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CWT

CALIFORNIA WATER SERVICE GROUP

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Tapewire entity
4212
SEC CIK
0001035201
Parsed reports
1,274

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 6, 2020 00:48 UTC GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002331 · marketforms-48178.xml · nonDerivative · entry 1

Snow Lester A · CIK 0001513841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,015

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:43 UTC GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002330 · marketforms-48173.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,241

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:40 UTC GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002329 · marketforms-48172.xml · nonDerivative · entry 1

Esque Shelly Marian · CIK 0001745383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,357

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:28 UTC GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002325 · marketforms-48175.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 1,177 $47.96 $56,448.92
Disclosure

SEC source: 0001214659-20-002142 · marketforms-47954.xml · nonDerivative · entry 3

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,336

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #412.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002142 · marketforms-47954.xml · nonDerivative · entry 2

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,513

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 1,287 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 69 $47.96 $3,309.24
Disclosure

SEC source: 0001214659-20-002142 · marketforms-47954.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,677

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #399.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:41 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 1,725 $47.96 $82,731.00
Disclosure

SEC source: 0001214659-20-002186 · marketforms-47944.xml · nonDerivative · entry 3

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,115.94

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #406.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:41 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002186 · marketforms-47944.xml · nonDerivative · entry 2

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840.94

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:41 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 106 $47.96 $5,083.76
Disclosure

SEC source: 0001214659-20-002186 · marketforms-47944.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,780.94

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #393.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 1,468 $47.96 $70,405.28
Disclosure

SEC source: 0001214659-20-002147 · marketforms-47952.xml · nonDerivative · entry 3

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #414.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002147 · marketforms-47952.xml · nonDerivative · entry 2

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,968

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 92 $47.96 $4,412.32
Disclosure

SEC source: 0001214659-20-002147 · marketforms-47952.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,908

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #401.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 1,621 $47.96 $77,743.16
Disclosure

SEC source: 0001214659-20-002146 · marketforms-47950.xml · nonDerivative · entry 3

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200.32

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #417.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002146 · marketforms-47950.xml · nonDerivative · entry 2

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,821.32

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 103 $47.96 $4,939.88
Disclosure

SEC source: 0001214659-20-002146 · marketforms-47950.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,761.32

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #404.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 1,605 $47.96 $76,975.80
Disclosure

SEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 3

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,005

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #416.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 2

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,610

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 103 $47.96 $4,939.88
Disclosure

SEC source: 0001214659-20-002145 · marketforms-47949.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,550

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #403.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 1,178 $47.96 $56,496.88
Disclosure

SEC source: 0001214659-20-002144 · marketforms-47956.xml · nonDerivative · entry 3

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044.5

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #415.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Simon Gerald AChief Safety & Preparedness
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002144 · marketforms-47956.xml · nonDerivative · entry 2

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222.5

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 1,287 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 69 $47.96 $3,309.24
Disclosure

SEC source: 0001214659-20-002144 · marketforms-47956.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386.5

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #402.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 988 $47.96 $47,384.48
Disclosure

SEC source: 0001214659-20-002143 · marketforms-47955.xml · nonDerivative · entry 3

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250.4

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #413.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002143 · marketforms-47955.xml · nonDerivative · entry 2

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,238.4

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 1,287 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 59 $47.96 $2,829.64
Disclosure

SEC source: 0001214659-20-002143 · marketforms-47955.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402.4

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #400.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 1,548 $47.96 $74,242.08
Disclosure

SEC source: 0001214659-20-002141 · marketforms-47948.xml · nonDerivative · entry 3

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,376.36

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #411.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002141 · marketforms-47948.xml · nonDerivative · entry 2

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,924.36

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 97 $47.96 $4,652.12
Disclosure

SEC source: 0001214659-20-002141 · marketforms-47948.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,864.36

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #398.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 1,586 $47.96 $76,064.56
Disclosure

SEC source: 0001214659-20-002140 · marketforms-47947.xml · nonDerivative · entry 3

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,053.57

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #410.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002140 · marketforms-47947.xml · nonDerivative · entry 2

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,639.57

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 99 $47.96 $4,748.04
Disclosure

SEC source: 0001214659-20-002140 · marketforms-47947.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,579.57

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #397.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 1,491 $47.96 $71,508.36
Disclosure

SEC source: 0001214659-20-002139 · marketforms-47946.xml · nonDerivative · entry 3

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,854

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #409.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002139 · marketforms-47946.xml · nonDerivative · entry 2

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,345

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 94 $47.96 $4,508.24
Disclosure

SEC source: 0001214659-20-002139 · marketforms-47946.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,285

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #396.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 5,437 $47.96 $260,758.52
Disclosure

SEC source: 0001214659-20-002138 · marketforms-47953.xml · nonDerivative · entry 3

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000.48

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #408.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 11,731 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002138 · marketforms-47953.xml · nonDerivative · entry 2

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,437.48

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 8,223 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 385 $47.96 $18,464.60
Disclosure

SEC source: 0001214659-20-002138 · marketforms-47953.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,706.48

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #395.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:35 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 1,657 $47.96 $79,469.72
Disclosure

SEC source: 0001214659-20-002137 · marketforms-47945.xml · nonDerivative · entry 3

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975

F3 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #407.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:35 UTC
Healey David BVP, Controller
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002137 · marketforms-47945.xml · nonDerivative · entry 2

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,632

F2 · shares: On 2/28/2017, the reporting person was granted a Performance Stock Unit (PSU) of 2,145 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 142.667% payout of the original goal.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:35 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 103 $47.96 $4,939.88
Disclosure

SEC source: 0001214659-20-002137 · marketforms-47945.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,572

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #394.

Read SEC document
December 11, 2019 Filed Dec 11, 2019 17:46 UTC
Kuta Robert JVP, Engineering
SaleCommon Stock 2,150 $51.19 $110,068.18
Disclosure

SEC source: 0001214659-19-007672 · marketforms-46846.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

F1 · price: The transaction was executed in multiple transaction with an average price of $51.1945. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares an prices at which the transaction was effected.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:06 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 77 $51.89 $3,995.53
Disclosure

SEC source: 0001214659-19-007625 · marketforms-46817.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,653

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:08 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 83 $51.89 $4,306.87
Disclosure

SEC source: 0001214659-19-007626 · marketforms-46818.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864.32

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #445.

F2 · balance_after: Represents the number of shares acquired through the Employee Stock Participation Program for September 2019, October 2019 and November 2019 and Dividend Reinvestment for November 2019.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:09 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 73 $51.89 $3,787.97
Disclosure

SEC source: 0001214659-19-007628 · marketforms-46820.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #447.

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December 06, 2019 Filed Dec 9, 2019 22:08 UTC
Treloar Timothy DVP, Ops and Water Quality
Tax withholdingCommon Stock 77 $51.89 $3,995.53
Disclosure

SEC source: 0001214659-19-007627 · marketforms-46819.xml · nonDerivative · entry 1

Treloar Timothy D · CIK 0001583191 · VP, Ops and Water Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,907.14

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #446.

F2 · balance_after: Represents the number of shares acquired through Dividend Reinvestment for November 2019.

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December 06, 2019 Filed Dec 9, 2019 22:01 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 44 $51.89 $2,283.16
Disclosure

SEC source: 0001214659-19-007623 · marketforms-46815.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461.4

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #442.

F2 · balance_after: Represents the number of shares acquired through the Employee Stock Participation Program for September 2019, October 2019 and November 2019 and Dividend Reinvestment for November 2019.

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December 06, 2019 Filed Dec 9, 2019 22:01 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 56 $51.89 $2,905.84
Disclosure

SEC source: 0001214659-19-007624 · marketforms-46816.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455.5

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #443. ..

F2 · balance_after: Represents the number of shares acquired through the Employee Stock Participation Program for September 2019, October 2019 and November 2019 and Dividend Reinvestment for November 2019.

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December 06, 2019 Filed Dec 9, 2019 22:00 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 56 $51.89 $2,905.84
Disclosure

SEC source: 0001214659-19-007621 · marketforms-46814.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,746

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #441.

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December 06, 2019 Filed Dec 9, 2019 21:59 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 82 $51.89 $4,254.98
Disclosure

SEC source: 0001214659-19-007620 · marketforms-46813.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,961.36

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #440.

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December 06, 2019 Filed Dec 9, 2019 21:57 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 427 $51.89 $22,157.03
Disclosure

SEC source: 0001214659-19-007617 · marketforms-46810.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,091.48

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #437.

F1 · balance_after: Represents the number of shares acquired through the Employee Stock Participation Program for September 2019, October 2019 and November 2019 and Dividend Reinvestment for November 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.