Tapewire

Nasdaq · USD

CZWI

Citizens Community Bancorp Inc.

Export transactions ↓
Tapewire entity
6317
SEC CIK
0001367859
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202657
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2019 Filed Apr 30, 2019 16:52 UTC
Bianchi Stephen MDirector · CEO and President
Tax withholdingCommon Stock, par value $0.01 per share 318 $12.00 $3,816.00
Disclosure

SEC source: 0001367859-19-000035 · wf-form4_155664313918700.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,227

F1 · shares: The reporting person surrendered a total of 318 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 16:55 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
Tax withholdingCommon Stock, par value $0.01 per share 108 $12.00 $1,296.00
Disclosure

SEC source: 0001367859-19-000037 · wf-form4_155664333027599.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

F1 · shares: The reporting person surrendered a total of 108 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:51 UTC
Bianchi Stephen MDirector · CEO and President
GrantCommon Stock, par value $0.01 per share 3,556 $0.00 $0.00
Disclosure

SEC source: 0001367859-19-000018 · wf-form4_154870508164196.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,545

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 24, 2020, January 24, 2021 and January 24, 2022.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 14:50 UTC Exercise / conversionCommon Stock Option (right to buy) · Derivative 14,240 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0001367859-19-000017 · wf-form4_154870503623738.xml · derivative · entry 3

MCHUGH RICHARD · CIK 0001279160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,240 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 14:50 UTC Exercise / conversionCommon Stock, par value $0.01 per share 14,240 $7.04 $100,249.60
Disclosure

SEC source: 0001367859-19-000017 · wf-form4_154870503623738.xml · nonDerivative · entry 1

MCHUGH RICHARD · CIK 0001279160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:50 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
GrantCommon Stock, par value $0.01 per share 1,681 $0.00 $0.00
Disclosure

SEC source: 0001367859-19-000016 · wf-form4_154870498546510.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,586

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 24, 2020, January 24, 2021 and January 24, 2022.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 13:03 UTC
Bianchi Stephen MDirector · CEO and President
Tax withholdingCommon Stock, par value $0.01 per share 720 $11.32 $8,150.40
Disclosure

SEC source: 0001367859-19-000009 · wf-form4_154816222066499.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,989

F1 · shares: The reporting person surrendered a total of 720 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 08:03 UTC
JOHNSON REBECCAVice President/Controller
Tax withholdingCommon Stock, par value $0.01 per share 78 $11.32 $882.96
Disclosure

SEC source: 0001367859-19-000008 · wf-form4_154816218452703.xml · nonDerivative · entry 1

JOHNSON REBECCA · CIK 0001279169 · Vice President/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

F1 · shares: The reporting person surrendered a total of 78 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:17 UTC
Bianchi Stephen MDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 200 $11.85 $2,370.00
Disclosure

SEC source: 0001367859-18-000166 · wf-form4_154299704026735.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,709

Read SEC document
November 16, 2018 Filed Nov 20, 2018 12:13 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $11.99 $11,990.00
Disclosure

SEC source: 0001367859-18-000163 · wf-form4_154273399585975.xml · nonDerivative · entry 1

Bourget Kristina M · CIK 0001736360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,970

Read SEC document
November 16, 2018 Filed Nov 20, 2018 17:13 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
PurchaseCommon Stock, par value $0.01 per share 600 $11.99 $7,194.00
Disclosure

SEC source: 0001367859-18-000164 · wf-form4_154273401786359.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 25,156

F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 20:44 UTC
MOLL JAMES DDirector
PurchaseCommon Stock, par value $0.01 per share 501 $12.15 $6,087.15
Disclosure

SEC source: 0001367859-18-000158 · wf-form4_154231464383486.xml · nonDerivative · entry 2

MOLL JAMES D · CIK 0001235998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,374

Read SEC document
November 14, 2018 Filed Nov 15, 2018 20:44 UTC
MOLL JAMES DDirector
PurchaseCommon Stock, par value $0.01 per share 499 $12.27 $6,120.78
Disclosure

SEC source: 0001367859-18-000158 · wf-form4_154231464383486.xml · nonDerivative · entry 1

MOLL JAMES D · CIK 0001235998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,873

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:02 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
PurchaseCommon Stock, par value $0.01 per share 500 $12.27 $6,135.00
Disclosure

SEC source: 0001367859-18-000160 · wf-form4_154231572917419.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 24,556

F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:10 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
PurchaseCommon Stock, par value $0.01 per share 1,000 $12.46 $12,460.00
Disclosure

SEC source: 0001367859-18-000156 · wf-form4_154223340269284.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 24,056

F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:32 UTC
SKARVAN KATHLEENDirector of Subsidiary
GrantCommon Stock, par value $0.01 per share 1,354 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000154 · wf-form4_154214114420147.xml · nonDerivative · entry 1

SKARVAN KATHLEEN · CIK 0001266296 · Director of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:29 UTC
Conner Michael RDirector of Subsidiary
GrantCommon Stock, par value $0.01 per share 1,354 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000152 · wf-form4_154214094783095.xml · nonDerivative · entry 1

Conner Michael R · CIK 0001758518 · Director of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,431

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 19:47 UTC
Bianchi Stephen MDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 500 $12.22 $6,110.00
Disclosure

SEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 2

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,509

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:47 UTC
Bianchi Stephen MDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 300 $12.50 $3,750.00
Disclosure

SEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 3

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 32,081

F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 19:47 UTC
Bianchi Stephen MDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 500 $12.49 $6,245.00
Disclosure

SEC source: 0001367859-18-000141 · wf-form4_154170645473245.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,009

Read SEC document
November 02, 2018 Filed Nov 2, 2018 21:53 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
PurchaseCommon Stock, par value $0.01 per share 500 $12.50 $6,250.00
Disclosure

SEC source: 0001367859-18-000139 · wf-form4_154119560572350.xml · nonDerivative · entry 2

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 23,056

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:47 UTC
Bianchi Stephen MDirector · CEO and President
PurchaseCommon Stock, par value $0.01 per share 1,000 $12.50 $12,500.00
Disclosure

SEC source: 0001367859-18-000137 · wf-form4_154119160496032.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 31,781

F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:53 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
Tax withholdingCommon Stock, par value $0.01 per share 415 $12.75 $5,291.25
Disclosure

SEC source: 0001367859-18-000139 · wf-form4_154119560572350.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905

F1 · shares: The reporting person surrendered a total of 581 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2008 Equity Incentive Plan.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 08:40 UTC GrantCommon Stock, par value $0.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000135 · wf-form4_154081680994971.xml · nonDerivative · entry 1

Bourget Kristina M · CIK 0001736360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 12:38 UTC GrantCommon Stock, par value $0.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000132 · wf-form4_154081669276007.xml · nonDerivative · entry 1

Olson Timothy L · CIK 0001736138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 08:39 UTC GrantCommon Stock, par value $0.01 per share 2,358 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000134 · wf-form4_154081677361760.xml · nonDerivative · entry 1

MCHUGH RICHARD · CIK 0001279160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,497

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 12:37 UTC
MOLL JAMES DDirector
GrantCommon Stock, par value $0.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000130 · wf-form4_154081661735319.xml · nonDerivative · entry 1

MOLL JAMES D · CIK 0001235998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,374

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 12:39 UTC GrantCommon Stock, par value $.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000133 · wf-form4_154081673070717.xml · nonDerivative · entry 1

Swenson Michael L · CIK 0001384583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,307

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 12:37 UTC
Lang James RDirector
GrantCommon Stock, par value $.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000131 · wf-form4_154081665495143.xml · nonDerivative · entry 1

Lang James R · CIK 0001563435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 12:36 UTC GrantCommon Stock, par value $0.01 per share 1,792 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000129 · wf-form4_154081657928317.xml · nonDerivative · entry 1

FELBER FRANCIS E · CIK 0001717677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 18:57 UTC ConversionSeries A Preferred Stock · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000114 · wf-form4_153817543663815.xml · derivative · entry 2

Bourget Kristina M · CIK 0001736360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 18:57 UTC ConversionCommon Stock, par value $0.01 per share 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000114 · wf-form4_153817543663815.xml · nonDerivative · entry 1

Bourget Kristina M · CIK 0001736360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionSeries A Preferred Stock · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000112 · wf-form4_153817535876234.xml · derivative · entry 2

Olson Timothy L · CIK 0001736138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionCommon Stock, par value $0.01 per share 3,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000112 · wf-form4_153817535876234.xml · nonDerivative · entry 1

Olson Timothy L · CIK 0001736138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:55 UTC
Bianchi Stephen MDirector · CEO and President
ConversionSeries A Preferred Stock · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000111 · wf-form4_153817531790379.xml · derivative · entry 3

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 11,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:55 UTC
Bianchi Stephen MDirector · CEO and President
ConversionCommon Stock, par value $0.01 per share 11,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000111 · wf-form4_153817531790379.xml · nonDerivative · entry 1

Bianchi Stephen M · CIK 0001497054 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 30,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
MOLL JAMES DDirector
ConversionSeries A Preferred Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000110 · wf-form4_153817527377401.xml · derivative · entry 3

MOLL JAMES D · CIK 0001235998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
MOLL JAMES DDirector
ConversionCommon Stock, par value $0.01 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000110 · wf-form4_153817527377401.xml · nonDerivative · entry 1

MOLL JAMES D · CIK 0001235998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:43 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
ConversionSeries A Preferred Stock · Derivative 769 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000101 · wf-form4_153817461118999.xml · derivative · entry 3

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 7,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:43 UTC
BROUCEK JAMES SEVP/CFO/Treasurer/Secretary
ConversionCommon Stock, par value $0.01 per share 7,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000101 · wf-form4_153817461118999.xml · nonDerivative · entry 1

BROUCEK JAMES S · CIK 0001204872 · EVP/CFO/Treasurer/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 22,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:58 UTC ConversionSeries A Preferred Stock · Derivative 385 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000115 · wf-form4_153817547335717.xml · derivative · entry 3

Swenson Michael L · CIK 0001384583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:58 UTC ConversionCommon Stock, par value $.01 per share 3,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000115 · wf-form4_153817547335717.xml · nonDerivative · entry 1

Swenson Michael L · CIK 0001384583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionSeries A Preferred Stock · Derivative 769 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · derivative · entry 5

FELBER FRANCIS E · CIK 0001717677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By AG Risk Managers LLC

Disclosed balance after: 0

Underlying: Common Stock · 7,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionSeries A Preferred Stock · Derivative 769 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · derivative · entry 4

FELBER FRANCIS E · CIK 0001717677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 7,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionCommon Stock, par value $0.01 per share 7,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · nonDerivative · entry 2

FELBER FRANCIS E · CIK 0001717677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ag Risk Managers LLC

Disclosed balance after: 7,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:56 UTC ConversionCommon Stock, par value $0.01 per share 7,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000113 · wf-form4_153817540038427.xml · nonDerivative · entry 1

FELBER FRANCIS E · CIK 0001717677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 12,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
Lang James RDirector
ConversionSeries A Preferred Stock · Derivative 846 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 7

Lang James R · CIK 0001563435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 0

Underlying: Common Stock · 8,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
Lang James RDirector
ConversionSeries A Preferred Stock · Derivative 1,923 $0.00 $0.00
Disclosure

SEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 6

Lang James R · CIK 0001563435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Common Stock · 19,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
Lang James RDirector
ConversionCommon Stock, par value $.01 per share 8,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 2

Lang James R · CIK 0001563435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Roth IRA

Disclosed balance after: 8,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 22:54 UTC
Lang James RDirector
ConversionCommon Stock, par value $.01 per share 19,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 1

Lang James R · CIK 0001563435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 49,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date.

F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.