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Nasdaq · USD

DAIO

DATA I/O CORP

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1469
SEC CIK
0000351998
Parsed reports
189

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 22, 2020 15:01 UTC
Gulati RajeevVice President CTO
Tax withholdingcommon stock 1,482 $3.18 $4,705.35
Disclosure

SEC source: 0001654954-20-005911 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,023

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 20, 2020 Filed May 22, 2020 15:01 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingcommon stock 1,482 $3.18 $4,705.35
Disclosure

SEC source: 0001654954-20-005909 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,453

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:20 UTC
Howe Alan BDirector
Grantcommon stock 18,600 $3.01 $55,986.00
Disclosure

SEC source: 0001654954-20-005799 · section16.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,100

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:20 UTC Grantcommon stock 18,600 $3.01 $55,986.00
Disclosure

SEC source: 0001654954-20-005798 · section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,100

F1 · shares: Grant of RSU vesting earlier of 1 year or next annual meeting.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:11 UTC Grantcommon stock 18,600 $3.01 $55,986.00
Disclosure

SEC source: 0001654954-20-005795 · section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,974

F1 · shares: Grant of RSU vesting earlier of 1 year or next annual meeting.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:09 UTC Grantcommon stock 18,600 $3.01 $55,986.00
Disclosure

SEC source: 0001654954-20-005794 · section16.xml · nonDerivative · entry 1

DELAFIELD JOHN D · CIK 0001400003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

F1 · shares: Grant of RSU vesting earlier of 1 year or next annual meeting.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:52 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Grantcommon stock 40,000 $3.01 $120,400.00
Disclosure

SEC source: 0001654954-20-005791 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,574

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 18, 2020 Filed May 19, 2020 22:51 UTC
Gulati RajeevVice President CTO
Tax withholdingcommon stock 1,853 $3.01 $5,577.53
Disclosure

SEC source: 0001654954-20-005790 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,505

F2 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:51 UTC
Gulati RajeevVice President CTO
Grantcommon stock 30,000 $3.01 $90,300.00
Disclosure

SEC source: 0001654954-20-005790 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,358

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 18, 2020 Filed May 19, 2020 22:50 UTC
Ambrose AnthonyDirector · President
Tax withholdingcommon stock 4,447 $3.01 $13,385.47
Disclosure

SEC source: 0001654954-20-005789 · section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,670

F2 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:50 UTC
Ambrose AnthonyDirector · President
Grantcommon stock 90,000 $3.01 $270,900.00
Disclosure

SEC source: 0001654954-20-005789 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,117

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 18, 2020 Filed May 19, 2020 22:41 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingcommon stock 1,853 $3.01 $5,577.53
Disclosure

SEC source: 0001654954-20-005788 · section16.xml · nonDerivative · entry 2

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,935

F2 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:41 UTC
HATLEN JOEL SVice President CFO COO
Grantcommon stock 30,000 $3.01 $90,300.00
Disclosure

SEC source: 0001654954-20-005788 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,788

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 01, 2020 Filed May 4, 2020 17:57 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Tax withholdingcommon stock 4,261 $3.02 $12,868.22
Disclosure

SEC source: 0001654954-20-004859 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,574

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 20:59 UTC
Ambrose AnthonyDirector · President
Purchasecommon stock 10,000 $2.74 $27,395.00
Disclosure

SEC source: 0001654954-20-002567 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,117

F1 · shares: Open Market Purchase of DAIO shares

Read SEC document
February 01, 2020 Filed Feb 4, 2020 18:03 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Tax withholdingcommon stock 555 $4.11 $2,281.05
Disclosure

SEC source: 0001654954-20-001099 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,835

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
November 08, 2019 Filed Nov 9, 2019 00:02 UTC Purchasecommon stock 62,208 $3.70 $230,188.26
Disclosure

SEC source: 0001654954-19-012583 · section16.xml · nonDerivative · entry 1

DELAFIELD JOHN D · CIK 0001400003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · deemed to own shares held by DHPF

Disclosed balance after: 712,755

F1 · shares: Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)

F2 · shares: Delefield Hambrecht Partners Fund, LP purchased shares

Read SEC document
November 07, 2019 Filed Nov 8, 2019 22:00 UTC Purchasecommon 10,292 $3.71 $38,144.21
Disclosure

SEC source: 0001654954-19-012564 · section16.xml · nonDerivative · entry 2

DELAFIELD JOHN D · CIK 0001400003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · deemed to own shares held by DHPF

Disclosed balance after: 650,547

F1 · shares: Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)

F2 · shares: Delefield Hambrecht Partners Fund, LP purchased shares

F1 · ownership.nature: Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:00 UTC Purchasecommon stock 55,946 $3.51 $196,174.65
Disclosure

SEC source: 0001654954-19-012564 · section16.xml · nonDerivative · entry 1

DELAFIELD JOHN D · CIK 0001400003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · deemed to own shares held by DHPF

Disclosed balance after: 640,255

F1 · shares: Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)

F2 · shares: Delefield Hambrecht Partners Fund, LP purchased shares

F1 · ownership.nature: Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:28 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Tax withholdingcommon stock 555 $3.42 $1,898.10
Disclosure

SEC source: 0001654954-19-012339 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,390

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 18:21 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Tax withholdingcommon stock 555 $4.52 $2,508.60
Disclosure

SEC source: 0001654954-19-009679 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,945

Read SEC document
May 24, 2019 Filed May 28, 2019 18:40 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingcommon stock 2,459 $4.17 $10,254.03
Disclosure

SEC source: 0001654954-19-006609 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,788

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 24, 2019 Filed May 28, 2019 18:30 UTC
Gulati RajeevVice President CTO
Tax withholdingcommon stock 1,867 $4.17 $7,785.39
Disclosure

SEC source: 0001654954-19-006606 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,358

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 24, 2019 Filed May 28, 2019 18:16 UTC
Ambrose AnthonyDirector · President
Tax withholdingcommon stock 4,043 $4.17 $16,859.31
Disclosure

SEC source: 0001654954-19-006604 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,117

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:44 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingcommon stock 4,303 $4.45 $19,148.35
Disclosure

SEC source: 0001654954-19-006475 · section16.xml · nonDerivative · entry 2

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,247

F2 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:02 UTC
Ambrose AnthonyDirector · President
Tax withholdingcommon stock 7,682 $4.45 $34,184.90
Disclosure

SEC source: 0001654954-19-006467 · section16.xml · nonDerivative · entry 2

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,160

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 21, 2019 Filed May 22, 2019 17:49 UTC
Gulati RajeevVice President CTO
Tax withholdingcommon stock 3,617 $4.45 $16,095.65
Disclosure

SEC source: 0001654954-19-006465 · section16.xml · nonDerivative · entry 2

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,225

F2 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 20, 2019 Filed May 21, 2019 23:08 UTC Grantcommon stock 8,600 $4.47 $38,399.00
Disclosure

SEC source: 0001654954-19-006426 · section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 20, 2019 Filed May 21, 2019 22:52 UTC
Howe Alan BDirector
Grantcommon stock 8,600 $4.47 $38,399.00
Disclosure

SEC source: 0001654954-19-006424 · section16.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 20, 2019 Filed May 21, 2019 22:29 UTC Grantcommon stock 8,600 $4.47 $38,399.00
Disclosure

SEC source: 0001654954-19-006422 · section16.xml · nonDerivative · entry 1

Brown Douglas Wells · CIK 0001517364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,374

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:44 UTC
HATLEN JOEL SVice President CFO COO
Grantcommon stock 20,000 $4.47 $89,300.00
Disclosure

SEC source: 0001654954-19-006475 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,550

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 20, 2019 Filed May 22, 2019 18:02 UTC
Ambrose AnthonyDirector · President
Grantcommon stock 60,000 $4.47 $267,900.00
Disclosure

SEC source: 0001654954-19-006467 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,842

F2 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 20, 2019 Filed May 22, 2019 16:34 UTC Grantcommon stock 8,600 $4.47 $38,399.00
Disclosure

SEC source: 0001654954-19-006455 · section16.xml · nonDerivative · entry 1

DELAFIELD JOHN D · CIK 0001400003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document
May 20, 2019 Filed May 22, 2019 17:49 UTC
Gulati RajeevVice President CTO
Grantcommon stock 20,000 $4.47 $89,300.00
Disclosure

SEC source: 0001654954-19-006465 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,842

F1 · shares: RSU grant, vests annually over 4 years

Read SEC document
May 18, 2019 Filed May 21, 2019 17:44 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingCommon Stock 2,459 $4.66 $11,451.32
Disclosure

SEC source: 0001654954-19-006397 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,550

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:16 UTC
Gulati RajeevVice President CTO
Tax withholdingcommon stock 2,334 $4.66 $10,874.11
Disclosure

SEC source: 0001654954-19-006403 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,842

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 18, 2019 Filed May 21, 2019 18:01 UTC
Ambrose AnthonyDirector · President
Tax withholdingcommon stock 4,852 $4.66 $22,595.28
Disclosure

SEC source: 0001654954-19-006400 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,842

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 01, 2019 Filed May 3, 2019 17:07 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Grantcommon stock · Derivative 25,000 $4.98 Strike: $4.98 $124,500.00
Disclosure

SEC source: 0001654954-19-005244 · section16.xml · derivative · entry 3

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: common stock · 25,000 shares

Expires 2025-05-01

F4 · derivative.exercise_price: FMV = Average of the high and low price on grant date

F1 · derivative.exercise_date: inducement NQSO grant at FMV vesting quarterly over 4 years

Read SEC document
May 01, 2019 Filed May 3, 2019 17:07 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Grantcommon stock 7,500 $4.98 $37,350.00
Disclosure

SEC source: 0001654954-19-005244 · section16.xml · nonDerivative · entry 2

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

F3 · price: RSA Vests quarterly over 1 year

Read SEC document
May 01, 2019 Filed May 3, 2019 17:07 UTC
Tidwell Michael RVice President Mktg & Bus Dev
Grantcommon stock 50,000 $4.98 $249,000.00
Disclosure

SEC source: 0001654954-19-005244 · section16.xml · nonDerivative · entry 1

Tidwell Michael R · CIK 0001775430 · Vice President Mktg & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F2 · shares: Inducement grant RSA Vests annually over 4 years

Read SEC document
May 24, 2018 Filed May 25, 2018 17:02 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 2,000 $7.05 $14,090.00
Disclosure

SEC source: 0001654954-18-005929 · section16.xml · nonDerivative · entry 1

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,176

F1 · shares: Shares withheld to cover taxes on RSU vesting issuance.

Read SEC document
May 24, 2018 Filed May 25, 2018 15:57 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingCommon Stock 2,500 $7.05 $17,612.50
Disclosure

SEC source: 0001654954-18-005918 · section16.xml · nonDerivative · entry 1

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,009

F1 · shares: Shares withheld to cover taxes on vesting issuance.

Read SEC document
May 24, 2018 Filed May 25, 2018 16:39 UTC
Ambrose AnthonyDirector · President
Tax withholdingCommon Stock 6,250 $7.05 $44,031.25
Disclosure

SEC source: 0001654954-18-005923 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,694

F1 · shares: Shares withheld to cover taxes on RSU vesting issuance.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:05 UTC
HATLEN JOEL SVice President CFO COO
Tax withholdingCOMMON STOCK 2,500 $7.10 $17,737.50
Disclosure

SEC source: 0001654954-18-005760 · section16.xml · nonDerivative · entry 4

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,509

Read SEC document
May 21, 2018 Filed May 22, 2018 19:05 UTC
HATLEN JOEL SVice President CFO COO
GrantCOMMON STOCK 18,752 $7.10 $133,045.44
Disclosure

SEC source: 0001654954-18-005760 · section16.xml · nonDerivative · entry 3

HATLEN JOEL S · CIK 0001222541 · Vice President CFO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,009

F1 · shares: RSU GRANT VESTING ANNUALLY OVER 4 YEARS

Read SEC document
May 21, 2018 Filed May 22, 2018 18:45 UTC
Gulati RajeevVice President CTO
Tax withholdingCOMMON STOCK 2,000 $7.10 $14,190.00
Disclosure

SEC source: 0001654954-18-005756 · section16.xml · nonDerivative · entry 4

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,176

Read SEC document
May 21, 2018 Filed May 22, 2018 18:45 UTC
Gulati RajeevVice President CTO
GrantCOMMON STOCK 18,752 $7.10 $133,045.44
Disclosure

SEC source: 0001654954-18-005756 · section16.xml · nonDerivative · entry 3

Gulati Rajeev · CIK 0001582571 · Vice President CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,176

F1 · shares: RSU GRANT VESTING ANNUALLY OVER 4 YEARS

Read SEC document
May 21, 2018 Filed May 22, 2018 18:16 UTC
Ambrose AnthonyDirector · President
Tax withholdingCOMMON STOCK 6,250 $7.10 $44,343.75
Disclosure

SEC source: 0001654954-18-005754 · section16.xml · nonDerivative · entry 4

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,944

Read SEC document
May 21, 2018 Filed May 22, 2018 18:16 UTC
Ambrose AnthonyDirector · President
GrantCOMMON STOCK 45,000 $7.10 $319,275.00
Disclosure

SEC source: 0001654954-18-005754 · section16.xml · nonDerivative · entry 1

Ambrose Anthony · CIK 0001439759 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,194

F1 · shares: RSU GRANT VESTING ANNUALLY OVER 4 YEARS

Read SEC document
May 21, 2018 Filed May 22, 2018 15:51 UTC GrantCOMMON STOCK 6,000 $7.10 $42,570.00
Disclosure

SEC source: 0001654954-18-005741 · section16.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,936

F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.