEC source: 0001225208-21-013531 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 · 10,000 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in two (2) equal annual installments beginning on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in two (2) equal annual installments beginning on the first anniversary date of the grant.

SEC source: 0001225208-21-012658 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309

Underlying: Common Stock, par value $0.01 · 309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount.

F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units).

F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

SEC source: 0001225208-21-012134 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012133 · doc4.xml · derivative · entry 1

Valencia Antonio · CIK 0001808453 · Pres. Power Technologies Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock, par value $0.01 · 189 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

SEC source: 0001225208-21-012132 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012131 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012127 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock, par value $0.01 · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012130 · doc4.xml · derivative · entry 1

Mack Michael J · CIK 0001349264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012129 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93

Underlying: Common Stock, par value $0.01 · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012126 · doc4.xml · derivative · entry 1

Karlin Bridget E · CIK 0001797157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012128 · doc4.xml · derivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock, par value $0.01 · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012124 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,712

Underlying: Common Stock, par value $0.01 · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012125 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012123 · doc4.xml · derivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012122 · doc4.xml · derivative · entry 1

Foster Byron S. · CIK 0001683572 · Pres, Light Veh Drive Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock, par value $0.01 · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012121 · doc4.xml · derivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Underlying: Common Stock, par value $0.01 · 649 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-012120 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Underlying: Common Stock, par value $0.01 · 495 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-009961 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

Underlying: Common Stock, par value $0.01 · 289 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount.

F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units).

F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

SEC source: 0001225208-21-008806 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008804 · doc4.xml · derivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,939

Underlying: Common Stock, par value $0.01 · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008803 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008802 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008805 · doc4.xml · derivative · entry 1

Valencia Antonio · CIK 0001808453 · Pres. Power Technologies Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

Underlying: Common Stock, par value $0.01 · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.

SEC source: 0001225208-21-008801 · doc4.xml · derivative · entry 1

Mack Michael J · CIK 0001349264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008800 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock, par value $0.01 · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008799 · doc4.xml · derivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

Underlying: Common Stock, par value $0.01 · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008797 · doc4.xml · derivative · entry 1

Karlin Bridget E · CIK 0001797157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008796 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008792 · doc4.xml · derivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

Underlying: Common Stock, par value $0.01 · 414 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008798 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock, par value $0.01 · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008795 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262

Underlying: Common Stock, par value $0.01 · 2,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008794 · doc4.xml · derivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-008793 · doc4.xml · derivative · entry 1

Collins Jonathan Mark · CIK 0001670126 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

Underlying: Common Stock, par value $0.01 · 542 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-007695 · doc4.xml · nonDerivative · entry 1

Aghili Aziz · CIK 0001524680 · EVP &Pres Off-Hwy Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,504

SEC source: 0001225208-21-006248 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock, par value $0.01 · 282 shares

Expires not disclosed

F1 · security: Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Incorporation 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount.

F3 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units).

F4 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

F4 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.

SEC source: 0001225208-21-006001 · doc4.xml · derivative · entry 1

WANDELL KEITH E · CIK 0001205048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-006000 · doc4.xml · derivative · entry 1

Valencia Antonio · CIK 0001808453 · Pres. Power Technologies Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819

Underlying: Common Stock, par value $0.01 · 174 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005999 · doc4.xml · derivative · entry 1

Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Underlying: Common Stock, par value $0.01 · 439 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005998 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005997 · doc4.xml · derivative · entry 1

McDonald R Bruce · CIK 0001207696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005996 · doc4.xml · derivative · entry 1

Mack Michael J · CIK 0001349264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005995 · doc4.xml · derivative · entry 1

Mabus Raymond E · CIK 0001317996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common Stock, par value $0.01 · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005994 · doc4.xml · derivative · entry 1

Liedberg Douglas H · CIK 0001705570 · SVP, General Counsel and Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Common Stock, par value $0.01 · 323 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005993 · doc4.xml · derivative · entry 1

Laskey Ryan · CIK 0001810982 · SVP - Commercial Veh Drive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock, par value $0.01 · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005992 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock, par value $0.01 · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005991 · doc4.xml · derivative · entry 1

Karlin Bridget E · CIK 0001797157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005990 · doc4.xml · derivative · entry 1

KAMSKY VIRGINIA A · CIK 0001059614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

SEC source: 0001225208-21-005989 · doc4.xml · derivative · entry 1

Kamsickas James Kevin · CIK 0001649863 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,213

Underlying: Common Stock, par value $0.01 · 2,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.