Last 12 months
Inside the activity.
8 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 5 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2019 Filed Apr 30, 2019 16:52 UTC |
Bianchi Stephen MDirector · CEO and President
|
Tax withholdingCommon Stock, par value $0.01 per share | 318 | $12.00 | $3,816.00 |
DisclosureSEC source: 0001367859-19-000035 · wf-form4_155664313918700.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,227 F1 · shares: The reporting person surrendered a total of 318 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 16:55 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
Tax withholdingCommon Stock, par value $0.01 per share | 108 | $12.00 | $1,296.00 |
DisclosureSEC source: 0001367859-19-000037 · wf-form4_155664333027599.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,478 F1 · shares: The reporting person surrendered a total of 108 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:51 UTC |
Bianchi Stephen MDirector · CEO and President
|
GrantCommon Stock, par value $0.01 per share | 3,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-19-000018 · wf-form4_154870508164196.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,545 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 24, 2020, January 24, 2021 and January 24, 2022. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 14:50 UTC |
MCHUGH RICHARDDirector
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 14,240 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001367859-19-000017 · wf-form4_154870503623738.xml · derivative · entry 3 MCHUGH RICHARD · CIK 0001279160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,240 shares Expires 2020-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 14:50 UTC |
MCHUGH RICHARDDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 14,240 | $7.04 | $100,249.60 |
DisclosureSEC source: 0001367859-19-000017 · wf-form4_154870503623738.xml · nonDerivative · entry 1 MCHUGH RICHARD · CIK 0001279160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:50 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
GrantCommon Stock, par value $0.01 per share | 1,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-19-000016 · wf-form4_154870498546510.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 24, 2020, January 24, 2021 and January 24, 2022. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 13:03 UTC |
Bianchi Stephen MDirector · CEO and President
|
Tax withholdingCommon Stock, par value $0.01 per share | 720 | $11.32 | $8,150.40 |
DisclosureSEC source: 0001367859-19-000009 · wf-form4_154816222066499.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,989 F1 · shares: The reporting person surrendered a total of 720 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 08:03 UTC |
JOHNSON REBECCAVice President/Controller
|
Tax withholdingCommon Stock, par value $0.01 per share | 78 | $11.32 | $882.96 |
DisclosureSEC source: 0001367859-19-000008 · wf-form4_154816218452703.xml · nonDerivative · entry 1 JOHNSON REBECCA · CIK 0001279169 · Vice President/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,668 F1 · shares: The reporting person surrendered a total of 78 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 18:17 UTC |
Bianchi Stephen MDirector · CEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $11.85 | $2,370.00 |
DisclosureSEC source: 0001367859-18-000166 · wf-form4_154299704026735.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,709 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 12:13 UTC |
Bourget Kristina MDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $11.99 | $11,990.00 |
DisclosureSEC source: 0001367859-18-000163 · wf-form4_154273399585975.xml · nonDerivative · entry 1 Bourget Kristina M · CIK 0001736360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,970 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:13 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 600 | $11.99 | $7,194.00 |
DisclosureSEC source: 0001367859-18-000164 · wf-form4_154273401786359.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,156 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 20:44 UTC |
MOLL JAMES DDirector
|
PurchaseCommon Stock, par value $0.01 per share | 501 | $12.15 | $6,087.15 |
DisclosureSEC source: 0001367859-18-000158 · wf-form4_154231464383486.xml · nonDerivative · entry 2 MOLL JAMES D · CIK 0001235998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,374 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 20:44 UTC |
MOLL JAMES DDirector
|
PurchaseCommon Stock, par value $0.01 per share | 499 | $12.27 | $6,120.78 |
DisclosureSEC source: 0001367859-18-000158 · wf-form4_154231464383486.xml · nonDerivative · entry 1 MOLL JAMES D · CIK 0001235998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,873 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:02 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $12.27 | $6,135.00 |
DisclosureSEC source: 0001367859-18-000160 · wf-form4_154231572917419.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 24,556 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:10 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.46 | $12,460.00 |
DisclosureSEC source: 0001367859-18-000156 · wf-form4_154223340269284.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 24,056 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 20:32 UTC |
SKARVAN KATHLEENDirector of Subsidiary
|
GrantCommon Stock, par value $0.01 per share | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000154 · wf-form4_154214114420147.xml · nonDerivative · entry 1 SKARVAN KATHLEEN · CIK 0001266296 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 20:29 UTC |
Conner Michael RDirector of Subsidiary
|
GrantCommon Stock, par value $0.01 per share | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000152 · wf-form4_154214094783095.xml · nonDerivative · entry 1 Conner Michael R · CIK 0001758518 · Director of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 19:47 UTC |
Bianchi Stephen MDirector · CEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $12.22 | $6,110.00 |
DisclosureSEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,509 Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 19:47 UTC |
Bianchi Stephen MDirector · CEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 300 | $12.50 | $3,750.00 |
DisclosureSEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 3 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 32,081 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 19:47 UTC |
Bianchi Stephen MDirector · CEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $12.49 | $6,245.00 |
DisclosureSEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,009 Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 21:53 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $12.50 | $6,250.00 |
DisclosureSEC source: 0001367859-18-000139 · wf-form4_154119560572350.xml · nonDerivative · entry 2 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 23,056 F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 20:47 UTC |
Bianchi Stephen MDirector · CEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $12.50 | $12,500.00 |
DisclosureSEC source: 0001367859-18-000137 · wf-form4_154119160496032.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 31,781 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:53 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
Tax withholdingCommon Stock, par value $0.01 per share | 415 | $12.75 | $5,291.25 |
DisclosureSEC source: 0001367859-18-000139 · wf-form4_154119560572350.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,905 F1 · shares: The reporting person surrendered a total of 581 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 08:40 UTC |
Bourget Kristina MDirector
|
GrantCommon Stock, par value $0.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000135 · wf-form4_154081680994971.xml · nonDerivative · entry 1 Bourget Kristina M · CIK 0001736360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,970 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:38 UTC |
Olson Timothy LDirector
|
GrantCommon Stock, par value $0.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000132 · wf-form4_154081669276007.xml · nonDerivative · entry 1 Olson Timothy L · CIK 0001736138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 08:39 UTC |
MCHUGH RICHARDDirector
|
GrantCommon Stock, par value $0.01 per share | 2,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000134 · wf-form4_154081677361760.xml · nonDerivative · entry 1 MCHUGH RICHARD · CIK 0001279160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,497 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:37 UTC |
MOLL JAMES DDirector
|
GrantCommon Stock, par value $0.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000130 · wf-form4_154081661735319.xml · nonDerivative · entry 1 MOLL JAMES D · CIK 0001235998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,374 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:39 UTC |
Swenson Michael LDirector
|
GrantCommon Stock, par value $.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000133 · wf-form4_154081673070717.xml · nonDerivative · entry 1 Swenson Michael L · CIK 0001384583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:37 UTC |
Lang James RDirector
|
GrantCommon Stock, par value $.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000131 · wf-form4_154081665495143.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:36 UTC |
FELBER FRANCIS EDirector
|
GrantCommon Stock, par value $0.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000129 · wf-form4_154081657928317.xml · nonDerivative · entry 1 FELBER FRANCIS E · CIK 0001717677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 18:57 UTC |
Bourget Kristina MDirector
|
ConversionSeries A Preferred Stock · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000114 · wf-form4_153817543663815.xml · derivative · entry 2 Bourget Kristina M · CIK 0001736360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 18:57 UTC |
Bourget Kristina MDirector
|
ConversionCommon Stock, par value $0.01 per share | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000114 · wf-form4_153817543663815.xml · nonDerivative · entry 1 Bourget Kristina M · CIK 0001736360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
Olson Timothy LDirector
|
ConversionSeries A Preferred Stock · Derivative | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000112 · wf-form4_153817535876234.xml · derivative · entry 2 Olson Timothy L · CIK 0001736138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
Olson Timothy LDirector
|
ConversionCommon Stock, par value $0.01 per share | 3,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000112 · wf-form4_153817535876234.xml · nonDerivative · entry 1 Olson Timothy L · CIK 0001736138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:55 UTC |
Bianchi Stephen MDirector · CEO and President
|
ConversionSeries A Preferred Stock · Derivative | 1,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000111 · wf-form4_153817531790379.xml · derivative · entry 3 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 11,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:55 UTC |
Bianchi Stephen MDirector · CEO and President
|
ConversionCommon Stock, par value $0.01 per share | 11,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000111 · wf-form4_153817531790379.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 30,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
MOLL JAMES DDirector
|
ConversionSeries A Preferred Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000110 · wf-form4_153817527377401.xml · derivative · entry 3 MOLL JAMES D · CIK 0001235998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
MOLL JAMES DDirector
|
ConversionCommon Stock, par value $0.01 per share | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000110 · wf-form4_153817527377401.xml · nonDerivative · entry 1 MOLL JAMES D · CIK 0001235998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:43 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
ConversionSeries A Preferred Stock · Derivative | 769 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000101 · wf-form4_153817461118999.xml · derivative · entry 3 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 7,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:43 UTC |
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
|
ConversionCommon Stock, par value $0.01 per share | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000101 · wf-form4_153817461118999.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 22,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:58 UTC |
Swenson Michael LDirector
|
ConversionSeries A Preferred Stock · Derivative | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000115 · wf-form4_153817547335717.xml · derivative · entry 3 Swenson Michael L · CIK 0001384583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 3,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:58 UTC |
Swenson Michael LDirector
|
ConversionCommon Stock, par value $.01 per share | 3,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000115 · wf-form4_153817547335717.xml · nonDerivative · entry 1 Swenson Michael L · CIK 0001384583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
FELBER FRANCIS EDirector
|
ConversionSeries A Preferred Stock · Derivative | 769 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · derivative · entry 5 FELBER FRANCIS E · CIK 0001717677 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By AG Risk Managers LLC Disclosed balance after: 0 Underlying: Common Stock · 7,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
FELBER FRANCIS EDirector
|
ConversionSeries A Preferred Stock · Derivative | 769 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · derivative · entry 4 FELBER FRANCIS E · CIK 0001717677 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 7,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
FELBER FRANCIS EDirector
|
ConversionCommon Stock, par value $0.01 per share | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · nonDerivative · entry 2 FELBER FRANCIS E · CIK 0001717677 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ag Risk Managers LLC Disclosed balance after: 7,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:56 UTC |
FELBER FRANCIS EDirector
|
ConversionCommon Stock, par value $0.01 per share | 7,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · nonDerivative · entry 1 FELBER FRANCIS E · CIK 0001717677 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 12,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
Lang James RDirector
|
ConversionSeries A Preferred Stock · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 7 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 0 Underlying: Common Stock · 8,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
Lang James RDirector
|
ConversionSeries A Preferred Stock · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 6 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 19,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
Lang James RDirector
|
ConversionCommon Stock, par value $.01 per share | 8,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 2 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 8,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC |
Lang James RDirector
|
ConversionCommon Stock, par value $.01 per share | 19,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 49,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.