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COMMUNITY HEALTH SYSTEMS INC

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5628
SEC CIK
0001108109
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · derivative · entry 7

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · derivative · entry 6

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · derivative · entry 5

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

Underlying: Common Stock · 12,373 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · derivative · entry 4

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,166 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · nonDerivative · entry 3

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 12,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · nonDerivative · entry 2

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014729 · doc4.xml · nonDerivative · entry 1

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:33 UTC
Fordham Benjamin CEVP and General Counsel
Disposition to issuerPerformance Based Restricted · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014726 · doc4.xml · derivative · entry 5

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

F4 · derivative.expiration_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 26,250 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-20-014726 · doc4.xml · derivative · entry 4

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2031-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantPerformance Based Restricted · Derivative 52,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014726 · doc4.xml · derivative · entry 3

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires not disclosed

F2 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

F2 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:33 UTC
Fordham Benjamin CEVP and General Counsel
Tax withholdingCommon Stock 10,659 $4.93 $52,548.87
Disclosure

SEC source: 0001209191-20-014726 · doc4.xml · nonDerivative · entry 2

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,007

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014726 · doc4.xml · nonDerivative · entry 1

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,666

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · derivative · entry 7

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · derivative · entry 6

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · derivative · entry 5

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

Underlying: Common Stock · 12,373 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · derivative · entry 4

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,166 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · nonDerivative · entry 3

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionCommon Stock 12,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · nonDerivative · entry 2

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC Exercise / conversionCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014744 · doc4.xml · nonDerivative · entry 1

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC
SMITH WAYNE TDirector · Chairman & CEO
Disposition to issuerPerformance Based Restricted · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014743 · doc4.xml · derivative · entry 7

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

F4 · derivative.expiration_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC
SMITH WAYNE TDirector · Chairman & CEO
GrantStock Options (Right to Buy) · Derivative 112,500 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-20-014743 · doc4.xml · derivative · entry 6

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC
SMITH WAYNE TDirector · Chairman & CEO
GrantPerformance Based Restricted · Derivative 225,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014743 · doc4.xml · derivative · entry 5

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

F2 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 40% to a Cumulative Consolidated Adjusted EBITDA Growth target; 40% to a Cumulative Same-Store Net Revenue Growth target; and 20% to a Total Shareholder Return ("TSR") Percentile Rank target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC
SMITH WAYNE TDirector · Chairman & CEO
Tax withholdingCommon Stock 33,941 $4.93 $167,329.13
Disclosure

SEC source: 0001209191-20-014743 · doc4.xml · nonDerivative · entry 2

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915,041

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:42 UTC
SMITH WAYNE TDirector · Chairman & CEO
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014743 · doc4.xml · nonDerivative · entry 1

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,948,982

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:41 UTC
Simon Lynn TPresident and CMO
Disposition to issuerPerformance Based Restricted · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014742 · doc4.xml · derivative · entry 5

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F4 · derivative.exercise_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

F4 · derivative.expiration_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:41 UTC
Simon Lynn TPresident and CMO
GrantStock Options (Right to Buy) · Derivative 26,250 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-20-014742 · doc4.xml · derivative · entry 4

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2031-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:41 UTC
Simon Lynn TPresident and CMO
GrantPerformance Based Restricted · Derivative 52,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014742 · doc4.xml · derivative · entry 3

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires not disclosed

F2 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

F2 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:41 UTC
Simon Lynn TPresident and CMO
Tax withholdingCommon Stock 10,659 $4.93 $52,548.87
Disclosure

SEC source: 0001209191-20-014742 · doc4.xml · nonDerivative · entry 2

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,452

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:41 UTC
Simon Lynn TPresident and CMO
GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014742 · doc4.xml · nonDerivative · entry 1

Simon Lynn T · CIK 0001598823 · President and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,111

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:39 UTC GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014740 · doc4.xml · derivative · entry 5

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:39 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014740 · doc4.xml · derivative · entry 4

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:39 UTC Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014740 · doc4.xml · derivative · entry 3

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

Underlying: Common Stock · 12,373 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:39 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014740 · doc4.xml · nonDerivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:39 UTC Exercise / conversionCommon Stock 12,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014740 · doc4.xml · nonDerivative · entry 1

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:38 UTC GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-20-014739 · doc4.xml · derivative · entry 4

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:38 UTC GrantPerformance Based Restricted · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014739 · doc4.xml · derivative · entry 3

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

F2 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same-Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2020-2022 Performance Period.

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March 01, 2020 Filed Mar 2, 2020 23:38 UTC Tax withholdingCommon Stock 2,809 $4.93 $13,848.37
Disclosure

SEC source: 0001209191-20-014739 · doc4.xml · nonDerivative · entry 2

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,651

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March 01, 2020 Filed Mar 2, 2020 23:38 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014739 · doc4.xml · nonDerivative · entry 1

Johnson Jason K · CIK 0001798438 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,460

F1 · shares: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

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March 01, 2020 Filed Mar 2, 2020 23:37 UTC GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · derivative · entry 7

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

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March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · derivative · entry 6

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · derivative · entry 5

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

Underlying: Common Stock · 12,373 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · derivative · entry 4

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,166 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · nonDerivative · entry 3

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionCommon Stock 12,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · nonDerivative · entry 2

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:37 UTC Exercise / conversionCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014738 · doc4.xml · nonDerivative · entry 1

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:36 UTC GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014736 · doc4.xml · derivative · entry 3

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

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March 01, 2020 Filed Mar 2, 2020 23:36 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014736 · doc4.xml · derivative · entry 2

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:36 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014736 · doc4.xml · nonDerivative · entry 1

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:35 UTC
Hingtgen TimDirector · President and COO
Disposition to issuerPerformance Based Restricted · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014733 · doc4.xml · derivative · entry 5

Hingtgen Tim · CIK 0001598637 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F4 · derivative.exercise_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

F4 · derivative.expiration_date: The vesting of these performance-based restricted shares was subject to the Issuer's attainment of certain performance objectives between 1/1/2017 and 12/31/2019. These performance objectives were not attained so the restricted shares have been forfeited.

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March 01, 2020 Filed Mar 2, 2020 23:35 UTC
Hingtgen TimDirector · President and COO
GrantStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-20-014733 · doc4.xml · derivative · entry 4

Hingtgen Tim · CIK 0001598637 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-02-28

F3 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.