Last 12 months
Inside the activity.
0 purchase rows · 39 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 30, 2021 01:16 UTC |
Kundra VivekChief Operating Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 206,250 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043873 · doc4.xml · derivative · entry 5 Kundra Vivek · CIK 0001867888 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 206,250 shares Expires 2029-03-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:16 UTC |
Kundra VivekChief Operating Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 337,500 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043873 · doc4.xml · derivative · entry 4 Kundra Vivek · CIK 0001867888 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,500 Underlying: Class B Common Stock · 337,500 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:16 UTC |
Kundra VivekChief Operating Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 337,500 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043873 · doc4.xml · derivative · entry 3 Kundra Vivek · CIK 0001867888 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337,500 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:16 UTC |
Kundra VivekChief Operating Officer
|
OtherClass B Common Stock · Derivative | 617,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043873 · doc4.xml · derivative · entry 2 Kundra Vivek · CIK 0001867888 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,173 Underlying: Class A Common Stock · 617,173 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:16 UTC |
Kundra VivekChief Operating Officer
|
OtherCommon Stock | 617,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043873 · doc4.xml · nonDerivative · entry 1 Kundra Vivek · CIK 0001867888 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 8 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class B Common Stock · 200,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 7 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 6 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Class B Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 5 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 4 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class B Common Stock · 500,000 shares Expires 2029-09-04 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on September 3, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 3 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2029-09-04 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on September 3, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherClass B Common Stock · Derivative | 148,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · derivative · entry 2 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 148,291 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:11 UTC |
Haley Daniel PGeneral Counsel and Corp. Sec.
|
OtherCommon Stock | 148,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043869 · doc4.xml · nonDerivative · entry 1 Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
OtherClass B Common Stock · Derivative | 55,589,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 23 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,589,960 Underlying: Class A Common Stock · 55,589,960 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria. F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria. F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries G-2 Convertible Preferred Stock · Derivative | 9,090,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 22 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,090,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries G-1 Convertible Preferred Stock · Derivative | 10,810,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 21 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,810,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries F Convertible Preferred Stock · Derivative | 1,867,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 20 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,867,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries E-2 Convertible Preferred Stock · Derivative | 111,752 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 19 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 111,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries E-1 Convertible Preferred Stock · Derivative | 682,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 18 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 682,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries D-2 Convertible Preferred Stock · Derivative | 18,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 17 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 18,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 1,393,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 16 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,393,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 4,903,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 15 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,903,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 10,347,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 14 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,347,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 5,455,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 13 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,455,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
PurchaseClass A Common Stock | 1,413,501 | $16.00 | $22,616,016.00 |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 12 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,413,501 F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
OtherCommon Stock | 55,589,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 11 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 9,090,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 10 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,589,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 10,810,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 9 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,499,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 1,867,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 8 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,688,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 111,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 7 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,820,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 682,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 6 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,708,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 18,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 5 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,026,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 1,393,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 4 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,007,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 4,903,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 3 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,614,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 10,347,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 2 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,711,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC |
H&F Corporate Investors IX, Ltd.10% owner
H&F Splash Holdings IX GP, LLC10% owner
H&F Splash Holdings IX, L.P.10% owner
|
ConversionCommon Stock | 5,455,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 1 H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,363,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock"). F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $10.96 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 10 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class B Common Stock · 150,000 shares Expires 2031-04-05 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on April 5, 2022, and one forty-eighth (1/48th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $10.96 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 9 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2031-04-05 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on April 5, 2022, and one forty-eighth (1/48th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 8 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Class B Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 7 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 85,938 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 6 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,938 Underlying: Class B Common Stock · 85,938 shares Expires 2029-05-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 85,938 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 5 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,938 shares Expires 2029-05-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 208,333 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 4 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,333 Underlying: Class B Common Stock · 208,333 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 9, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherEmployee Stock Option (right to buy) · Derivative | 208,333 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 3 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 208,333 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 9, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherClass B Common Stock · Derivative | 16,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · derivative · entry 2 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,582 Underlying: Class A Common Stock · 16,582 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:08 UTC |
Conn Wilson GradChief Experience Officer
|
OtherCommon Stock | 16,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043863 · doc4.xml · nonDerivative · entry 1 Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed May 5, 2022 17:34 UTC Amendment |
GILLIS EDWIN JDirector
|
GrantStock Option (right to buy) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027417 · doc4a.xml · derivative · entry 2 GILLIS EDWIN J · CIK 0001186557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2031-06-25 F2 · security: The initial Form 4 filed on June 29, 2021 inadvertently reported the RSU award received by the Reporting Person as a stock option rather than an RSU award. This amendment serves to remove the stock option award from Table II and report the RSU in Table I. F3 · derivative.exercise_date: Not applicable. Read SEC document |
| June 25, 2021 Filed May 5, 2022 17:34 UTC Amendment |
GILLIS EDWIN JDirector
|
GrantClass A Common Stock | 13,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027417 · doc4a.xml · nonDerivative · entry 1 GILLIS EDWIN J · CIK 0001186557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,420 F1 · kind: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · kind: The initial Form 4 filed on June 29, 2021 inadvertently reported the RSU award received by the Reporting Person as a stock option rather than an RSU award. This amendment serves to remove the stock option award from Table II and report the RSU in Table I. Read SEC document |
| June 25, 2021 Filed May 5, 2022 21:30 UTC Amendment |
CHAMBERS JOHN TDirector
|
GrantStock Option (right to buy) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027416 · doc4a.xml · derivative · entry 2 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2031-06-25 F2 · security: The initial Form 4 filed on June 29, 2021 inadvertently reported the RSU award received by the Reporting Person as a stock option rather than an RSU award. This amendment serves to remove the stock option award from Table II and report the RSU in Table I. F3 · derivative.exercise_date: Not applicable. Read SEC document |
| June 25, 2021 Filed May 5, 2022 21:30 UTC Amendment |
CHAMBERS JOHN TDirector
|
GrantClass A Common Stock | 17,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027416 · doc4a.xml · nonDerivative · entry 1 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,631 F1 · kind: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (a) June 25, 2022 or (b) the day prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · kind: The initial Form 4 filed on June 29, 2021 inadvertently reported the RSU award received by the Reporting Person as a stock option rather than an RSU award. This amendment serves to remove the stock option award from Table II and report the RSU in Table I. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.