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OTC · USD

CYAN

CYANOTECH CORP

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8431
SEC CIK
0000768408
Parsed reports
271

Last 12 months

Inside the activity.

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2020 Filed Jul 15, 2020 19:01 UTC
Jensen GlennVP, Operations
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015218 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:58 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015216 · rdgdoc.xml · derivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836

Underlying: Common Stock · 737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 736 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 736 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:58 UTC
Cysewski Gerald RDirector · CEO
Tax withholdingCommon Stock 277 $2.25 $623.25
Disclosure

SEC source: 0001437749-20-015216 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,067

F2 · kind: No stock was sold. On July 13, 2020, in connection with the vesting of 737 shares of stock, the Company withheld a total of 277 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:58 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015216 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
July 07, 2020 Filed Aug 12, 2020 18:09 UTC
Custer Matthew KeithVice President, Gen Mgr
GrantCyanotech common stock options · Derivative 50,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001437749-20-017696 · rdgdoc.xml · derivative · entry 1

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Cyanotech common stock · 50,000 shares

Expires 2030-07-06

F1 · derivative.exercise_date: The stock options shall vest as to 12,500 shares on July 7, 2021, 12,500 shares on July 7, 2022, 12,500 shares on July 7, 2023 and 12,500 shares on July 7, 2024, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
July 07, 2020 Filed Aug 12, 2020 18:06 UTC
Nordin Amy BethVP, HR, Secretary
GrantCyanotech common stock options · Derivative 50,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001437749-20-017694 · rdgdoc.xml · derivative · entry 1

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Cyanotech common stock · 50,000 shares

Expires 2030-07-06

F1 · derivative.exercise_date: The stock options shall vest as to 12,500 shares on July 7, 2021, 12,500 shares on July 7, 2022, 12,500 shares on July 7, 2023 and 12,500 shares on July 7, 2024, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:26 UTC
Johansen Jennifer M.VP, Quality & Regulatory
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007350 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 435 shares on July 13, 2020; 33 shares on April 6, 2021; 435 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 435 shares on July 13, 2020; 33 shares on April 6, 2021; 435 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:26 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Tax withholdingCommon Stock 63 $2.07 $130.41
Disclosure

SEC source: 0001437749-20-007350 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

F2 · kind: No stock was sold. In connection with the vesting of 166 shares of stock, the Company withheld a total of 63 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:26 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007350 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:23 UTC
Jensen GlennVP, Mfg & Infrastructure
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007348 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

Underlying: Common Stock · 1,103 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 502 shares on July 13, 2020; 33 shares on April 6, 2021; 501 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 502 shares on July 13, 2020; 33 shares on April 6, 2021; 501 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:23 UTC
Jensen GlennVP, Mfg & Infrastructure
Tax withholdingCommon Stock 63 $2.07 $130.41
Disclosure

SEC source: 0001437749-20-007348 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

F2 · kind: No stock was sold. In connection with the vesting of 166 shares of stock, the Company withheld a total of 63 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:23 UTC
Jensen GlennVP, Mfg & Infrastructure
Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007348 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:20 UTC GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007346 · rdgdoc.xml · derivative · entry 3

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:20 UTC Tax withholdingCommon Stock 13 $2.07 $26.91
Disclosure

SEC source: 0001437749-20-007346 · rdgdoc.xml · nonDerivative · entry 2

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

F2 · kind: No stock was sold. In connection with the vesting of the 33 shares of stock, the Company withheld a total of 13 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:20 UTC Exercise / conversionCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007346 · rdgdoc.xml · nonDerivative · entry 1

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:18 UTC
Cysewski Gerald RDirector · CEO
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007344 · rdgdoc.xml · derivative · entry 6

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 1,573 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest as to 737 shares on July 13, 2020; 33 shares on April 6, 2021; 736 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest as to 737 shares on July 13, 2020; 33 shares on April 6, 2021; 736 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:18 UTC
Cysewski Gerald RDirector · CEO
Tax withholdingCommon Stock 63 $2.07 $130.41
Disclosure

SEC source: 0001437749-20-007344 · rdgdoc.xml · nonDerivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,607

F2 · kind: No stock was sold. On March 31, 2020 and April 6, 2020, in connection with the vesting of 8,334 and 166 shares of stock, respectively, the Company withheld a total of 3,130 and 63 shares, respectively, to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 18:18 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007344 · rdgdoc.xml · nonDerivative · entry 3

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:45 UTC
Nordin Amy BethVP, HR, Secretary
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007414 · rdgdoc.xml · derivative · entry 3

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 706 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 303 shares on July 13, 2020; 33 shares on April 6, 2021; 303 shares on 7/13/2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 303 shares on July 13, 2020; 33 shares on April 6, 2021; 303 shares on 7/13/2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:45 UTC
Nordin Amy BethVP, HR, Secretary
Tax withholdingCommon Stock 13 $2.07 $26.91
Disclosure

SEC source: 0001437749-20-007414 · rdgdoc.xml · nonDerivative · entry 2

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

F2 · kind: No stock was sold. In connection with the vesting of 34 shares of stock, the Company withheld a total of 13 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:45 UTC
Nordin Amy BethVP, HR, Secretary
Exercise / conversionCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007414 · rdgdoc.xml · nonDerivative · entry 1

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:41 UTC
Custer Matthew KeithVice President, Gen Mgr
GrantRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007412 · rdgdoc.xml · derivative · entry 3

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Underlying: Common Stock · 608 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 254 shares on July 13, 2020; 33 shares on April 6, 2021; 254 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 254 shares on July 13, 2020; 33 shares on April 6, 2021; 254 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:41 UTC
Custer Matthew KeithVice President, Gen Mgr
Tax withholdingCommon Stock 16 $2.07 $33.12
Disclosure

SEC source: 0001437749-20-007412 · rdgdoc.xml · nonDerivative · entry 2

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

F2 · kind: No stock was sold. In connection with the vesting of 40 shares of stock, the Company withheld a total of 16 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 15:41 UTC
Custer Matthew KeithVice President, Gen Mgr
Exercise / conversionCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007412 · rdgdoc.xml · nonDerivative · entry 1

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
March 31, 2020 Filed Apr 8, 2020 18:18 UTC
Cysewski Gerald RDirector · CEO
Tax withholdingCommon Stock 3,130 $2.06 $6,447.80
Disclosure

SEC source: 0001437749-20-007344 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,504

F2 · kind: No stock was sold. On March 31, 2020 and April 6, 2020, in connection with the vesting of 8,334 and 166 shares of stock, respectively, the Company withheld a total of 3,130 and 63 shares, respectively, to satisfy a payroll tax liability incident to such vesting.

Read SEC document
March 31, 2020 Filed Apr 8, 2020 18:18 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007344 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:25 UTC
Vied David LDirector
GrantCyanotech Corporation Common Stock 15,166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003218 · rdgdoc.xml · nonDerivative · entry 1

Vied David L · CIK 0001632792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,271

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:05 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 14,218 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003209 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee of the Michael Arlen Davis Revocable Trust

Disclosed balance after: 464,443

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:58 UTC GrantCyanotech Corporation Common Stock 15,166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003205 · rdgdoc.xml · nonDerivative · entry 1

MULDER DAVID M · CIK 0001208781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,722

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:55 UTC
KATZ NANCY EDirector
GrantCyanotech Corporation Common Stock 15,166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003203 · rdgdoc.xml · nonDerivative · entry 1

KATZ NANCY E · CIK 0001189692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:50 UTC GrantCyanotech Corporation Common Stock 15,166 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003201 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,011

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:50 UTC
Morton MawaeFormer CEO and Director
Disposition to issuerCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-022492 · rdgdoc.xml · nonDerivative · entry 2

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,161

F2 · kind: Shares withheld pursuant to the Separation Agreement to satisfy tax withholding obligations; transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 16:50 UTC
Morton MawaeFormer CEO and Director
GrantCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-022492 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,605

F1 · kind: Grant of shares made pursuant to the Separation Agreement between the issuer and the reporting person, dated as of June 3, 2019 (the "Separation Agreement"), a copy of which is attached to and made a part of the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 7, 2019; transaction exempt from Section 16(b) of the Securitities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3 thereunder.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 15:43 UTC
Morton MawaeFormer CEO and Director
Disposition to issuerCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-020192 · rdgdoc.xml · nonDerivative · entry 2

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,905

F2 · kind: Shares withheld pursuant to the Separation Agreement to satisfy tax withholding obligations; transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 15:43 UTC
Morton MawaeFormer CEO and Director
GrantCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-020192 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,515

F1 · kind: Grant of shares made pursuant to the Separation Agreement between the issuer and the reporting person, dated as of June 3, 2019 (the "Separation Agreement"), a copy of which is attached to and made a part of the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 7, 2019; transaction exempt from Section 16(b) of the Securitities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3 thereunder.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 17:54 UTC
Morton MawaeFormer CEO and Director
Disposition to issuerCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-018915 · rdgdoc.xml · nonDerivative · entry 2

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,815

F2 · kind: Shares withheld pursuant to the Separation Agreement to satisfy tax withholding obligations; transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 17:54 UTC
Morton MawaeFormer CEO and Director
GrantCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-018915 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,259

F1 · kind: Grant of shares made pursuant to the Separation Agreement between the issuer and the reporting person, dated as of June 3, 2019 (the "Separation Agreement"), a copy of which is attached to and made a part of the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 7, 2019; transaction exempt from Section 16(b) of the Securitities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3 thereunder.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 15:51 UTC
Morton MawaeFormer CEO and Director
Disposition to issuerCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-017508 · rdgdoc.xml · nonDerivative · entry 2

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,559

F2 · kind: Shares withheld pursuant to the Separation Agreement to satisfy tax withholding obligations; transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.

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August 26, 2019 Filed Aug 27, 2019 15:51 UTC
Morton MawaeFormer CEO and Director
GrantCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-017508 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611

F1 · kind: Grant of shares made pursuant to the Separation Agreement between the issuer and the reporting person, dated as of June 3, 2019 (the "Separation Agreement"), a copy of which is attached to and made a part of the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 7, 2019; transaction exempt from Section 16(b) of the Securitities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3 thereunder.

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July 15, 2019 Filed Jul 31, 2019 16:35 UTC
Morton MawaeFormer CEO and Director
Disposition to issuerCommon Stock 4,104 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015054 · rdgdoc.xml · nonDerivative · entry 2

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

F2 · kind: Shares withheld pursuant to the Separation Agreement to satisfy tax withholding obligations; transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3 thereunder.

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July 15, 2019 Filed Jul 31, 2019 16:35 UTC
Morton MawaeFormer CEO and Director
GrantCommon Stock 11,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015054 · rdgdoc.xml · nonDerivative · entry 1

Morton Mawae · CIK 0001715607 · Former CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

F1 · kind: Grant of shares made pursuant to the Separation Agreement between the issuer and the reporting person, dated as of June 3, 2019 (the "Separation Agreement"), a copy of which is attached to and made a part of the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on June 7, 2019; transaction exempt from Section 16(b) of the Securitities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3 thereunder.

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July 13, 2019 Filed Aug 2, 2019 14:22 UTC
Jensen GlennVP, Mfg & Infrastructure
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015293 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 1,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 166 shares on April 5, 2020; 502 shares on July 13, 2020; 501 shares on July 13, 2021.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 166 shares on April 5, 2020; 502 shares on July 13, 2020; 501 shares on July 13, 2021.

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July 13, 2019 Filed Aug 2, 2019 14:22 UTC
Jensen GlennVP, Mfg & Infrastructure
Tax withholdingCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015293 · rdgdoc.xml · nonDerivative · entry 3

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,966

F4 · acquired: No stock was sold. In connection with the vesting of 502 shares of stock, the Company withheld a total of 189 shares to satisfy a payroll tax liability incident to such vesting.

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July 13, 2019 Filed Aug 2, 2019 14:22 UTC
Jensen GlennVP, Mfg & Infrastructure
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015293 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Mfg & Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 13, 2019 Filed Aug 2, 2019 14:20 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Exercise / conversionRestricted Stock Units · Derivative 435 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015291 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 1,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F1 · derivative.exercise_date: The restricted stock units shall vest as to 166 shares on April 5, 2020; 435 shares on July 13, 2020; 435 shares on July 13, 2021.

F1 · derivative.expiration_date: The restricted stock units shall vest as to 166 shares on April 5, 2020; 435 shares on July 13, 2020; 435 shares on July 13, 2021.

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July 13, 2019 Filed Aug 2, 2019 14:20 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Tax withholdingCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015291 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484

F4 · acquired: No stock was sold. In connection with the vesting of 435 shares of stock, the Company withheld a total of 164 shares to satisfy a payroll tax liability incident to such vesting.

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July 13, 2019 Filed Aug 2, 2019 14:20 UTC
Johansen Jennifer M.VP, Quality & Regulatory
Exercise / conversionCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015291 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 13, 2019 Filed Aug 2, 2019 14:10 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015289 · rdgdoc.xml · derivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,973

Underlying: Common Stock · 9,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 8,334 shares on March 31, 2020; 166 shares on April 5, 2020; 737 shares on July 13, 2020; and 736 shares on July 2021, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest as to 8,334 shares on March 31, 2020; 166 shares on April 5, 2020; 737 shares on July 13, 2020; and 736 shares on July 2021, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 13, 2019 Filed Aug 2, 2019 14:10 UTC
Cysewski Gerald RDirector · CEO
Tax withholdingCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015289 · rdgdoc.xml · nonDerivative · entry 3

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,300

F4 · acquired: No stock was sold. In connection with the vesting of 737 shares of stock, the Company withheld a total of 277 shares to satisfy a payroll tax liability incident to such vesting.

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July 13, 2019 Filed Aug 2, 2019 14:10 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionCommon Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-015289 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.