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CYAN

CYANOTECH CORP

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0000768408
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 26, 2018 Filed Nov 27, 2018 18:16 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 1,778 $3.45 $6,131.97
Disclosure

SEC source: 0001437749-18-021314 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 310,081

Read SEC document
November 19, 2018 Filed Nov 19, 2018 18:48 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 251 $3.40 $853.48
Disclosure

SEC source: 0001437749-18-021098 · rdgdoc.xml · nonDerivative · entry 2

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 308,303

Read SEC document
November 16, 2018 Filed Nov 19, 2018 18:48 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 8,052 $3.53 $28,430.00
Disclosure

SEC source: 0001437749-18-021098 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 308,052

Read SEC document
November 07, 2018 Filed Nov 9, 2018 13:49 UTC OtherCommon Stock 100,506 $0.00 $0.00
Disclosure

SEC source: 0001445866-18-001201 · form4.xml · nonDerivative · entry 1

Meridian OHC Partners, LP · CIK 0001601397 · 10% owner

Meridian TSV II, LP · CIK 0001601536 · 10% owner

TSV Investment Partners, LLC · CIK 0001603326 · 10% owner

BlueLine Capital Partners II, L.P. · CIK 0001460781 · 10% owner

BlueLine Partners, L.L.C. · CIK 0001311443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,116

F1 · ownership.direct: These securities are owned by Meridian TSV II, LP. The shares were contributed to that entity by a limited partner in such entity.

F2 · ownership.direct: As described in the Schedule 13D filing made on May 9, 2016 with respect to the Common Stock owned by Meridian OHC Partners, LP, Meridian TSV II, LP, TSV Investment Partners, LLC, BlueLine Capital Partners II, L.P. and BlueLine Partners, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Person may have been deemed to have beneficial ownership of 10% or more of the Common Stock.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:28 UTC
Vied David LDirector
GrantCyanotech Corporation Common Stock 10,556 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016356 · rdgdoc.xml · nonDerivative · entry 1

Vied David L · CIK 0001632792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:32 UTC
KATZ NANCY EDirector
GrantCyanotech Corporation Common Stock 8,889 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016358 · rdgdoc.xml · nonDerivative · entry 1

KATZ NANCY E · CIK 0001189692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,556

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:30 UTC GrantCyanotech Corporation Common Stock 8,889 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016357 · rdgdoc.xml · nonDerivative · entry 1

MULDER DAVID M · CIK 0001208781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,556

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:26 UTC GrantCyanotech Corporation Common Stock 10,556 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016355 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,845

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:25 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016354 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee of the Michael Arlen Davis Revocable Trust

Disclosed balance after: 450,225

Read SEC document
July 13, 2018 Filed Jul 18, 2018 15:00 UTC
Cysewski Gerald RDirector · CSO
GrantRestricted stock units · Derivative 2,210 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013432 · rdgdoc.xml · derivative · entry 3

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Cyanotech common stock · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 737 shares on July 13, 2019, 737 shares on July 13, 2020 and 736 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 737 shares on July 13, 2019, 737 shares on July 13, 2020 and 736 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
July 13, 2018 Filed Jul 18, 2018 14:58 UTC
Morton MawaeDirector · CEO
GrantRestricted stock units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013430 · rdgdoc.xml · derivative · entry 1

Morton Mawae · CIK 0001715607 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Cyanotech common stock · 1,959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 653 shares on July 13, 2019, 653 shares on July 13, 2020, and 653 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 653 shares on July 13, 2019, 653 shares on July 13, 2020, and 653 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
July 13, 2018 Filed Jul 18, 2018 14:55 UTC GrantRestricted stock units · Derivative 1,305 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013426 · rdgdoc.xml · derivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305

Underlying: Cyanotech common stock · 1,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 435 shares on July 13, 2019, 435 shares on July 13, 2020 and 435 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 435 shares on July 13, 2019, 435 shares on July 13, 2020 and 435 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
July 13, 2018 Filed Jul 18, 2018 14:47 UTC
Deal Jole EileenCFO, VP, Treasurer, Secretary
GrantRestricted stock units · Derivative 2,026 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013418 · rdgdoc.xml · derivative · entry 2

Deal Jole Eileen · CIK 0001528404 · CFO, VP, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Underlying: Cyanotech common stock · 2,026 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 676 shares on July 13, 2019, 675 shares on July 13, 2020 and 675 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 676 shares on July 13, 2019, 675 shares on July 13, 2020 and 675 shares on July 13, 2021, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
July 13, 2018 Filed Jul 18, 2018 14:44 UTC GrantRestricted stock units · Derivative 2,238 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013415 · rdgdoc.xml · derivative · entry 2

WATTS GERARD J · CIK 0001251119 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238

Underlying: Cyanotech common stock · 2,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 746 shares on July 13, 2019, 746 shares on July 13, 2020 and 746 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 746 shares on July 13, 2019, 746 shares on July 13, 2020 and 746 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
July 13, 2018 Filed Jul 18, 2018 14:42 UTC
Jensen GlennVP of Manufacturing
GrantRestricted stock units · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-013411 · rdgdoc.xml · derivative · entry 3

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Cyanotech common stock · 1,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 502 shares on July 13, 2019, 502 shares on July 13, 2020 and 501 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 502 shares on July 13, 2019, 502 shares on July 13, 2020 and 501 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 15:04 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionRestricted stock units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006546 · rdgdoc.xml · derivative · entry 9

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Cyanotech common stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F8 · derivative.exercise_date: The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

F8 · derivative.expiration_date: The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 15:04 UTC
Jensen GlennVP of Manufacturing
Tax withholdingCyanotech common stock 63 $5.25 $330.75
Disclosure

SEC source: 0001437749-18-006546 · rdgdoc.xml · nonDerivative · entry 2

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,437

F1 · kind: The reporting person is reporting the withholding by the Issuer of 63 shares of common stock that vested on April 5, 2018 pursuant to the April 5, 2017 RSU grant, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of April 6, 2018.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 15:04 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006546 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 15:01 UTC
Deal Jole EileenCFO, VP, Treasurer, Secretary
Disposition to issuerRestricted stock units · Derivative 101 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006543 · rdgdoc.xml · derivative · entry 2

Deal Jole Eileen · CIK 0001528404 · CFO, VP, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203

Underlying: Cyanotech common stock · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 101 shares on April 5, 2018, 101 shares on April 5, 2019 and 102 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 101 shares on April 5, 2018, 101 shares on April 5, 2019 and 102 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 15:01 UTC
Deal Jole EileenCFO, VP, Treasurer, Secretary
Exercise / conversionCyanotech common stock 101 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006543 · rdgdoc.xml · nonDerivative · entry 1

Deal Jole Eileen · CIK 0001528404 · CFO, VP, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:57 UTC Exercise / conversionRestricted stock units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006538 · rdgdoc.xml · derivative · entry 3

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Cyanotech common stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:57 UTC Tax withholdingCyanotech common stock 63 $5.25 $330.75
Disclosure

SEC source: 0001437749-18-006538 · rdgdoc.xml · nonDerivative · entry 2

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

F8 · kind: The reporting person is reporting the withholding by the Issuer of 63 shares of common stock that vested on April 5, 2018 pursuant to the April 5, 2017 RSU grant, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of April 6, 2018.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:57 UTC Exercise / conversionCyanotech common stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006538 · rdgdoc.xml · nonDerivative · entry 1

Johansen Jennifer M. · CIK 0001725658 · VP of Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:58 UTC Exercise / conversionRestricted stock units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006541 · rdgdoc.xml · derivative · entry 4

WATTS GERARD J · CIK 0001251119 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Underlying: Cyanotech common stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 57 shares on 4/5/2019 and 56 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 57 shares on 4/5/2019 and 56 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:58 UTC Tax withholdingCyanotech common stock 22 $5.25 $115.50
Disclosure

SEC source: 0001437749-18-006541 · rdgdoc.xml · nonDerivative · entry 2

WATTS GERARD J · CIK 0001251119 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

F1 · kind: The reporting person is reporting the withholding by the Issuer of 22 shares of common stock that vested on April 5, 2018 pursuant to the April 5, 2017 RSU grant, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of April 6, 2018.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:58 UTC Exercise / conversionCyanotech common stock 57 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006541 · rdgdoc.xml · nonDerivative · entry 1

WATTS GERARD J · CIK 0001251119 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:55 UTC
Morton MawaeDirector · CEO
GrantRestricted stock units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006535 · rdgdoc.xml · derivative · entry 2

Morton Mawae · CIK 0001715607 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67

Underlying: Cyanotech common stock · 67 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F4 · derivative.exercise_date: The restricted stock units shall vest as to 33 shares on April 5, 2019 and 34 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F4 · derivative.expiration_date: The restricted stock units shall vest as to 33 shares on April 5, 2019 and 34 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:53 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionRestricted stock units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006533 · rdgdoc.xml · derivative · entry 4

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Cyanotech common stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F2 · derivative.exercise_date: The restricted stock units shall vest as to 167 shares on April 5, 2018, 167 shares on April 5, 2019 and 166 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F2 · derivative.expiration_date: The restricted stock units shall vest as to 167 shares on April 5, 2018, 167 shares on April 5, 2019 and 166 shares on April 5, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:53 UTC
Cysewski Gerald RDirector · CSO
Tax withholdingCyanotech common stock 63 $5.25 $330.75
Disclosure

SEC source: 0001437749-18-006533 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,959

F5 · kind: The reporting person is reporting the withholding by the issuer of 63 shares of common stock that vested on April 5, 2018 pursuant to the April 5, 2017 RSU grant, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of April 6, 2018.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 14:53 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock 167 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006533 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 14:11 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionRestricted stock units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006320 · rdgdoc.xml · derivative · entry 5

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Cyanotech common stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.

F3 · derivative.exercise_date: The restricted stock units shall vest as to 8,333 shares on March 31, 2018, 8,333 on March 31, 2019 and 8,334 on March 31, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

F3 · derivative.expiration_date: The restricted stock units shall vest as to 8,333 shares on March 31, 2018, 8,333 on March 31, 2019 and 8,334 on March 31, 2020, in each case subject to the reporting person's continued service with Cyanotech on the vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 14:11 UTC
Cysewski Gerald RDirector · CSO
Tax withholdingCyanotech common stock 3,130 $5.10 $15,963.00
Disclosure

SEC source: 0001437749-18-006320 · rdgdoc.xml · nonDerivative · entry 2

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,855

F5 · kind: The reporting person is reporting the withholding by the issuer of 3,130 shares of common stock that vested on March 31, 2018 pursuant to the March 31, 2017 RSU grant, but that were not issued in order to satisfy the reporting persons tax withholding obligations in connection with the delivery of the converted common stock to the reporting person as of April 2, 2018.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 14:11 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-006320 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion upon vesting of restricted stock units into common stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:55 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock options · Derivative 2,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001437749-18-003225 · rdgdoc.xml · derivative · entry 3

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cyanotech common stock · 2,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully exercisable

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February 21, 2018 Filed Feb 23, 2018 15:55 UTC
Cysewski Gerald RDirector · CSO
Exercise / conversionCyanotech common stock 2,000 $1.60 $3,200.00
Disclosure

SEC source: 0001437749-18-003225 · rdgdoc.xml · nonDerivative · entry 1

Cysewski Gerald R · CIK 0001369133 · Director · CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2018 Filed Jan 24, 2018 18:58 UTC
Morton MawaeDirector · CEO
GrantCyanotech common stock options · Derivative 45,000 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001437749-18-001095 · rdgdoc.xml · derivative · entry 1

Morton Mawae · CIK 0001715607 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Cyanotech common stock · 45,000 shares

Expires 2028-01-24

F1 · derivative.exercise_date: The stock options shall vest as to 15,000 shares on January 24, 2019, 15,000 shares on January 24, 2020 and 15,000 shares on January 24, 2021, in each case subject to continued service with Cyanotech on the vesting date.

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December 04, 2017 Filed Jan 5, 2018 13:41 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech common stock options · Derivative 2,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001437749-18-000320 · rdgdoc.xml · derivative · entry 3

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cyanotech common stock · 2,000 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Mr Jensen acquired 2,000 stock options on 2/22/2008, of which 200 options became exercisable on 2/22/2009, 400 options became exercisable on 2/22/2010, 600 options became exercisable on 2/22/2011 and 800 options became exercisable on 2/22/2012.

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December 04, 2017 Filed Jan 5, 2018 13:41 UTC
Jensen GlennVP of Manufacturing
Exercise / conversionCyanotech Corporation Common Stock 2,000 $1.60 $3,200.00
Disclosure

SEC source: 0001437749-18-000320 · rdgdoc.xml · nonDerivative · entry 1

Jensen Glenn · CIK 0001369173 · VP of Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2017 Filed Aug 25, 2017 16:22 UTC
Vied David LDirector
GrantCyanotech Corporation Common Stock 17,021 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015328 · rdgdoc.xml · nonDerivative · entry 1

Vied David L · CIK 0001632792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,903

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August 24, 2017 Filed Aug 25, 2017 16:21 UTC GrantCyanotech Corporation Common Stock 11,915 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015327 · rdgdoc.xml · nonDerivative · entry 1

MULDER DAVID M · CIK 0001208781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,915

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August 24, 2017 Filed Aug 25, 2017 16:20 UTC GrantCyanotech Corporation Common Stock 16,596 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015325 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,635

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August 24, 2017 Filed Aug 25, 2017 16:18 UTC
KATZ NANCY EDirector
GrantCyanotech Corporation Common Stock 6,809 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015324 · rdgdoc.xml · nonDerivative · entry 1

KATZ NANCY E · CIK 0001189692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809

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August 24, 2017 Filed Aug 25, 2017 16:17 UTC
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 6,383 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015322 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee of the Michael Arlen Davis Revocable Trust

Disclosed balance after: 442,025

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August 24, 2017 Filed Oct 31, 2017 15:03 UTC Amendment
DAVIS MICHAEL A /Director · 10% owner
GrantCyanotech Corporation Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-017950 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee of the Michael Arlen Davis Revocable Trust

Disclosed balance after: 441,892

F1 · shares: Due to a clerical error, the number of shares acquired was previously misreported as 6,383 shares in the reporting person's Form 4 filed on August 25, 2017.

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August 24, 2017 Filed Oct 31, 2017 14:55 UTC Amendment
Vied David LDirector
GrantCyanotech Corporation Common Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-017946 · rdgdoc.xml · nonDerivative · entry 1

Vied David L · CIK 0001632792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,549

F1 · shares: Due to a clerical error, the number of shares acquired was previously misreported as 17,021 shares in the reporting person's Form 4 filed on August 25, 2017.

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August 24, 2017 Filed Oct 31, 2017 14:52 UTC Amendment GrantCyanotech Corporation Common Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-017944 · rdgdoc.xml · nonDerivative · entry 1

MULDER DAVID M · CIK 0001208781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

F1 · shares: Due to a clerical error, the number of shares acquired was previously misreported as 11,915 shares in the reporting person's Form 4 filed on August 25, 2017.

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August 24, 2017 Filed Oct 31, 2017 14:47 UTC Amendment
KATZ NANCY EDirector
GrantCyanotech Corporation Common Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-017942 · rdgdoc.xml · nonDerivative · entry 1

KATZ NANCY E · CIK 0001189692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

F1 · shares: Due to a clerical error, the number of shares acquired was previously misreported as 6,809 shares in the reporting person's Form 4 filed on August 25, 2017.

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August 24, 2017 Filed Nov 6, 2017 14:42 UTC Amendment GrantCyanotech Corporation Common Stock 16,250 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-018397 · rdgdoc.xml · nonDerivative · entry 1

Menzel Walter Bennett · CIK 0001586458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,289

F1 · shares: Due to a clerical error, the number of shares acquired was previously misreported as 16,596 shares in the reporting person's Form 4 filed on August 25, 2017.

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August 22, 2017 Filed Aug 23, 2017 14:17 UTC
DAVIS MICHAEL A /Director · 10% owner
GiftCyanotech Corporation Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-015204 · rdgdoc.xml · nonDerivative · entry 1

DAVIS MICHAEL A / · CIK 0001201156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as director of Skywords Family Foundation Inc.(1)

Disclosed balance after: 300,000

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July 14, 2017 Filed Aug 29, 2017 17:22 UTC
Morton MawaePresident
GrantCyanotech common stock options · Derivative 75,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001437749-17-015412 · rdgdoc.xml · derivative · entry 1

Morton Mawae · CIK 0001715607 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Cyanotech common stock · 75,000 shares

Expires 2027-07-14

F1 · derivative.exercise_date: The stock options shall vest as to 25,000 shares on July 14, 2018, 25,000 shares on July 14, 2019 and 25,000 shares on July 14, 2020, in each case subject to continued service with Cyanotech on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.