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OTC · USD

CYAN

CYANOTECH CORP

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8431
SEC CIK
0000768408
Parsed reports
271

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2021 Filed Apr 8, 2021 16:31 UTC
Jensen GlennVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-008569 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262

Underlying: Common Stock · 33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 501 shares on July 13, 2021; 564 shares on July 30, 2021; 33 shares on April 6, 2022; 565 shares on July 30, 2022; 34 shares on April 6, 2023; and 565 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 501 shares on July 13, 2021; 564 shares on July 30, 2021; 33 shares on April 6, 2022; 565 shares on July 30, 2022; 34 shares on April 6, 2023; and 565 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 16:31 UTC
Jensen GlennVP, Operations
Tax withholdingCommon Stock 13 $3.35 $43.55
Disclosure

SEC source: 0001437749-21-008569 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,916

F2 · kind: No stock was sold. In connection with the vesting of 33 shares of stock, the Company withheld a total of 13 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 16:31 UTC
Jensen GlennVP, Operations
Exercise / conversionCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-008569 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 16:29 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-008562 · rdgdoc.xml · derivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Common Stock · 33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest as to 736 shares on July 13, 2021; 666 shares on July 30, 2021; 33 shares on April 6, 2022; 666 shares on July 30, 2022; 34 shares on April 6, 2023; and 667 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units vest as to 736 shares on July 13, 2021; 666 shares on July 30, 2021; 33 shares on April 6, 2022; 666 shares on July 30, 2022; 34 shares on April 6, 2023; and 667 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 16:29 UTC
Cysewski Gerald RDirector · CEO
Tax withholdingCommon Stock 13 $3.35 $43.55
Disclosure

SEC source: 0001437749-21-008562 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,087

F2 · kind: No stock was sold. On April 6, 2021, in connection with the vesting of 33 shares of stock, the Company withheld a total of 13 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 16:29 UTC
Cysewski Gerald RDirector · CEO
Exercise / conversionCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-008562 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:04 UTC
Jensen GlennVP, Operations
Exercise / conversionCyanotech common stock options · Derivative 8,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001437749-21-006448 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Mr. Jensen acquired 8,000 stock options on 7/1/2011, of which 800 options became exercisable on 7/1/2011, 1,600 options became exercisable on 7/1/2012, 2,400 options became exercisable on 7/1/2013 and 3,200 options became exercisable on 7/1/2014.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:04 UTC
Jensen GlennVP, Operations
SaleCommon Stock 7,486 $3.87 $28,970.82
Disclosure

SEC source: 0001437749-21-006448 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,896

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:04 UTC
Jensen GlennVP, Operations
Exercise / conversionCommon Stock 8,000 $3.58 $28,640.00
Disclosure

SEC source: 0001437749-21-006448 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:37 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
Exercise / conversionCyanotech common stock options · Derivative 8,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001437749-21-006230 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Ms Johansen acquired 8,000 stock options on 7/1/2011, of which 800 options became exercisable on 7/1/2011, 1,600 options became exercisable on 7/1/2012, 2,400 options became exercisable on 7/1/2013 and 3,200 options became exercisable on 7/1/2014.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:37 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
SaleCommon Stock 8,000 $3.96 $31,680.00
Disclosure

SEC source: 0001437749-21-006230 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:37 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
Exercise / conversionCommon Stock 8,000 $3.58 $28,640.00
Disclosure

SEC source: 0001437749-21-006230 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 20:15 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 21,845 $2.58 $56,360.10
Disclosure

SEC source: 0001437749-20-024485 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 40,789

Read SEC document
November 23, 2020 Filed Nov 25, 2020 20:15 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 20,000 $2.58 $51,600.00
Disclosure

SEC source: 0001437749-20-024485 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 40,000

Read SEC document
November 23, 2020 Filed Nov 25, 2020 20:09 UTC SaleCyanotech Corporation Common Stock 41,845 $2.58 $107,960.10
Disclosure

SEC source: 0001437749-20-024483 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,611

Read SEC document
September 10, 2020 Filed Sep 11, 2020 13:45 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 28 $3.00 $84.00
Disclosure

SEC source: 0001437749-20-019613 · rdgdoc.xml · nonDerivative · entry 4

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 18,944

F4 · price: These shares were bought in multiple transactions at a price of $3.00.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 13:45 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 620 $3.00 $1,860.00
Disclosure

SEC source: 0001437749-20-019613 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 20,000

F2 · price: These shares were bought in multiple transactions at a price of $3.00.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 13:45 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 622 $2.85 $1,771.95
Disclosure

SEC source: 0001437749-20-019613 · rdgdoc.xml · nonDerivative · entry 3

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 18,916

F3 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.79 to $2.85, inclusive.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 13:45 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 1,196 $2.84 $3,401.54
Disclosure

SEC source: 0001437749-20-019613 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 19,380

F1 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.78 to $2.85, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 2, 3 and 4.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 14:16 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 3,973 $2.83 $11,237.23
Disclosure

SEC source: 0001437749-20-019490 · rdgdoc.xml · nonDerivative · entry 4

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 18,294

F4 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.64 to $2.85, inclusive.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 14:16 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 268 $2.81 $752.60
Disclosure

SEC source: 0001437749-20-019490 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 18,184

F2 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.75 to $2.85, inclusive.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 14:16 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 923 $2.58 $2,381.80
Disclosure

SEC source: 0001437749-20-019490 · rdgdoc.xml · nonDerivative · entry 3

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 14,321

F3 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.58 to $2.60, inclusive.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 14:16 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 1,000 $2.59 $2,588.00
Disclosure

SEC source: 0001437749-20-019490 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 17,916

F1 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.58 to $2.60, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 2, 3 and 4.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 14:39 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 6,691 $2.73 $18,265.09
Disclosure

SEC source: 0001437749-20-019343 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 13,398

F2 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.65 to $2.75, inclusive.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 14:39 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 10,000 $2.74 $27,422.00
Disclosure

SEC source: 0001437749-20-019343 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 16,916

F1 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.65 to $2.75, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 2.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 15:37 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 1,707 $2.46 $4,192.56
Disclosure

SEC source: 0001437749-20-019216 · rdgdoc.xml · nonDerivative · entry 4

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 6,707

F4 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.30 to $2.50, inclusive.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 15:37 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 1,916 $2.44 $4,672.55
Disclosure

SEC source: 0001437749-20-019216 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 6,916

F2 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.30 to $2.50, inclusive.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 15:37 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 5,000 $2.42 $12,115.50
Disclosure

SEC source: 0001437749-20-019216 · rdgdoc.xml · nonDerivative · entry 3

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nyracai Johnstone Davis GST Exempt Trust

Disclosed balance after: 5,000

F3 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.30 to $2.48, inclusive.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 15:37 UTC
DAVIS MICHAEL A /Director · 10% owner
PurchaseCyanotech Corporation Common Stock 5,000 $2.43 $12,154.00
Disclosure

SEC source: 0001437749-20-019216 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust

Disclosed balance after: 5,000

F1 · price: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.30 to $2.48, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 2, 3 and 4.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 15:48 UTC
Vied David LDirector
GrantCyanotech Corporation Common Stock 13,445 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019018 · rdgdoc.xml · nonDerivative · entry 1

Vied David L · CIK 0001632792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,716

Read SEC document
August 27, 2020 Filed Aug 31, 2020 15:43 UTC GrantCyanotech Corporation Common Stock 13,445 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019016 · rdgdoc.xml · nonDerivative · entry 1

MULDER DAVID M · CIK 0001208781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,167

Read SEC document
August 27, 2020 Filed Aug 31, 2020 15:41 UTC
KATZ NANCY EDirector
GrantCyanotech Corporation Common Stock 13,445 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019014 · rdgdoc.xml · nonDerivative · entry 1

KATZ NANCY E · CIK 0001189692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,167

Read SEC document
August 27, 2020 Filed Aug 31, 2020 15:38 UTC GrantCyanotech Corporation Common Stock 13,445 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019012 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,456

Read SEC document
August 27, 2020 Filed Aug 31, 2020 15:35 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 12,605 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019010 · rdgdoc.xml · nonDerivative · entry 4

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee of the Michael Arlen Davis Revocable Trust

Disclosed balance after: 477,048

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:32 UTC
Nordin Amy BethVP, HR, Secretary
GrantRestricted Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016343 · rdgdoc.xml · derivative · entry 1

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610

Underlying: Common Stock · 1,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 303 shares on July 13, 2021; 402 shares on July 30, 2021; 33 shares on April 6, 2022; 402 shares on July 30, 2022; 34 shares on April 6, 2023; and 403 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 303 shares on July 13, 2021; 402 shares on July 30, 2021; 33 shares on April 6, 2022; 402 shares on July 30, 2022; 34 shares on April 6, 2023; and 403 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:28 UTC
Custer Matthew KeithVice President, Gen Mgr
GrantRestricted Stock Units · Derivative 1,588 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016340 · rdgdoc.xml · derivative · entry 1

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

Underlying: Common Stock · 1,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 254 shares on July 13, 2021; 530 shares on July 30, 2021; 33 shares on April 6, 2022; 529 shares on July 30, 2022; 34 shares on April 6, 2023; and 529 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 254 shares on July 13, 2021; 530 shares on July 30, 2021; 33 shares on April 6, 2022; 529 shares on July 30, 2022; 34 shares on April 6, 2023; and 529 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:23 UTC
ORLOPP BRIAN BRETTCFO, VP Fin & Admin
GrantRestricted Stock Units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016338 · rdgdoc.xml · derivative · entry 1

ORLOPP BRIAN BRETT · CIK 0001764215 · CFO, VP Fin & Admin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 562 shares on July 30, 2021; 33 shares on April 6, 2022; 562 shares on July 30, 2022; 34 shares on April 6, 2023; and 562 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 562 shares on July 30, 2021; 33 shares on April 6, 2022; 562 shares on July 30, 2022; 34 shares on April 6, 2023; and 562 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:20 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
GrantRestricted Stock Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016336 · rdgdoc.xml · derivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Common Stock · 1,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 435 shares on July 13, 2021; 498 shares on July 30, 2021; 33 shares on April 6, 2022; 498 shares on July 30, 2022; 34 shares on April 6, 2023; and 498 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 435 shares on July 13, 2021; 498 shares on July 30, 2021; 33 shares on April 6, 2022; 498 shares on July 30, 2022; 34 shares on April 6, 2023; and 498 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 30, 2020 Filed Aug 3, 2020 17:15 UTC
Jensen GlennVP, Operations
GrantRestricted Stock Units · Derivative 1,694 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016333 · rdgdoc.xml · derivative · entry 1

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

Underlying: Common Stock · 1,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The retricted stock units vest as to 33 shares on April 6, 2021; 501 shares on July 13, 2021; 564 shares on July 30, 2021; 33 shares on April 6, 2022; 565 shares on July 30, 2022; 34 shares on April 6, 2023; and 565 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The retricted stock units vest as to 33 shares on April 6, 2021; 501 shares on July 13, 2021; 564 shares on July 30, 2021; 33 shares on April 6, 2022; 565 shares on July 30, 2022; 34 shares on April 6, 2023; and 565 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 30, 2020 Filed Aug 3, 2020 17:07 UTC
Cysewski Gerald RDirector · CEO
GrantRestricted Stock Units · Derivative 1,999 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-016330 · rdgdoc.xml · derivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Underlying: Common Stock · 1,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest as to 33 shares on April 6, 2021; 736 shares on July 13, 2021; 666 shares on July 30, 2021; 33 shares on April 6, 2022; 666 shares on July 30, 2022; 34 shares on April 6, 2023; and 667 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest as to 33 shares on April 6, 2021; 736 shares on July 13, 2021; 666 shares on July 30, 2021; 33 shares on April 6, 2022; 666 shares on July 30, 2022; 34 shares on April 6, 2023; and 667 shares on July 30, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 13, 2020 Filed Jul 15, 2020 19:11 UTC
Nordin Amy BethVP, HR, Secretary
Exercise / conversionRestricted Stock Units · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015224 · rdgdoc.xml · derivative · entry 2

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F3 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 303 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F3 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 303 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 13, 2020 Filed Jul 15, 2020 19:11 UTC
Nordin Amy BethVP, HR, Secretary
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015224 · rdgdoc.xml · nonDerivative · entry 1

Nordin Amy Beth · CIK 0001789253 · VP, HR, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

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July 13, 2020 Filed Jul 15, 2020 19:08 UTC
Custer Matthew KeithVice President, Gen Mgr
Exercise / conversionRestricted Stock Units · Derivative 254 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015222 · rdgdoc.xml · derivative · entry 3

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Underlying: Common Stock · 254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 254 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 254 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 13, 2020 Filed Jul 15, 2020 19:08 UTC
Custer Matthew KeithVice President, Gen Mgr
Tax withholdingCommon Stock 96 $2.25 $216.00
Disclosure

SEC source: 0001437749-20-015222 · rdgdoc.xml · nonDerivative · entry 2

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

F2 · kind: No stock was sold. In connection with the vesting of 254 shares of stock, the Company withheld a total of 96 shares to satisfy a payroll tax liability incident to such vesting.

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July 13, 2020 Filed Jul 15, 2020 19:08 UTC
Custer Matthew KeithVice President, Gen Mgr
Exercise / conversionCommon Stock 254 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015222 · rdgdoc.xml · nonDerivative · entry 1

Custer Matthew Keith · CIK 0001789455 · Vice President, Gen Mgr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

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July 13, 2020 Filed Jul 15, 2020 19:05 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
Exercise / conversionRestricted Stock Units · Derivative 435 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015220 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Stock · 435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 435 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 435 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 19:05 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
Tax withholdingCommon Stock 164 $2.25 $369.00
Disclosure

SEC source: 0001437749-20-015220 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

F2 · kind: No stock was sold. In connection with the vesting of 435 shares of stock, the Company withheld a total of 164 shares to satisfy a payroll tax liability incident to such vesting.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 19:05 UTC
Johansen Jennifer M.VP, Quality, Regulatory & Govt
Exercise / conversionCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015220 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP, Quality, Regulatory & Govt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 19:01 UTC
Jensen GlennVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-015218 · rdgdoc.xml · derivative · entry 4

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech Common Stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 501 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 6, 2021; 501 shares on July 13, 2021; 33 shares on April 6, 2022; and 34 shares on April 6, 2023, in each case subject to the reporting person's continued service with the Company on the vesting date.

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July 13, 2020 Filed Jul 15, 2020 19:01 UTC
Jensen GlennVP, Operations
Tax withholdingCommon Stock 189 $2.25 $425.25
Disclosure

SEC source: 0001437749-20-015218 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382

F2 · kind: No stock was sold. In connection with the vesting of 502 shares of stock, the Company withheld a total of 189 shares to satisfy a payroll tax liability incident to such vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.