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CWEN

Clearway Energy, Inc.

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0001567683
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 8, 2019 21:47 UTC
Sotos Christopher SDirector · President and CEO
PurchaseClass A Common Stock, par value $.01 per share 6,500 $14.49 $94,207.10
Disclosure

SEC source: 0001179110-19-003612 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:59 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
PurchaseClass C Common Stock, par value $.01 per share 10,250 $14.58 $149,445.00
Disclosure

SEC source: 0001179110-19-003277 · edgar.xml · nonDerivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,246

F3 · price: This transaction was executed in multiple trades at prices ranging from $14.555 to $14.650. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2019 Filed Mar 5, 2019 16:58 UTC GrantClass C Common Stock, par value $.01 per share 398 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003276 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,295

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 4,342 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:58 UTC GrantClass A Common Stock, par value $.01 per share 167 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003276 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 3,015 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:59 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 793 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003279 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,797

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionatelywith the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,739 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC GrantClass C Common Stock, par value $.01 per share 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003275 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,745

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 4,549 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:58 UTC GrantClass A Common Stock, par value $.01 per share 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003275 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 1,507 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 349 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003281 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,687

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 762 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 2,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003280 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,113

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 13,227 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:59 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003277 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,996

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which becomeexercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU orRPSU to which they relate.

F2 · balance_after: Includes 1,190 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:08 UTC GrantClass C Common Stock, par value $.01 per share 2,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-002098 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F1 · shares: Represents 2,278 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. On February 15, 2019, Mr. O'Neal received from Clearway Energy, Inc. one such share of Class C Common Stock in exchange for each Deferred Stock Unit he was issued on the same date.

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January 04, 2019 Filed Jan 8, 2019 21:44 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000562 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

F1 · price: On November 7, 2016, Mr. Plotkin was issued 16,903 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2017. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 4,226 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,344 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 663 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,946 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:46 UTC
Stillwell Mary-LeeChief Accounting Officer
Tax withholdingClass C Common Stock, par value $.01 per share 7,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000564 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,338

F1 · price: On August 31, 2018, Ms. Stillwell was issued 28,027 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 15,975 shares vested. Ms. Stillwell elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 7,514 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 548 DERs converted to Class C Common Stock, resulting in the reporting person holding 413 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:45 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 9,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000563 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,562

F1 · price: On May 11, 2018, Mr. Malcarney was issued 33,232 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 18,942 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,583 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 1,001 DERs converted to Class C Common Stock, resulting in the reporting person holding 756 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:43 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 38,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000561 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,406

F1 · price: On August 8, 2016, Mr. Sotos was issued 80,192 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 2, 2017. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 66,559 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 38,165 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 11,524 DERs converted to Class C Common Stock, resulting in the reporting person holding 10,520 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 04, 2019 Filed Jan 18, 2019 23:20 UTC Amendment
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 9,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000842 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,562

F3 · shares: The original Form 4, filed on January 8, 2019, is being amended by this Form 4 amendment solely to correct an administrative error relating to the code reported in Column 4 of Table I. This corrected Form 4 reflects the correct code of D.

F1 · price: On May 11, 2018, Mr. Malcarney was issued 33,232 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 18,942 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,583 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 1,001 DERs converted to Class C Common Stock, resulting in the reporting person holding 756 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 21:44 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,348

F6 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2019, 2,450 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,440 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F7 · balance_after: In connection with the vesting of the RSUs described above, 338 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,609 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 21:42 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 4,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,571

F6 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2019, 8,749 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,590 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F7 · balance_after: In connection with the vesting of the RSUs described above, 1,207 DERs converted to Class C Common Stock, resulting in the reporting person holding 22,044 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC
Plotkin ChadSVP and CFO
GrantRelative Performance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · derivative · entry 4

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,001

Underlying: Class C Common Stock, par value $.01 per share · 25,501 shares

Expires 2022-01-02

F8 · derivative.exercise_price: The Reporting Person was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of ClearwayEnergy, Inc. Class C Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of shares of 25,501 Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 17,001 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 9,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,788

F3 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary ofthe date of the grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000431 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,674

F1 · price: On January 2, 2018, Mr. Plotkin was issued 5,954 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2019, 1,982 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,104 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 142 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,947 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:59 UTC OtherClass C Common Stock 112,935 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-000835 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,677

F1 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantRelative Performance Stock Units · Derivative 10,738 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000432 · edgar.xml · derivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,738

Underlying: Class C Common Stock, par value $.01 per share · 16,107 shares

Expires 2022-01-02

F4 · derivative.exercise_price: The Reporting Person was issued 10,738 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 16,107 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,738 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,684 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

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January 02, 2019 Filed Jan 4, 2019 21:44 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 5,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000432 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,145

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Malcarney under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

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January 02, 2019 Filed Jan 4, 2019 21:45 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 12,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000434 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,852

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Ms. Stillwell under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan ("LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01.

F3 · balance_after: Ms. Stillwell will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of grant.

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January 02, 2019 Filed Jan 4, 2019 21:42 UTC
Sotos Christopher SDirector · President and CEO
GrantRelative Performance Stock Units · Derivative 54,671 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000429 · edgar.xml · derivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,671

Underlying: Class C Common Stock, par value $.01 per share · 82,006 shares

Expires 2022-01-02

F8 · derivative.exercise_price: The Reporting Person was issued 54,671 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 82,006 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 54,671 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 13,667 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

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January 02, 2019 Filed Jan 4, 2019 21:42 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 29,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,161

F3 · shares: Represents RSUs issued to Mr. Sotos under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

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January 02, 2019 Filed Jan 4, 2019 21:42 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 3,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,854

F1 · price: On January 2, 2018, Mr. Sotos was issued 21,263 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2019, 7,080 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,847 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 509 DERs converted to Class C Common Stock, resulting in the reporting person holding 23,251 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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December 27, 2018 Filed Dec 28, 2018 21:53 UTC PurchaseClass C Common Stock 64,612 $16.69 $1,078,374.28
Disclosure

SEC source: 0001104659-18-075158 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 132,612

F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Plan (the "Plan") to certain of its employees.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $16.43 to $16.89, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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December 26, 2018 Filed Dec 28, 2018 21:53 UTC PurchaseClass C Common Stock 68,000 $16.49 $1,121,320.00
Disclosure

SEC source: 0001104659-18-075158 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 68,000

F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Plan (the "Plan") to certain of its employees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $16.14 to $16.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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December 03, 2018 Filed Dec 6, 2018 08:51 UTC GrantClass C Common Stock, par value $.01 per share 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013444 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,847

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 3,944 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 5 shares to the total number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 08:51 UTC GrantClass A Common Stock, par value $.01 per share 214 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013444 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,941

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,848 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 6 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

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December 03, 2018 Filed Dec 6, 2018 13:45 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013440 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,778

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,089 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 13:53 UTC GrantClass C Common Stock, par value $.01 per share 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013445 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,355

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 4,159 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 5 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 13:53 UTC GrantClass A Common Stock, par value $.01 per share 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013445 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,971

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 1,424 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 5 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 08:49 UTC GrantClass C Common Stock, par value $.01 per share 663 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013443 · edgar.xml · nonDerivative · entry 2

CHLEBOWSKI JOHN · CIK 0001258789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,823

F1 · price: Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in the Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Unit to which they relate.

F3 · balance_after: Includes 7,331 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 5 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 08:49 UTC GrantClass A Common Stock, par value $.01 per share 240 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013443 · edgar.xml · nonDerivative · entry 1

CHLEBOWSKI JOHN · CIK 0001258789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

F1 · price: Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in the Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Unit to which they relate.

F2 · balance_after: Includes 3,195 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 13:48 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 515 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013442 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,988

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 961 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 13:46 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 3,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013441 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,701

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 23,760 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

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December 03, 2018 Filed Dec 6, 2018 13:44 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 622 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013439 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,389

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs"), which become exercisable with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 1,757 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
December 03, 2018 Filed Feb 7, 2019 16:09 UTC Amendment GrantClass C Common Stock, par value $.01 per share 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-001507 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,897

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 3,944 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 5 shares to the total number of dividend equivalent rights as a result of rounding fractional shares.

F4 · balance_after: Amended to correct a typographical error in the number of securities beneficially owned.

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December 03, 2018 Filed Feb 7, 2019 16:09 UTC Amendment GrantClass A Common Stock, par value $.01 per share 214 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-001507 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,941

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,848 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 6 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 22:04 UTC OtherClass C Common Stock 59,727 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-067438 · a4.xml · nonDerivative · entry 3

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F6 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under the Plan to certain of its employees.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 22:04 UTC PurchaseClass C Common Stock 29,727 $19.70 $585,621.90
Disclosure

SEC source: 0001104659-18-067438 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 59,727

F1 · kind: Reflects purchases made by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Plan (the "Plan") to certain of its employees.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.51 to $19.90, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:04 UTC PurchaseClass C Common Stock 30,000 $19.79 $593,700.00
Disclosure

SEC source: 0001104659-18-067438 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 30,000

F1 · kind: Reflects purchases made by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Plan (the "Plan") to certain of its employees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.58 to $19.93, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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September 04, 2018 Filed Sep 6, 2018 16:27 UTC GrantClass A Common Stock, par value $.01 per share 186 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011153 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,721

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,628 dividend equivalent rights that may only be settled in Class A Common Stock.

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September 04, 2018 Filed Sep 6, 2018 20:28 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 635 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011155 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,043

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,354 dividend equivalent rights that may only be settled in Class C Common Stock.

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September 04, 2018 Filed Sep 6, 2018 20:27 UTC GrantClass C Common Stock, par value $.01 per share 436 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011152 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,846

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 3,650 dividend equivalent rights that may only be settled in Class C Common Stock.

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September 04, 2018 Filed Sep 6, 2018 20:27 UTC GrantClass A Common Stock, par value $.01 per share 93 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011152 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,859

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 1,312 dividend equivalent rights that may only be settled in Class A Common Stock.

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September 04, 2018 Filed Sep 6, 2018 16:25 UTC GrantClass C Common Stock, par value $.01 per share 573 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011151 · edgar.xml · nonDerivative · entry 2

CHLEBOWSKI JOHN · CIK 0001258789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,155

F1 · price: Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in the Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Unit to which they relate.

F3 · balance_after: Includes 6,663 dividend equivalent rights that may only be settled in Class C Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.