Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2021 Filed Sep 28, 2021 01:26 UTC |
Naydenov Jordan GDirector
|
Exercise / conversionCommon Stock | 888,888 | $0.45 | $399,999.60 |
DisclosureSEC source: 0000899243-21-037904 · doc4.xml · nonDerivative · entry 1 Naydenov Jordan G · CIK 0001469618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,590,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:49 UTC |
Pourhassan NaderDirector · President & CEO
|
GrantCommon stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032402 · doc4.xml · nonDerivative · entry 2 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850,688 F2 · shares: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. F2 · price: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:49 UTC |
Pourhassan NaderDirector · President & CEO
|
GrantCommon stock | 75,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032402 · doc4.xml · nonDerivative · entry 1 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650,688 F1 · shares: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. F1 · price: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:40 UTC |
Kelly Scott A.Director · Chairman & CMO
|
GrantCommon stock | 153,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032395 · doc4.xml · nonDerivative · entry 2 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935,063 F2 · shares: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. F2 · price: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:40 UTC |
Kelly Scott A.Director · Chairman & CMO
|
GrantCommon stock | 40,661 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032395 · doc4.xml · nonDerivative · entry 1 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781,713 F1 · shares: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. F1 · price: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:19 UTC |
Ray Nitya G.Chief Technology Officer
|
GrantNon-qualified stock option (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0000899243-21-032389 · doc4.xml · derivative · entry 3 Ray Nitya G. · CIK 0001709522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common stock · 500,000 shares Expires 2031-08-06 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 6, 2022. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:19 UTC |
Ray Nitya G.Chief Technology Officer
|
GrantCommon stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032389 · doc4.xml · nonDerivative · entry 2 Ray Nitya G. · CIK 0001709522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,301 F2 · shares: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. F2 · price: Represents shares received in satisfaction of performance share award based on the achievement of specified performance goals for the fiscal year ended May 31, 2021, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:19 UTC |
Ray Nitya G.Chief Technology Officer
|
GrantCommon stock | 34,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032389 · doc4.xml · nonDerivative · entry 1 Ray Nitya G. · CIK 0001709522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,801 F1 · shares: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. F1 · price: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
Recknor Chris PChief Operating Officer
|
GrantNon-qualified stock option (right to buy) · Derivative | 1,450,000 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0000899243-21-032385 · doc4.xml · derivative · entry 2 Recknor Chris P · CIK 0001850917 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,000 Underlying: Common stock · 1,450,000 shares Expires 2031-08-06 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 6, 2022. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:17 UTC |
Recknor Chris PChief Operating Officer
|
GrantCommon stock | 19,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032385 · doc4.xml · nonDerivative · entry 1 Recknor Chris P · CIK 0001850917 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,050 F1 · shares: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. F1 · price: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:19 UTC |
Migliarese AntonioChief Financial Officer
|
GrantNon-qualified stock option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0000899243-21-032387 · doc4.xml · derivative · entry 2 Migliarese Antonio · CIK 0001864040 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common stock · 1,000,000 shares Expires 2031-08-06 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 6, 2022. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:19 UTC |
Migliarese AntonioChief Financial Officer
|
GrantCommon stock | 3,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032387 · doc4.xml · nonDerivative · entry 1 Migliarese Antonio · CIK 0001864040 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,023 F1 · shares: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. F1 · price: Represents shares received in lieu of 50% of a cash incentive bonus paid for services performed during the fiscal year ended May 31, 2021, which may be paid (a) 100% in cash or (b) 50% in stock and 50% in cash, as determined by the issuer's compensation committee of the board of directors. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:27 UTC |
Naydenov Jordan GDirector
|
OtherWarrant (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001807094-21-000003 · primary_doc.xml · derivative · entry 2 Naydenov Jordan G · CIK 0001469618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2021-05-10 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:27 UTC |
Naydenov Jordan GDirector
|
OtherCommon Stock | 250,000 | $1.35 | $337,500.00 |
DisclosureSEC source: 0001807094-21-000003 · primary_doc.xml · nonDerivative · entry 1 Naydenov Jordan G · CIK 0001469618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,701,323 Read SEC document |
| February 05, 2021 Filed Feb 5, 2021 14:08 UTC |
Kelly Scott A.Director · Chairman & CMO
|
Disposition to issuerWarrant (right to buy) · Derivative | 166,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001807094-21-000001 · primary_doc.xml · derivative · entry 2 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 166,666 shares Expires 2021-02-10 Read SEC document |
| February 05, 2021 Filed Feb 5, 2021 14:08 UTC |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 166,000 | $0.75 | $124,500.00 |
DisclosureSEC source: 0001807094-21-000001 · primary_doc.xml · nonDerivative · entry 1 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 782,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person disclaims beneficial ownership of the shares held by his spouse and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · derivative · entry 11 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · derivative · entry 10 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · derivative · entry 9 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2025-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 161,801 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · derivative · entry 8 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,801 shares Expires 2025-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 12,100 | $7.00 | $84,700.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 7 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,081 Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 453,997 | $6.61 | $3,003,008.56 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 6 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,181 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.99. The price above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 245,704 | $5.49 | $1,349,848.64 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 5 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,178 F1 · kind: The sale transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan the Reporting Person entered into on November 12, 2020. The plan provides for the periodic sales by the Reporting Person's broker without further action by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $5.03 to $5.98. The price above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 100,000 | $1.40 | $140,000.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 4 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 300,000 | $1.09 | $327,000.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 3 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 150,000 | $0.90 | $135,000.00 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 2 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:21 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 161,801 | $0.87 | $140,766.87 |
DisclosureSEC source: 0001807094-20-000031 · primary_doc.xml · nonDerivative · entry 1 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 88,199 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 17 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,801 Underlying: Common Stock · 88,199 shares Expires 2025-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fifty percent (50%) of the reported option became fully vested in 2016 and 50% was forfeited. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 16 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The reported option became fully vested on grant date. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 201,598 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 15 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 201,598 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 585,797 | $5.58 | $3,269,918.85 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 10 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,081 F4 · price: This transaction was executed in multiple trades at prices ranging from $5.03 to $6.00. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 88,199 | $0.87 | $76,733.13 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 9 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 300,000 | $0.80 | $240,000.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 8 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 201,598 | $0.57 | $114,910.86 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 7 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 88,199 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · derivative · entry 17 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,801 Underlying: Common Stock · 88,199 shares Expires 2025-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fifty percent (50%) of the reported option became fully vested in 2016 and 50% was forfeited. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · derivative · entry 16 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The reported option became fully vested on grant date. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 201,598 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · derivative · entry 15 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 201,598 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 589,797 | $5.58 | $3,292,246.85 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · nonDerivative · entry 10 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,081 F4 · price: This transaction was executed in multiple trades at prices ranging from $5.03 to $6.00. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 88,199 | $0.87 | $76,733.13 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · nonDerivative · entry 9 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 300,000 | $0.80 | $240,000.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · nonDerivative · entry 8 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 201,598 | $0.57 | $114,910.86 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · nonDerivative · entry 7 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 98,402 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 14 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,598 Underlying: Common Stock · 98,402 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The reported option became fully vested on June 1, 2020. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 233,100 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 13 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,900 Underlying: Common Stock · 233,100 shares Expires 2028-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Sixty-seven percent (67%) of the reported option became fully vested on June 8, 2020; the shares remaining subject to this option vest on June 8, 2021. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 155,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · derivative · entry 12 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 155,500 shares Expires 2029-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
SaleCommon Stock | 487,002 | $4.95 | $2,411,439.10 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 6 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,081 F3 · price: This transaction was executed in multiple trades at prices ranging from $4.80 to $5.08. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 98,402 | $0.57 | $56,089.14 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 5 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 233,100 | $0.49 | $114,219.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 4 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:55 UTC Amendment |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 155,500 | $0.39 | $60,645.00 |
DisclosureSEC source: 0001807094-20-000030 · primary_doc.xml · nonDerivative · entry 3 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 98,402 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · derivative · entry 14 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,598 Underlying: Common Stock · 98,402 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The reported option became fully vested on June 1, 2020. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 02:01 UTC |
Mulholland Michael D.Chief Financial Officer
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 233,100 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001807094-20-000029 · primary_doc.xml · derivative · entry 13 Mulholland Michael D. · CIK 0001257911 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,900 Underlying: Common Stock · 233,100 shares Expires 2028-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Sixty-seven percent (67%) of the reported option became fully vested on June 8, 2020; the shares remaining subject to this option vest on June 8, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.