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CYDY

CytoDyn Inc.

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5856
SEC CIK
0001175680
Parsed reports
267

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2022 Filed Oct 18, 2022 20:04 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 12,428 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-109693 · tm2228392-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,335

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 20:03 UTC GrantCommon Stock 9,824 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-109690 · tm2228392-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,678

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 20:02 UTC GrantCommon Stock 13,849 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-109687 · tm2228392-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133,954

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:19 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 18,793 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-105980 · tm2227293-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120,105

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:17 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 13,020 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-105983 · tm2227293-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,907

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:14 UTC GrantCommon Stock 10,292 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-105981 · tm2227293-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,854

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 00:21 UTC GrantNon-qualified stock option (right to buy) · Derivative 630,222 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001104659-22-102417 · tm2226067-5_4seq1.xml · derivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,222

Underlying: Common Stock · 630,222 shares

Expires 2032-09-20

F1 · derivative.exercise_date: 25% of the award will vest on January 24, 2023; thereafter, the balance will vest in 36 equal monthly installments, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 00:20 UTC GrantNon-qualified stock option (right to buy) · Derivative 1,575,557 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001104659-22-102416 · tm2226067-4_4seq1.xml · derivative · entry 2

Arman Arvin Cyrus · CIK 0001939191 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,557

Underlying: Common Stock · 1,575,557 shares

Expires 2032-09-20

F2 · derivative.exercise_date: 25% of the award will vest on July 9, 2023; thereafter, the balance will vest in 36 equal monthly installments, subject to Continuous Service (as the term is defined in the Plan) through the applicable vesting date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 00:20 UTC GrantCommon Stock 646,552 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102416 · tm2226067-4_4seq1.xml · nonDerivative · entry 1

Arman Arvin Cyrus · CIK 0001939191 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,552

F1 · security: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2012 Equity Incentive Plan, as amended (the "Plan"). The RSUs will vest in four (4) equal annual installments beginning July 9, 2023, subject to Continuous Service (as the term is defined in the Plan) through the applicable vesting date.

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2012 Equity Incentive Plan, as amended (the "Plan"). The RSUs will vest in four (4) equal annual installments beginning July 9, 2023, subject to Continuous Service (as the term is defined in the Plan) through the applicable vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:33 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 9,457 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-101258 · tm2226067-3_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101,312

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 8,965 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-101254 · tm2226067-1_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,887

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:30 UTC GrantCommon Stock 7,086 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-101256 · tm2226067-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,562

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:50 UTC GrantNon-qualified stock option (right to buy) · Derivative 247,111 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098631 · tm2225305-3_4seq1.xml · derivative · entry 2

Brunke Karen J · CIK 0001922660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,111

Underlying: Common Stock · 247,111 shares

Expires 2032-09-06

F1 · derivative.exercise_date: As of August 31, 2022, 61,777 shares have vested; the balance will vest in nine equal monthly installments beginning on September 1, 2022, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:50 UTC GrantNon-qualified stock option (right to buy) · Derivative 37,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098631 · tm2225305-3_4seq1.xml · derivative · entry 1

Brunke Karen J · CIK 0001922660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2032-09-06

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:50 UTC GrantNon-qualified stock option (right to buy) · Derivative 247,111 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098630 · tm2225305-5_4seq1.xml · derivative · entry 3

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,111

Underlying: Common Stock · 247,111 shares

Expires 2032-09-06

F1 · derivative.exercise_date: As of August 31, 2022, 61,777 shares have vested; the balance will vest in nine equal monthly installments beginning on September 1, 2022, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:50 UTC GrantNon-qualified stock option (right to buy) · Derivative 50,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098630 · tm2225305-5_4seq1.xml · derivative · entry 2

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-09-06

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:50 UTC GrantNon-qualified stock option (right to buy) · Derivative 112,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098630 · tm2225305-5_4seq1.xml · derivative · entry 1

Ndhlovu Lishomwa C · CIK 0001898357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-09-06

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:49 UTC
Dunlap RyanDirector
GrantNon-qualified stock option (right to buy) · Derivative 185,333 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098629 · tm2225305-2_4seq1.xml · derivative · entry 1

Dunlap Ryan · CIK 0001554742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,333

Underlying: Common Stock · 185,333 shares

Expires 2032-09-06

F1 · derivative.exercise_date: The options will vest in nine equal monthly installments beginning on September 1, 2022, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:48 UTC GrantNon-qualified stock option (right to buy) · Derivative 247,111 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098628 · tm2225305-4_4seq1.xml · derivative · entry 3

Urbach Tanya Durkee · CIK 0001897672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,111

Underlying: Common Stock · 247,111 shares

Expires 2032-09-06

F1 · derivative.exercise_date: As of August 31, 2022, 61,777 shares have vested; the balance will vest in nine equal monthly installments beginning on September 1, 2022, subject to Continuous Service (as the term is defined in the Issuer's 2012 Equity Incentive Plan, as amended) through the applicable vesting date.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:48 UTC GrantNon-qualified stock option (right to buy) · Derivative 112,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001104659-22-098628 · tm2225305-4_4seq1.xml · derivative · entry 2

Urbach Tanya Durkee · CIK 0001897672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-09-06

Read SEC document
August 31, 2022 Filed Sep 2, 2022 23:59 UTC GrantCommon Stock 8,313 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-097604 · tm2221304-8_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,476

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 23:57 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 11,094 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-097603 · tm2221304-7_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091,855

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 23:56 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 10,516 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-097602 · tm2221304-9_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,922

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:04 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 6,588 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092175 · tm2221304-6_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,406

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:02 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 6,950 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092174 · tm2221304-5_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,761

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:02 UTC GrantCommon Stock 5,208 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092173 · tm2221304-4_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,163

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 31, 2022 Filed Aug 4, 2022 20:11 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-086132 · tm2222420-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,818

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 31, 2022 Filed Aug 4, 2022 20:09 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-086125 · tm2222420-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,955

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 31, 2022 Filed Aug 4, 2022 20:06 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 7,492 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-086117 · tm2222420-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073,811

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:03 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 12,428 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080838 · tm2221304-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,716

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:02 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 9,824 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080837 · tm2221304-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,341

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:02 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 13,112 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-080836 · tm2221304-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,319

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:17 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 13,020 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077436 · tm2220248-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,288

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:16 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 10,292 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077435 · tm2220248-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,517

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:14 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 13,736 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077432 · tm2220248-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053,207

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 15, 2022 Filed Jun 21, 2022 20:50 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 13,671 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073013 · tm2218921-3_4seq1.xml · nonDerivative · entry 1

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,268

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 15, 2022 Filed Jun 21, 2022 20:48 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 10,807 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073010 · tm2218921-2_4seq1.xml · nonDerivative · entry 1

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,225

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
June 15, 2022 Filed Jun 21, 2022 20:45 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 14,423 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-073001 · tm2218921-1_4seq1.xml · nonDerivative · entry 1

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,039,471

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
May 31, 2022 Filed Jun 8, 2022 20:08 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 18,029 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069307 · tm2217755-4_4seq1.xml · nonDerivative · entry 5

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,048

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
May 31, 2022 Filed Jun 8, 2022 20:07 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 17,089 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069303 · tm2217755-3_4seq1.xml · nonDerivative · entry 5

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,597

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
May 31, 2022 Filed Jun 8, 2022 20:05 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 13,509 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069294 · tm2217755-1_4seq1.xml · nonDerivative · entry 5

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,448

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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May 15, 2022 Filed Jun 8, 2022 20:08 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 16,968 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069307 · tm2217755-4_4seq1.xml · nonDerivative · entry 4

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,019

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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May 15, 2022 Filed Jun 8, 2022 20:07 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 16,084 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069303 · tm2217755-3_4seq1.xml · nonDerivative · entry 4

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,508

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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May 15, 2022 Filed Jun 8, 2022 20:05 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 12,714 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069294 · tm2217755-1_4seq1.xml · nonDerivative · entry 4

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,939

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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April 30, 2022 Filed Jun 8, 2022 20:08 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 18,029 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069307 · tm2217755-4_4seq1.xml · nonDerivative · entry 3

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990,051

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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April 30, 2022 Filed Jun 8, 2022 20:07 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 17,089 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069303 · tm2217755-3_4seq1.xml · nonDerivative · entry 3

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,424

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
April 30, 2022 Filed Jun 8, 2022 20:05 UTC
Migliarese AntonioCFO & Interim President
GrantCommon Stock 13,509 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069294 · tm2217755-1_4seq1.xml · nonDerivative · entry 3

Migliarese Antonio · CIK 0001864040 · CFO & Interim President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,225

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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April 15, 2022 Filed Jun 8, 2022 20:08 UTC
Kelly Scott A.Director · CMO
GrantCommon Stock 21,367 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069307 · tm2217755-4_4seq1.xml · nonDerivative · entry 2

Kelly Scott A. · CIK 0001703394 · Director · CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,972,022

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

Read SEC document
April 15, 2022 Filed Jun 8, 2022 20:07 UTC
Ray Nitya G.Chief Technology Officer
GrantCommon Stock 20,254 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069303 · tm2217755-3_4seq1.xml · nonDerivative · entry 2

Ray Nitya G. · CIK 0001709522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,335

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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April 15, 2022 Filed Jun 8, 2022 20:06 UTC
Recknor Chris PSee Remarks
GrantCommon Stock 17,746 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069300 · tm2217755-2_4seq1.xml · nonDerivative · entry 2

Recknor Chris P · CIK 0001850917 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,746

F1 · shares: Represents awards of fully vested shares under the issuer's 2012 Equity Incentive Plan approved by its Compensation Committee of the Board of Directors with a value on the respective date of grant equal to reduction in reporting person's cash salary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.