Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2020 Filed Jul 23, 2020 00:14 UTC |
HAWKINS JAMES BDirector
|
Exercise / conversionCommon Stock | 4,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020108 · doc4.xml · nonDerivative · entry 4 HAWKINS JAMES B · CIK 0000898243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 23, 2020 00:14 UTC |
HAWKINS JAMES BDirector
|
Exercise / conversionCommon Stock | 6,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020108 · doc4.xml · nonDerivative · entry 3 HAWKINS JAMES B · CIK 0000898243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 23, 2020 00:14 UTC |
HAWKINS JAMES BDirector
|
Exercise / conversionCommon Stock | 17,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020108 · doc4.xml · nonDerivative · entry 2 HAWKINS JAMES B · CIK 0000898243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 23, 2020 00:14 UTC |
HAWKINS JAMES BDirector
|
Exercise / conversionCommon Stock | 9,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020108 · doc4.xml · nonDerivative · entry 1 HAWKINS JAMES B · CIK 0000898243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 21:42 UTC |
KORNSTEIN DON RDirector
|
GrantCommon Stock | 27,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020126 · doc4.xml · nonDerivative · entry 1 KORNSTEIN DON R · CIK 0001023115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,725 F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of shares of New Caesars common stock reported above and an amount in cash (based on the cash election consideration of approximately $12.41) in exchange for 123,383 shares of Old Caesars common stock. F2 · shares: For purposes of filing this Form 4, the number of shares of New Caesars common stock is estimated based on the reporting person's election under the Merger Agreement, and will be updated if the final number differs materially from this estimate. F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of shares of New Caesars common stock reported above and an amount in cash (based on the cash election consideration of approximately $12.41) in exchange for 123,383 shares of Old Caesars common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · derivative · entry 6 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,945 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. F3 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · derivative · entry 5 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,305 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. F2 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · derivative · entry 4 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,612 shares Expires 2020-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. F1 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionCommon Stock | 2,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · nonDerivative · entry 3 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionCommon Stock | 4,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · nonDerivative · entry 2 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:12 UTC |
Kozicz Gregory J.Director
|
Exercise / conversionCommon Stock | 4,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020105 · doc4.xml · nonDerivative · entry 1 Kozicz Gregory J. · CIK 0001481431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 21:01 UTC |
COZZA KEITHDirector
|
GrantCommon Stock | 8,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020122 · doc4.xml · nonDerivative · entry 1 COZZA KEITH · CIK 0001559415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). F2 · shares: (continued from footnote 1) At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,256 units to acquire shares of Old Caesars common stock. The reporting person has previously elected to defer receipt of these shares until separation from service. F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). F2 · price: (continued from footnote 1) At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,256 units to acquire shares of Old Caesars common stock. The reporting person has previously elected to defer receipt of these shares until separation from service. Read SEC document |
| July 20, 2020 Filed Jul 23, 2020 01:06 UTC |
MATHER COURTNEYDirector
|
GrantCommon Stock | 8,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020124 · doc4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,164 F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,463 units to acquire shares of Old Caesars common stock. F2 · shares: (Continued from Footnote 1) The reporting person has previously elected to defer receipt of these shares until separation from service. F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger"). At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,463 units to acquire shares of Old Caesars common stock. F2 · price: (Continued from Footnote 1) The reporting person has previously elected to defer receipt of these shares until separation from service. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:11 UTC |
Quatmann Edmund L JrChief Legal Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027071 · doc4.xml · derivative · entry 3 Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Underlying: Common Stock · 9,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units were awarded 4/4/2018 and vested on 5/3/2020. F2 · derivative.expiration_date: Restricted stock units were awarded 4/4/2018 and vested on 5/3/2020. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:11 UTC |
Quatmann Edmund L JrChief Legal Officer
|
Tax withholdingCommon Stock | 2,282 | $18.93 | $43,198.26 |
DisclosureSEC source: 0001209191-20-027071 · doc4.xml · nonDerivative · entry 2 Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,601 Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:11 UTC |
Quatmann Edmund L JrChief Legal Officer
|
Exercise / conversionCommon Stock | 9,368 | $18.93 | $177,336.24 |
DisclosureSEC source: 0001209191-20-027071 · doc4.xml · nonDerivative · entry 1 Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:14 UTC |
Yunker BretChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 30,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027082 · doc4.xml · derivative · entry 3 Yunker Bret · CIK 0001766886 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units were awarded on 5/2/2019 and vested on 5/2/2020 F2 · derivative.expiration_date: Restricted stock units were awarded on 5/2/2019 and vested on 5/2/2020 Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:14 UTC |
Yunker BretChief Financial Officer
|
Tax withholdingCommon Stock | 11,963 | $18.93 | $226,459.59 |
DisclosureSEC source: 0001209191-20-027082 · doc4.xml · nonDerivative · entry 2 Yunker Bret · CIK 0001766886 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,284 Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:14 UTC |
Yunker BretChief Financial Officer
|
Exercise / conversionCommon Stock | 30,400 | $18.93 | $575,472.00 |
DisclosureSEC source: 0001209191-20-027082 · doc4.xml · nonDerivative · entry 1 Yunker Bret · CIK 0001766886 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 14,735 | $7.49 | $110,365.15 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 8 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,604,325 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.26 to $7.86, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 156,807 | $6.92 | $1,085,104.44 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 7 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,619,060 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.26 to $7.25, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 121,835 | $15.10 | $1,839,708.50 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 6 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775,867 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $15.64, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 100,987 | $14.00 | $1,413,818.00 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 5 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,897,702 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $14.75, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 170,612 | $13.13 | $2,240,135.56 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 4 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998,689 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $13.75, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 632,045 | $12.20 | $7,710,949.00 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 3 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,169,301 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.76 to $12.75, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 688,431 | $11.23 | $7,731,080.13 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 2 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,801,346 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.76 to $11.75, inclusive. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:05 UTC |
Recreational Enterprises, Inc.10% owner
|
SaleCommon Stock | 640,090 | $10.23 | $6,548,120.70 |
DisclosureSEC source: 0000899243-20-008993 · doc4.xml · nonDerivative · entry 1 Recreational Enterprises, Inc. · CIK 0001619509 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489,777 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.76 to $10.75, inclusive. The reporting person undertakes to provide to Eldorado Resorts, Inc. ("ERI"), any security holder of ERI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7), (8), (9) and (10) to this Form 4. F1 · acquired: These shares are owned directly by Recreational Enterprises, Inc.'s ("REI"). The Donald L. Carano Family Trust, which holds a direct ownership interest in REI, is an indirect beneficial owner of the reported securities. F3 · ownership.direct: These shares were sold to satisfy a margin call under a margin loan agreement with a third party commercial bank. As a result of the sales reported in this Form 4, REI's obligations under the margin loan have been satisfied in full and no shares of Common Stock owned by REI are pledged as collateral. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:37 UTC |
Carano Gary L.Director · Exec. Chairman of the Board
|
GrantRestricted Stock Unit · Derivative | 42,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013911 · doc4.xml · derivative · entry 1 Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,792 Underlying: Common Stock · 42,792 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:45 UTC |
Reeg ThomasDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 25,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013937 · doc4.xml · derivative · entry 1 Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877 Underlying: Common Stock · 25,877 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:42 UTC |
Quatmann Edmund L JrChief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 7,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013926 · doc4.xml · derivative · entry 1 Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,374 Underlying: Common Stock · 7,374 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:35 UTC |
Carano Anthony L.President and COO
|
GrantRestricted Stock Unit · Derivative | 14,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013898 · doc4.xml · derivative · entry 1 Carano Anthony L. · CIK 0001619264 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,799 Underlying: Common Stock · 14,799 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:40 UTC |
Lepori StephanieChief Administrative Officer
|
GrantRestricted Stock Unit · Derivative | 3,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013917 · doc4.xml · derivative · entry 1 Lepori Stephanie · CIK 0001663606 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 Underlying: Common Stock · 3,880 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 18:56 UTC Amendment |
Carano Gary L.Director · Exec. Chairman of the Board
|
GrantRestricted Stock Unit · Derivative | 42,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014771 · doc4a.xml · derivative · entry 1 Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,792 Underlying: Common Stock · 42,792 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 19:01 UTC Amendment |
Reeg ThomasDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 25,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014781 · doc4a.xml · derivative · entry 1 Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877 Underlying: Common Stock · 25,877 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 00:00 UTC Amendment |
Quatmann Edmund L JrChief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 7,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014777 · doc4a.xml · derivative · entry 1 Quatmann Edmund L Jr · CIK 0001356140 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,374 Underlying: Common Stock · 7,374 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:58 UTC Amendment |
Lepori StephanieChief Administrative Officer
|
GrantRestricted Stock Unit · Derivative | 3,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014774 · doc4a.xml · derivative · entry 1 Lepori Stephanie · CIK 0001663606 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 Underlying: Common Stock · 3,880 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:54 UTC Amendment |
Carano Anthony L.President and COO
|
GrantRestricted Stock Unit · Derivative | 14,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014769 · doc4a.xml · derivative · entry 1 Carano Anthony L. · CIK 0001619264 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,799 Underlying: Common Stock · 14,799 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. F2 · derivative.expiration_date: The restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan, subject to achievement of specified performance objectives which were satisfied on February 27, 2020. Previously the performance objectives were shown as being satisfied on February 26, 2020. The restricted stock units will vest and become non-forfeitable on January 1, 2021. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause,for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts,Inc. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:09 UTC |
Carano Gary L.Director · Exec. Chairman of the Board
|
Exercise / conversionRestricted Stock Unit · Derivative | 58,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005196 · doc4.xml · derivative · entry 4 Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. F3 · derivative.expiration_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:09 UTC |
Carano Gary L.Director · Exec. Chairman of the Board
|
Tax withholdingCommon Stock | 23,069 | $57.95 | $1,336,848.55 |
DisclosureSEC source: 0001209191-20-005196 · doc4.xml · nonDerivative · entry 2 Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,551 Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:09 UTC |
Carano Gary L.Director · Exec. Chairman of the Board
|
Exercise / conversionCommon Stock | 58,623 | $57.95 | $3,397,202.85 |
DisclosureSEC source: 0001209191-20-005196 · doc4.xml · nonDerivative · entry 1 Carano Gary L. · CIK 0001618255 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:15 UTC |
Reeg ThomasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 34,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005216 · doc4.xml · derivative · entry 4 Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. F3 · derivative.expiration_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:15 UTC |
Reeg ThomasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,416 | $57.95 | $777,457.20 |
DisclosureSEC source: 0001209191-20-005216 · doc4.xml · nonDerivative · entry 2 Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,668 Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 17:15 UTC |
Reeg ThomasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 34,094 | $57.95 | $1,975,747.30 |
DisclosureSEC source: 0001209191-20-005216 · doc4.xml · nonDerivative · entry 1 Reeg Thomas · CIK 0001415959 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:07 UTC |
Carano Anthony L.President and COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005190 · doc4.xml · derivative · entry 4 Carano Anthony L. · CIK 0001619264 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. F3 · derivative.expiration_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:07 UTC |
Carano Anthony L.President and COO
|
Tax withholdingCommon Stock | 6,982 | $57.95 | $404,606.90 |
DisclosureSEC source: 0001209191-20-005190 · doc4.xml · nonDerivative · entry 2 Carano Anthony L. · CIK 0001619264 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,300 Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:07 UTC |
Carano Anthony L.President and COO
|
Exercise / conversionCommon Stock | 17,741 | $57.95 | $1,028,090.95 |
DisclosureSEC source: 0001209191-20-005190 · doc4.xml · nonDerivative · entry 1 Carano Anthony L. · CIK 0001619264 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:11 UTC |
Lepori StephanieChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005203 · doc4.xml · derivative · entry 4 Lepori Stephanie · CIK 0001663606 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. F3 · derivative.expiration_date: Restricted stock units were awarded on 1/27/2017 and vested on 1/27/2020. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:11 UTC |
Lepori StephanieChief Administrative Officer
|
Tax withholdingCommon Stock | 1,691 | $57.95 | $97,993.45 |
DisclosureSEC source: 0001209191-20-005203 · doc4.xml · nonDerivative · entry 2 Lepori Stephanie · CIK 0001663606 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,392 Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:11 UTC |
Lepori StephanieChief Administrative Officer
|
Exercise / conversionCommon Stock | 6,942 | $57.95 | $402,288.90 |
DisclosureSEC source: 0001209191-20-005203 · doc4.xml · nonDerivative · entry 1 Lepori Stephanie · CIK 0001663606 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 21:53 UTC |
HAWKINS JAMES BDirector
|
GrantRestricted Stock Unit · Derivative | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005171 · doc4.xml · derivative · entry 1 HAWKINS JAMES B · CIK 0000898243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,945 Underlying: Common Stock · 2,945 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units were granted on January 24, 2020 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control. F2 · derivative.expiration_date: Restricted stock units were granted on January 24, 2020 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.