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CWEN

Clearway Energy, Inc.

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1796
SEC CIK
0001567683
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655

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 20:26 UTC GrantClass C Common Stock, par value $.01 per share 8,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006879 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,083

F1 · shares: Represents 8,613 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:28 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 229 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006884 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,278

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 1,008 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:27 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 2,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006881 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,509

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 12,817 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:27 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 336 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006883 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,340

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1,586 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:26 UTC GrantClass C Common Stock, par value $.01 per share 230 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006880 · edgar.xml · nonDerivative · entry 2

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class C Common Stock of Clearway Energy, Inc.

F4 · balance_after: Includes 900 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:26 UTC GrantClass C Common Stock, par value $.01 per share 8,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006880 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,170

F1 · shares: Represents 8,613 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors.

Read SEC document
May 26, 2020 Filed May 29, 2020 01:12 UTC OtherClass C Common Stock 26,149 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-067256 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,538

F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
May 26, 2020 Filed May 29, 2020 01:12 UTC OtherClass C Common Stock 19,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-067256 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 33,687

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
May 01, 2020 Filed May 6, 2020 01:41 UTC OtherClass C Common Stock 5,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-057108 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,724

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:41 UTC
Plotkin ChadSVP and CFO
GrantRelative Performance Stock Units · Derivative 16,724 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004955 · edgar.xml · derivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,724

Underlying: Class C Common Stock, par value $.01 per share · 25,086 shares

Expires 2023-04-15

F4 · derivative.exercise_price: The Reporting Person was issued 16,724 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · balance_after: Reporting Person will receive (i) a maximum of 25,086 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 16,724 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,181 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:41 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 8,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004955 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,082

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Plotkin under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:43 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 11,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004957 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Ms. Stillwell under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan ("LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01.

F3 · balance_after: The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of grant.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:42 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantRelative Performance Stock Units · Derivative 10,827 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004956 · edgar.xml · derivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,827

Underlying: Class C Common Stock, par value $.01 per share · 16,240 shares

Expires 2023-04-15

F4 · derivative.exercise_price: The Reporting Person was issued 10,827 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · balance_after: Reporting Person will receive (i) a maximum of 16,240 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,827 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,706 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:42 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 5,341 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004956 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,004

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Malcarney under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:41 UTC
Sotos Christopher SDirector · President and CEO
GrantRelative Performance Stock Units · Derivative 56,792 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004954 · edgar.xml · derivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,792

Underlying: Class C Common Stock, par value $.01 per share · 85,188 shares

Expires 2023-04-15

F4 · derivative.exercise_price: The Reporting Person was issued 56,792 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · balance_after: Reporting Person will receive (i) a maximum of 85,188 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 56,792 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 14,198 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:41 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 28,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004954 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,449

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Sotos under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant.

Read SEC document
April 08, 2020 Filed Apr 11, 2020 00:16 UTC OtherClass C Common Stock 5,198 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-045631 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,164

F1 · kind: Reflects a grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the acquisitions of the Issuer's common stock previously reported by the Reporting Persons April 1, 2020. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 22:29 UTC OtherClass C Common Stock 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-044286 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,362

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:51 UTC OtherClass C Common Stock 159,327 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-043298 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,090

F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:51 UTC OtherClass C Common Stock 2,691 $17.90 $48,168.90
Disclosure

SEC source: 0001104659-20-043298 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 171,417

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2020 Filed Jul 21, 2020 01:31 UTC Amendment OtherClass C Common Stock 156,423 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084971 · a4a.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,994

F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2020 Filed Jul 21, 2020 01:31 UTC Amendment OtherClass C Common Stock 2,691 $17.90 $48,168.90
Disclosure

SEC source: 0001104659-20-084971 · a4a.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 171,417

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 31, 2020 Filed Apr 2, 2020 01:25 UTC PurchaseClass C Common Stock 60,000 $18.95 $1,137,000.00
Disclosure

SEC source: 0001104659-20-042068 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 168,726

F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Program to certain of its employees.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.56 to $19.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 30, 2020 Filed Apr 2, 2020 01:25 UTC PurchaseClass C Common Stock 60,000 $19.30 $1,158,000.00
Disclosure

SEC source: 0001104659-20-042068 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 108,726

F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Program to certain of its employees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.06 to $19.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 10, 2020 Filed Mar 12, 2020 21:01 UTC OtherClass C Common Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-032563 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 48,726

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 07, 2020 Filed Nov 24, 2020 23:00 UTC OtherClass C Common Stock 849 $22.05 $18,720.45
Disclosure

SEC source: 0001104659-20-129132 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 46,327

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · balance_after: Reflects the amount of securities beneficially owned after the reported transaction that occurred on March 7, 2020.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 02, 2020 Filed Mar 4, 2020 16:45 UTC GrantClass C Common Stock, par value $.01 per share 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003093 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,902

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 6,282 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 16:45 UTC GrantClass A Common Stock, par value $.01 per share 126 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003093 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 3,586 dividend equivalent rights that may only be settled in Class A Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:46 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 378 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003096 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,832

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,149 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:45 UTC GrantClass C Common Stock, par value $.01 per share 364 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003094 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,879

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 6,183 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:45 UTC GrantClass A Common Stock, par value $.01 per share 63 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003094 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,340

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 1,793 dividend equivalent rights that may only be settled in Class A Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:44 UTC GrantClass C Common Stock, par value $.01 per share 117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003091 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,470

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 525 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:47 UTC
Stillwell Mary-LeeChief Accounting Officer
GrantClass C Common Stock, par value $.01 per share 117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003098 · edgar.xml · nonDerivative · entry 1

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,054

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 779 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:46 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 184 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003097 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,663

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1,250 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:46 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 1,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003095 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,433

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 10,757 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 02, 2020 Filed Mar 4, 2020 21:44 UTC GrantClass C Common Stock, par value $.01 per share 149 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003092 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,557

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 670 dividend equivalent rights that may only be settled in Class C Common Stock.

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February 15, 2020 Filed Feb 19, 2020 23:01 UTC OtherClass C Common Stock 3,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-022925 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 45,478

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:46 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000309 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,635

F5 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 2,458 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,382 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 477 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,910 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:47 UTC
Stillwell Mary-LeeChief Accounting Officer
Tax withholdingClass C Common Stock, par value $.01 per share 4,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000311 · edgar.xml · nonDerivative · entry 2

Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,937

F3 · price: On August 31, 2018, Ms. Stillwell was issued 28,027 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 9,249 shares vested. Ms. Stillwell elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,435 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 788 DERs converted to Class C Common Stock, resulting in the reporting person holding 662 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:46 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 5,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000310 · edgar.xml · nonDerivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,479

F3 · price: On May 11, 2018, Mr. Malcarney was issued 33,232 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 10,967 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,834 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 1,149 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,066 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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January 03, 2020 Filed Jan 6, 2020 21:46 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 4,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000308 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,347

F5 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 8,776 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,998 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 1,703 DERs converted to Class C Common Stock, resulting in the reporting person holding 17,130 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 6

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 5

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Exercise / conversionRelative Performance Stock Units · Derivative 11,025 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 4

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 17,308 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020.

F2 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 9,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,454

F4 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,708 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 8, 2020 00:15 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 17,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020.

F2 · price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:48 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 4,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 6

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:48 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 4,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 5

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:48 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionRelative Performance Stock Units · Derivative 39,375 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 61,815 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Sotos was issued 39,375 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 61,815 RPSUs vested on January 3, 2020.

F2 · derivative.exercise_price: Mr. Sotos was entitled to receive (i) a maximum of 78,750 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,750 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.