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CWT

CALIFORNIA WATER SERVICE GROUP

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Tapewire entity
4212
SEC CIK
0001035201
Parsed reports
1,274

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2021 Filed Jun 7, 2021 17:32 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 59 $56.66 $3,342.94
Disclosure

SEC source: 0001214659-21-006348 · marketforms-53054.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,255

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #481.

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:29 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 61 $56.66 $3,456.26
Disclosure

SEC source: 0001214659-21-006347 · marketforms-53056.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352.47

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #483.

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:19 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 63 $56.66 $3,569.58
Disclosure

SEC source: 0001214659-21-006346 · marketforms-53061.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620.46

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #488.

Read SEC document
June 05, 2021 Filed Jun 7, 2021 17:11 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 59 $56.66 $3,342.94
Disclosure

SEC source: 0001214659-21-006342 · marketforms-53063.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,720

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #489.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:15 UTC
Mares Michael S JRVice President, Operations
Tax withholdingCommon Stock 27 $56.94 $1,537.38
Disclosure

SEC source: 0001214659-21-006311 · marketforms-53051.xml · nonDerivative · entry 1

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #525.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:04 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 57 $56.94 $3,245.58
Disclosure

SEC source: 0001214659-21-006309 · marketforms-53038.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,314

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #521.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:04 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 58 $56.94 $3,302.52
Disclosure

SEC source: 0001214659-21-006308 · marketforms-53040.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413.47

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #523.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:04 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 61 $56.94 $3,473.34
Disclosure

SEC source: 0001214659-21-006307 · marketforms-53042.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,226.36

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #526.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:03 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 36 $56.94 $2,049.84
Disclosure

SEC source: 0001214659-21-006306 · marketforms-53043.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #528.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:03 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 57 $56.94 $3,245.58
Disclosure

SEC source: 0001214659-21-006305 · marketforms-53046.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,779

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:02 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 53 $56.94 $3,017.82
Disclosure

SEC source: 0001214659-21-006304 · marketforms-53048.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,224

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #533.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:01 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 60 $56.94 $3,416.40
Disclosure

SEC source: 0001214659-21-006303 · marketforms-53037.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413.73

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #520.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:00 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 282 $56.94 $16,057.08
Disclosure

SEC source: 0001214659-21-006302 · marketforms-53039.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,748.76

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #522.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:00 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 57 $56.94 $3,245.58
Disclosure

SEC source: 0001214659-21-006301 · marketforms-53041.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621.53

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #524.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 19:59 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 58 $56.94 $3,302.52
Disclosure

SEC source: 0001214659-21-006300 · marketforms-53047.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,440.51

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #532.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 19:58 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 31 $56.94 $1,765.14
Disclosure

SEC source: 0001214659-21-006299 · marketforms-53044.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346.75

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #529.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 19:58 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 61 $56.94 $3,473.34
Disclosure

SEC source: 0001214659-21-006298 · marketforms-53045.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,683.46

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #530.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
May 26, 2021 Filed May 26, 2021 23:21 UTC GrantCommon Stock 1,021 $57.68 $58,891.28
Disclosure

SEC source: 0001214659-21-005988 · marketforms-52948.xml · nonDerivative · entry 1

Maldonado Yvonne Aida · CIK 0001863358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021

F1 · shares: Restricted stock granted 05/26/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests on 3/2/2022.

Read SEC document
May 06, 2021 Filed May 6, 2021 18:20 UTC
Luu Michael BVP, Customer Service & IT
SaleCommon Stock 407 $57.98 $23,597.86
Disclosure

SEC source: 0001214659-21-004974 · marketforms-52688.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551.7

F1 · price: 1. This transaction was executed in multiple trades at prices ranging from $57.97 to 57.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 05, 2021 Filed May 6, 2021 18:21 UTC
Simon Gerald AChief Safety & Preparedness
SaleCommon Stock 854 $58.73 $50,155.42
Disclosure

SEC source: 0001214659-21-004975 · marketforms-52689.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712.01

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:32 UTC
Ouyang Elissa YChief Procurement & Lead CI
SaleCommon Stock 500 $53.31 $26,657.00
Disclosure

SEC source: 0001214659-21-003191 · marketforms-52033.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,161.74

F1 · price: The transaction was executed in multiple transaction with an average price of $53.314. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares an prices at which the transaction was effected.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:08 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 889 $52.96 $47,081.44
Disclosure

SEC source: 0001214659-21-002876 · marketforms-51797.xml · nonDerivative · entry 4

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,661.74

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #458.

F5 · balance_after: Includes shares acquired through ESPP and dividend reinvestment

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:08 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 1,713 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002876 · marketforms-51797.xml · nonDerivative · entry 3

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,498.51

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,173 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:08 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 51 $52.96 $2,700.96
Disclosure

SEC source: 0001214659-21-002876 · marketforms-51797.xml · nonDerivative · entry 2

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785.51

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #442.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:05 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 1,438 $52.96 $76,156.48
Disclosure

SEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 4

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #454.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:05 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 3

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,274

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 02:05 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 91 $52.96 $4,819.36
Disclosure

SEC source: 0001214659-21-002875 · marketforms-51792.xml · nonDerivative · entry 2

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,421

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:57 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 1,556 $52.96 $82,405.76
Disclosure

SEC source: 0001214659-21-002873 · marketforms-51791.xml · nonDerivative · entry 4

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,287.36

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #452.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:57 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002873 · marketforms-51791.xml · nonDerivative · entry 3

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,843.36

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:57 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 96 $52.96 $5,084.16
Disclosure

SEC source: 0001214659-21-002873 · marketforms-51791.xml · nonDerivative · entry 2

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990.36

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #440.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:50 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 1,000 $52.96 $52,960.00
Disclosure

SEC source: 0001214659-21-002872 · marketforms-51796.xml · nonDerivative · entry 4

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,622

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #457.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:50 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 1,713 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002872 · marketforms-51796.xml · nonDerivative · entry 3

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,622

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,173 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:50 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 57 $52.96 $3,018.72
Disclosure

SEC source: 0001214659-21-002872 · marketforms-51796.xml · nonDerivative · entry 2

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,909

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #441.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:48 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 1,495 $52.96 $79,175.20
Disclosure

SEC source: 0001214659-21-002871 · marketforms-51789.xml · nonDerivative · entry 4

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,471.47

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #450.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:48 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002871 · marketforms-51789.xml · nonDerivative · entry 3

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,966.47

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:48 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 93 $52.96 $4,925.28
Disclosure

SEC source: 0001214659-21-002871 · marketforms-51789.xml · nonDerivative · entry 2

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113.47

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #438.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:44 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 1,384 $52.96 $73,296.64
Disclosure

SEC source: 0001214659-21-002870 · marketforms-51794.xml · nonDerivative · entry 4

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,277

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #453.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:44 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002870 · marketforms-51794.xml · nonDerivative · entry 3

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,661

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:44 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 86 $52.96 $4,554.56
Disclosure

SEC source: 0001214659-21-002870 · marketforms-51794.xml · nonDerivative · entry 2

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,808

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #447.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:40 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 1,475 $52.96 $78,116.00
Disclosure

SEC source: 0001214659-21-002869 · marketforms-51787.xml · nonDerivative · entry 4

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,371

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #449.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:40 UTC
Healey David BVP, Controller
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002869 · marketforms-51787.xml · nonDerivative · entry 3

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,846

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 01:40 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 91 $52.96 $4,819.36
Disclosure

SEC source: 0001214659-21-002869 · marketforms-51787.xml · nonDerivative · entry 2

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,993

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #436.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 21:37 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 5,505 $52.96 $291,544.80
Disclosure

SEC source: 0001214659-21-002924 · marketforms-51795.xml · nonDerivative · entry 4

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,648.41

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #460.

F5 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 10,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002924 · marketforms-51795.xml · nonDerivative · entry 3

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,513.15

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 7,489 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 308 $52.96 $16,311.68
Disclosure

SEC source: 0001214659-21-002924 · marketforms-51795.xml · nonDerivative · entry 2

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,579.15

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #437.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 1,480 $52.96 $78,380.80
Disclosure

SEC source: 0001214659-21-002923 · marketforms-51793.xml · nonDerivative · entry 4

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,225.25

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #455.

F5 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002923 · marketforms-51793.xml · nonDerivative · entry 3

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,258.59

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 92 $52.96 $4,872.32
Disclosure

SEC source: 0001214659-21-002923 · marketforms-51793.xml · nonDerivative · entry 2

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,405.59

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #445.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 1,461 $52.96 $77,374.56
Disclosure

SEC source: 0001214659-21-002921 · marketforms-51790.xml · nonDerivative · entry 4

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,958.7

F4 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #451.

F5 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

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March 06, 2021 Filed Mar 9, 2021 21:37 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002921 · marketforms-51790.xml · nonDerivative · entry 3

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,387.72

F3 · shares: On 3/6/2018, the reporting person was granted a Performance Stock Unit (PSU) of 1,954 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 146% payout of the original goal.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.