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Nasdaq · USD

DAIO

DATA I/O CORP

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1469
SEC CIK
0000351998
Parsed reports
189

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2018 Filed May 22, 2018 15:46 UTC Grantcommon stock 6,000 $7.10 $42,570.00
Disclosure

SEC source: 0001654954-18-005739 · section16.xml · nonDerivative · entry 1

CROWLEY BRIAN · CIK 0001217006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,556

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:33 UTC GrantCOMMON STOCK 6,000 $7.10 $42,570.00
Disclosure

SEC source: 0001654954-18-005732 · section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,774

F1 · shares: Grant of Restricted Stock Units, Vesting earlier of 1 year or next annual meeting

Read SEC document
May 21, 2018 Filed May 22, 2018 15:41 UTC
Howe Alan BDirector
GrantCommon Stock 6,000 $7.10 $42,570.00
Disclosure

SEC source: 0001654954-18-005736 · section16.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · shares: Grant of rsu, Vesting earlier of 1 year or next annual meeting.

Read SEC document
May 19, 2018 Filed May 22, 2018 19:05 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingCOMMON STOCK 2,500 $7.15 $17,880.00
Disclosure

SEC source: 0001654954-18-005760 · section16.xml · nonDerivative · entry 2

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,257

Read SEC document
May 19, 2018 Filed May 22, 2018 18:45 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 2,500 $7.15 $17,880.00
Disclosure

SEC source: 0001654954-18-005756 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,424

Read SEC document
May 19, 2018 Filed May 22, 2018 18:16 UTC
Ambrose AnthonyDirector · President
Tax withholdingCOMMON STOCK 4,375 $7.15 $31,290.00
Disclosure

SEC source: 0001654954-18-005754 · section16.xml · nonDerivative · entry 3

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,194

Read SEC document
May 18, 2018 Filed May 22, 2018 19:05 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingCOMMON STOCK 2,500 $7.15 $17,880.00
Disclosure

SEC source: 0001654954-18-005760 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,757

Read SEC document
May 18, 2018 Filed May 22, 2018 18:45 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 2,000 $7.15 $14,304.00
Disclosure

SEC source: 0001654954-18-005756 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,924

Read SEC document
May 18, 2018 Filed May 22, 2018 18:16 UTC
Ambrose AnthonyDirector · President
Tax withholdingCOMMON STOCK 7,500 $7.15 $53,640.00
Disclosure

SEC source: 0001654954-18-005754 · section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,569

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:19 UTC Exercise / conversionCOMMON STOCK · Derivative 15,000 $2.89 Strike: $2.89 $43,275.00
Disclosure

SEC source: 0001654954-18-002338 · section16.xml · derivative · entry 3

CROWLEY BRIAN · CIK 0001217006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 15,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:19 UTC Tax withholdingCOMMON STOCK 4,948 $8.75 $43,270.26
Disclosure

SEC source: 0001654954-18-002338 · section16.xml · nonDerivative · entry 2

CROWLEY BRIAN · CIK 0001217006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,556

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:19 UTC Exercise / conversionCOMMON STOCK 15,000 $2.89 $43,275.00
Disclosure

SEC source: 0001654954-18-002338 · section16.xml · nonDerivative · entry 1

CROWLEY BRIAN · CIK 0001217006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: OPTION EXERCISE 3-7-18 AND WITHHOLDING OF SHARES TO COVER EXERCISE PRICE ON A CASHLESS EXERCISE

Read SEC document
November 29, 2017 Filed Dec 2, 2017 00:10 UTC SaleCOMMON STOCK 7,040 $13.09 $92,164.16
Disclosure

SEC source: 0001654954-17-011259 · section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,774

F1 · shares: OPEN MARKET COMMON STOCK SALE

Read SEC document
November 27, 2017 Filed Nov 27, 2017 21:11 UTC
Howe Alan BDirector
SaleCOMMON STOCK 15,000 $16.11 $241,681.50
Disclosure

SEC source: 0001654954-17-011061 · section16.xml · nonDerivative · entry 2

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:48 UTC
Ambrose AnthonyDirector · President
SaleCOMMON STOCK 20,000 $15.97 $319,320.00
Disclosure

SEC source: 0001654954-17-011121 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,069

F1 · shares: COMMON STOCK SALE UNDER A DIVERSIFICATION PROGRAM

Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:11 UTC
Howe Alan BDirector
Exercise / conversionCOMMON STOCK · Derivative 15,000 $1.72 Strike: $1.72 $25,725.00
Disclosure

SEC source: 0001654954-17-011061 · section16.xml · derivative · entry 3

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 15,000 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:11 UTC
Howe Alan BDirector
Exercise / conversionCOMMON STOCK 15,000 $1.72 $25,725.00
Disclosure

SEC source: 0001654954-17-011061 · section16.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: OPTION EXERCISE AND FOLLOW ON SALE OF COMMON STOCK SHARES

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:55 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK · Derivative 15,000 $2.09 Strike: $2.09 $31,350.00
Disclosure

SEC source: 0001654954-17-010958 · section16.xml · derivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 15,000 shares

Expires 2019-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:55 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 7,441 $10.96 $81,516.16
Disclosure

SEC source: 0001654954-17-010958 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,924

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:55 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK 15,000 $2.09 $31,350.00
Disclosure

SEC source: 0001654954-17-010958 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: OPTION EXERCISE 11-17-17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE

Read SEC document
November 13, 2017 Filed Nov 14, 2017 20:42 UTC SaleCOMMON STOCK 12,332 $11.50 $141,818.00
Disclosure

SEC source: 0001654954-17-010603 · section16.xml · nonDerivative · entry 2

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:42 UTC SaleCOMMON STOCK 704 $11.50 $8,096.00
Disclosure

SEC source: 0001654954-17-010603 · section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,232

F1 · shares: COMMON STOCK SALES UNDER A DIVERSIFICATION PROGRM

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:31 UTC Exercise / conversionCOMMON STOCK · Derivative 15,000 $1.72 Strike: $1.72 $25,725.00
Disclosure

SEC source: 0001654954-17-010156 · section16.xml · derivative · entry 3

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 15,000 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:31 UTC Tax withholdingCOMMON STOCK 1,964 $13.10 $25,718.58
Disclosure

SEC source: 0001654954-17-010156 · section16.xml · nonDerivative · entry 2

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,936

Read SEC document
November 03, 2017 Filed Nov 7, 2017 22:31 UTC Exercise / conversionCOMMON STOCK 15,000 $1.72 $25,725.00
Disclosure

SEC source: 0001654954-17-010156 · section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: OPTION EXERCISE 11-3-17 AND WITHHOLDING OF SHARES TO COVER EXERCISE PRICE ON A CASHLESS EXERCISE

Read SEC document
November 01, 2017 Filed Nov 3, 2017 22:03 UTC
Ambrose AnthonyDirector · President
SaleCOMMON STOCK 8,400 $12.73 $106,932.00
Disclosure

SEC source: 0001654954-17-010025 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,069

F1 · shares: COMMON STOCK SALE UNDER A DIVERSIFICATION PROGRAM

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:22 UTC
HATLEN JOEL SVice President CFO
SaleCOMMON STOCK 100,000 $12.74 $1,274,370.00
Disclosure

SEC source: 0001654954-17-009996 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,257

F1 · shares: COMMON STOCK SALES UNDER A DIVERSIFICATION PROGRAM

Read SEC document
October 13, 2017 Filed Oct 13, 2017 23:49 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 5,972 $9.59 $57,295.37
Disclosure

SEC source: 0001654954-17-009442 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,365

F1 · shares: FOLLOW ON SALES UNDER A 10B5-1 PLAN OF THE 9/6/17 EXERCISE OF OPTIONS

Read SEC document
October 12, 2017 Filed Oct 13, 2017 23:49 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 5,000 $9.79 $48,928.00
Disclosure

SEC source: 0001654954-17-009442 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,337

F1 · shares: FOLLOW ON SALES UNDER A 10B5-1 PLAN OF THE 9/6/17 EXERCISE OF OPTIONS

Read SEC document
October 11, 2017 Filed Oct 11, 2017 21:08 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 5,000 $9.77 $48,845.50
Disclosure

SEC source: 0001654954-17-009331 · section16.xml · nonDerivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,337

F1 · shares: FOLLOW ON SALES UNDER A 10b5-1 PLAN OF THE 9/6/17 EXERCISE OF OPTIONS

Read SEC document
October 10, 2017 Filed Oct 11, 2017 21:08 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 4,028 $8.92 $35,917.68
Disclosure

SEC source: 0001654954-17-009331 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,337

F1 · shares: FOLLOW ON SALES UNDER A 10b5-1 PLAN OF THE 9/6/17 EXERCISE OF OPTIONS

Read SEC document
October 09, 2017 Filed Oct 11, 2017 21:08 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 5,000 $8.86 $44,290.50
Disclosure

SEC source: 0001654954-17-009331 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,365

F1 · shares: FOLLOW ON SALES UNDER A 10b5-1 PLAN OF THE 9/6/17 EXERCISE OF OPTIONS

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:41 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK · Derivative 35,000 $2.09 Strike: $2.09 $73,150.00
Disclosure

SEC source: 0001654954-17-008529 · section16.xml · derivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: COMMON STOCK · 35,000 shares

Expires 2019-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:41 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 19,028 $8.19 $155,744.18
Disclosure

SEC source: 0001654954-17-008529 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,365

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:41 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK 35,000 $2.09 $73,150.00
Disclosure

SEC source: 0001654954-17-008529 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: OPTION EXERCISE 9/14/17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:33 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK · Derivative 20,000 $2.09 Strike: $2.09 $41,800.00
Disclosure

SEC source: 0001654954-17-008435 · section16.xml · derivative · entry 5

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 20,000 shares

Expires 2019-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:33 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 10,972 $8.44 $92,576.25
Disclosure

SEC source: 0001654954-17-008435 · section16.xml · nonDerivative · entry 4

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,393

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:33 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK 20,000 $2.09 $41,800.00
Disclosure

SEC source: 0001654954-17-008435 · section16.xml · nonDerivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: OPTION EXERCISE 9/12/17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:33 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 6,452 $8.42 $54,309.71
Disclosure

SEC source: 0001654954-17-008435 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,365

F2 · shares: FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS

Read SEC document
September 11, 2017 Filed Sep 13, 2017 20:33 UTC
Gulati RajeevVice President CTO
SaleCOMMON STOCK 7,000 $8.27 $57,876.00
Disclosure

SEC source: 0001654954-17-008435 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,817

F1 · shares: FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS

Read SEC document
September 06, 2017 Filed Sep 8, 2017 21:26 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK · Derivative 30,000 $2.09 Strike: $2.09 $62,700.00
Disclosure

SEC source: 0001654954-17-008281 · section16.xml · derivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: COMMON STOCK · 30,000 shares

Expires 2019-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 21:26 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 16,548 $8.27 $136,851.96
Disclosure

SEC source: 0001654954-17-008281 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,817

F1 · shares: SHARES WITHHELD FROM EXERCISE OF OPTIONS TO COVER EXERCISE PRICE AND TAXES ON A CASHLESS OPTION EXERCISE

Read SEC document
September 06, 2017 Filed Sep 8, 2017 21:26 UTC
Gulati RajeevVice President CTO
Exercise / conversionCOMMON STOCK 30,000 $2.09 $62,700.00
Disclosure

SEC source: 0001654954-17-008281 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 23:42 UTC
Ambrose AnthonyDirector · President
Exercise / conversionCOMMON STOCK · Derivative 70,000 $1.87 Strike: $1.87 $130,900.00
Disclosure

SEC source: 0001654954-17-006861 · section16.xml · derivative · entry 3

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 70,000 shares

Expires 2018-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 23:42 UTC
Ambrose AnthonyDirector · President
Tax withholdingCOMMON STOCK 41,716 $8.04 $335,396.64
Disclosure

SEC source: 0001654954-17-006861 · section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,469

F1 · shares: SHARES WITHHELD FROM EXERCISE OF OPTIONS TO COVER EXERCISE PRICE AND TAX WITHHOLDING ON A CASHLESS OPTION EXERCISE

Read SEC document
July 31, 2017 Filed Aug 1, 2017 23:42 UTC
Ambrose AnthonyDirector · President
Exercise / conversionCOMMON STOCK 70,000 $1.87 $130,900.00
Disclosure

SEC source: 0001654954-17-006861 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 25, 2017 22:01 UTC
HATLEN JOEL SVICE PRESIDENT
Tax withholdingCommon Stock 5,918 $8.01 $47,407.91
Disclosure

SEC source: 0001354488-17-000568 · issuerdirect_section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,257

F1 · shares: F4 HATLEN VESTINGS 5-24-17 WITH 5,918 SHARES W/H TO COVER TAXES

Read SEC document
May 24, 2017 Filed May 25, 2017 22:00 UTC
Gulati RajeevVICE PRESIDENT, CTO
Tax withholdingCommon Stock 2,000 $8.01 $16,021.60
Disclosure

SEC source: 0001354488-17-000566 · issuerdirect_section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · VICE PRESIDENT, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,365

F1 · shares: F4 GULATI VESTINGS 5-24-17 WITH 2000 SHARES W/H TO COVER TAXES

Read SEC document
May 24, 2017 Filed May 25, 2017 21:59 UTC
Ambrose AnthonyDirector · PRESIDENT
Tax withholdingCommon Stock 10,061 $8.01 $80,596.66
Disclosure

SEC source: 0001354488-17-000565 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,185

F1 · shares: F4 AMBROSE VESTINGS 5-24-17 WITH 10,061 SHARES W/H TO COVER TAXES

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May 21, 2017 Filed May 22, 2017 20:46 UTC
Ambrose AnthonyDirector · PRESIDENT
Tax withholdingCommon Stock 10,061 $7.30 $73,425.18
Disclosure

SEC source: 0001354488-17-000553 · issuerdirect_section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,246

F1 · shares: F4 AMBROSE VESTINGS 5-19-17 AND 5-21-17 WITH 10061 SHARES W/H TO COVER TAXES

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.