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DAIO

DATA I/O CORP

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1469
SEC CIK
0000351998
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189

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2017 Filed May 22, 2017 20:47 UTC
HATLEN JOEL SVICE PRESIDENT
Tax withholdingCommon Stock 5,918 $7.30 $43,189.56
Disclosure

SEC source: 0001354488-17-000555 · issuerdirect_section16.xml · nonDerivative · entry 2

HATLEN JOEL S · CIK 0001222541 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,175

F2 · shares: VESTINGS 5-19-17 AND 5-21-17 WITH 5918 SHARES W/H TO COVER TAXES

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May 21, 2017 Filed May 22, 2017 20:47 UTC
Gulati RajeevVICE PRESIDENT, CTO
Tax withholdingCommon Stock 4,000 $7.30 $29,192.00
Disclosure

SEC source: 0001354488-17-000554 · issuerdirect_section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · VICE PRESIDENT, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,365

F2 · shares: VESTINGS 5-19-17 AND 5-21-17 WITH 4000 SHARES W/H TO COVER TAXES

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May 18, 2017 Filed May 19, 2017 23:02 UTC
Ambrose AnthonyDirector · PRESIDENT
GrantCommon Stock 60,000 $7.27 $435,900.00
Disclosure

SEC source: 0001354488-17-000542 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,307

F1 · shares: RSU Grant 60,000 shares 5/18/17

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May 18, 2017 Filed May 19, 2017 23:00 UTC GrantCommon Stock 2,400 $7.27 $17,436.00
Disclosure

SEC source: 0001354488-17-000541 · issuerdirect_section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,814

F1 · shares: RSU Grant 2400 shares 5-18-17

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May 18, 2017 Filed May 19, 2017 22:59 UTC GrantCommon Stock 2,400 $7.27 $17,436.00
Disclosure

SEC source: 0001354488-17-000540 · issuerdirect_section16.xml · nonDerivative · entry 1

CROWLEY BRIAN · CIK 0001217006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,504

F1 · shares: RSU GRANT 2400 SHARES 5-18-17

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May 18, 2017 Filed May 19, 2017 22:57 UTC GrantCommon Stock 2,400 $7.27 $17,436.00
Disclosure

SEC source: 0001354488-17-000538 · issuerdirect_section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

F1 · shares: RSU GRANT 2400 SHARES 5-18-17

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May 18, 2017 Filed May 19, 2017 22:58 UTC
Howe Alan BDirector
GrantCommon Stock 2,400 $7.27 $17,436.00
Disclosure

SEC source: 0001354488-17-000539 · issuerdirect_section16.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

F1 · shares: RSU GRANT 2400 SHARES 5-18-17

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May 18, 2017 Filed May 22, 2017 20:47 UTC
HATLEN JOEL SVICE PRESIDENT
GrantCommon Stock 25,000 $7.27 $181,625.00
Disclosure

SEC source: 0001354488-17-000555 · issuerdirect_section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,093

F1 · shares: F4 HATLEN 5-18-17 RSU GRANT 25,000 SHARES.

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May 18, 2017 Filed May 22, 2017 20:47 UTC
Gulati RajeevVICE PRESIDENT, CTO
GrantCommon Stock 25,000 $7.27 $181,625.00
Disclosure

SEC source: 0001354488-17-000554 · issuerdirect_section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · VICE PRESIDENT, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,365

F1 · shares: F4 GULATI 5-18-17 RSU GRANT 25,000 SHARES.

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May 08, 2017 Filed May 9, 2017 21:43 UTC
HATLEN JOEL SVice President
Exercise / conversionCommon Stock · Derivative 25,000 $6.02 Strike: $6.02 $150,500.00
Disclosure

SEC source: 0001354488-17-000476 · issuerdirect_section16.xml · derivative · entry 3

HATLEN JOEL S · CIK 0001222541 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Option price $6.02 per share on option granted May 17, 2011 with a 6 year expiration.

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May 08, 2017 Filed May 9, 2017 21:43 UTC
HATLEN JOEL SVice President
Tax withholdingCommon Stock 24,674 $6.18 $152,361.95
Disclosure

SEC source: 0001354488-17-000476 · issuerdirect_section16.xml · nonDerivative · entry 2

HATLEN JOEL S · CIK 0001222541 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,093

F1 · shares: Withholding of 24,674 from 25,000 Option exercise to cover option exercise price at 6.02/share and withholding taxes, for a net issuance of 327 shares on a cashless option exercise on 5/8/2017.

F2 · price: Data I/O's 2000 stock compensation incentive plan defines fair market value as the average of the high and low share price during the day.

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May 08, 2017 Filed May 9, 2017 21:43 UTC
HATLEN JOEL SVice President
Exercise / conversionCommon Stock 25,000 $6.02 $150,500.00
Disclosure

SEC source: 0001354488-17-000476 · issuerdirect_section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 22:02 UTC Exercise / conversionCommon Stock · Derivative 12,500 $6.02 Strike: $6.02 $75,250.00
Disclosure

SEC source: 0001354488-17-000480 · issuerdirect_section16.xml · derivative · entry 3

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 12,500 shares

Expires 2017-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Earlier during the first quarter of 2017, 15,000 options expired without being exercised. Now, with this exercise, no further derivatives remain.

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May 08, 2017 Filed May 9, 2017 22:02 UTC Tax withholdingCommon Stock 12,186 $6.18 $75,248.55
Disclosure

SEC source: 0001354488-17-000480 · issuerdirect_section16.xml · nonDerivative · entry 2

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,414

F2 · shares: Shares withheld to pay exercise price on cashless option exercise.

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May 08, 2017 Filed May 9, 2017 22:02 UTC Exercise / conversionCommon Stock 12,500 $6.02 $75,250.00
Disclosure

SEC source: 0001354488-17-000480 · issuerdirect_section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Feb 28, 2017 19:37 UTC
Ambrose AnthonyDirector · PRESIDENT
Exercise / conversionCommon Stock · Derivative 70,000 $1.87 Strike: $1.87 $130,900.00
Disclosure

SEC source: 0001354488-17-000323 · issuerdirect_section16.xml · derivative · entry 3

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: COMMON STOCK · 70,000 shares

Expires 2018-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Feb 28, 2017 19:37 UTC
Ambrose AnthonyDirector · PRESIDENT
Tax withholdingCommon Stock 43,089 $5.21 $224,278.25
Disclosure

SEC source: 0001354488-17-000323 · issuerdirect_section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,307

F1 · shares: SHARES WITHHELD FROM EXERCISE OF OPTIONS TO COVER EXERCISE PRICE AND TAX WITHHOLDING ON A CASHLESS OPTION EXERCISE.

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February 27, 2017 Filed Feb 28, 2017 19:37 UTC
Ambrose AnthonyDirector · PRESIDENT
Exercise / conversionCommon Stock 70,000 $1.87 $130,900.00
Disclosure

SEC source: 0001354488-17-000323 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 29, 2016 Filed Dec 1, 2016 23:04 UTC
Ambrose AnthonyDirector · PRESIDENT
Exercise / conversionCommon Stock · Derivative 60,000 $4.31 Strike: $4.31 $258,810.00
Disclosure

SEC source: 0001354488-16-008614 · issuerdirect_section16.xml · derivative · entry 3

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: COMMON STOCK · 60,000 shares

Expires 2018-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 23:04 UTC
Ambrose AnthonyDirector · PRESIDENT
Tax withholdingCommon Stock 39,606 $4.31 $170,840.48
Disclosure

SEC source: 0001354488-16-008614 · issuerdirect_section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,396

F1 · shares: SHARES WITHHELD FROM EXERCISE OF OPTIONS TO COVER EXERCISE PRICE AND TAX WITHHOLDING ON A CASHLESS OPTION EXERCISE

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November 29, 2016 Filed Dec 1, 2016 23:04 UTC
Ambrose AnthonyDirector · PRESIDENT
Exercise / conversionCommon Stock 60,000 $1.87 $112,200.00
Disclosure

SEC source: 0001354488-16-008614 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 25, 2016 Filed Oct 27, 2016 22:22 UTC
Ambrose AnthonyDirector · President
Tax withholdingCommon Stock 6,066 $3.60 $21,815.16
Disclosure

SEC source: 0001354488-16-008424 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,002

F1 · price: RSA 6066 shares wh to cover tax-10-25-2016

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.