Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 20:26 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 8,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006879 · edgar.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,083 F1 · shares: Represents 8,613 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:28 UTC |
Stillwell Mary-LeeChief Accounting Officer
|
GrantClass C Common Stock, par value $.01 per share | 229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006884 · edgar.xml · nonDerivative · entry 1 Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,278 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate. F2 · balance_after: Includes 1,008 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:27 UTC |
Sotos Christopher SDirector · President and CEO
|
GrantClass C Common Stock, par value $.01 per share | 2,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006881 · edgar.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,509 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 12,817 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:27 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
GrantClass C Common Stock, par value $.01 per share | 336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006883 · edgar.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,340 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 1,586 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:26 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006880 · edgar.xml · nonDerivative · entry 2 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class C Common Stock of Clearway Energy, Inc. F4 · balance_after: Includes 900 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:26 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 8,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006880 · edgar.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,170 F1 · shares: Represents 8,613 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors. Read SEC document |
| May 26, 2020 Filed May 29, 2020 01:12 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 26,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-067256 · a4.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,538 F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 26, 2020 Filed May 29, 2020 01:12 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 19,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-067256 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,687 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:41 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 5,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-057108 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,724 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC |
Plotkin ChadSVP and CFO
|
GrantRelative Performance Stock Units · Derivative | 16,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004955 · edgar.xml · derivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,724 Underlying: Class C Common Stock, par value $.01 per share · 25,086 shares Expires 2023-04-15 F4 · derivative.exercise_price: The Reporting Person was issued 16,724 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · balance_after: Reporting Person will receive (i) a maximum of 25,086 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 16,724 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,181 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC |
Plotkin ChadSVP and CFO
|
GrantClass C Common Stock, par value $.01 per share | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004955 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,082 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Plotkin under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:43 UTC |
Stillwell Mary-LeeChief Accounting Officer
|
GrantClass C Common Stock, par value $.01 per share | 11,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004957 · edgar.xml · nonDerivative · entry 1 Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,049 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Ms. Stillwell under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01. F3 · balance_after: The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of grant. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:42 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
GrantRelative Performance Stock Units · Derivative | 10,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004956 · edgar.xml · derivative · entry 2 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,827 Underlying: Class C Common Stock, par value $.01 per share · 16,240 shares Expires 2023-04-15 F4 · derivative.exercise_price: The Reporting Person was issued 10,827 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · balance_after: Reporting Person will receive (i) a maximum of 16,240 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 10,827 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,706 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:42 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
GrantClass C Common Stock, par value $.01 per share | 5,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004956 · edgar.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,004 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Malcarney under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC |
Sotos Christopher SDirector · President and CEO
|
GrantRelative Performance Stock Units · Derivative | 56,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004954 · edgar.xml · derivative · entry 2 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,792 Underlying: Class C Common Stock, par value $.01 per share · 85,188 shares Expires 2023-04-15 F4 · derivative.exercise_price: The Reporting Person was issued 56,792 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · balance_after: Reporting Person will receive (i) a maximum of 85,188 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 56,792 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 14,198 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:41 UTC |
Sotos Christopher SDirector · President and CEO
|
GrantClass C Common Stock, par value $.01 per share | 28,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004954 · edgar.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,449 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Sotos under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant. Read SEC document |
| April 08, 2020 Filed Apr 11, 2020 00:16 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-045631 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,164 F1 · kind: Reflects a grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the acquisitions of the Issuer's common stock previously reported by the Reporting Persons April 1, 2020. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:29 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 1,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-044286 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,362 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:51 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 159,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-043298 · a4.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,090 F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 23:51 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 2,691 | $17.90 | $48,168.90 |
DisclosureSEC source: 0001104659-20-043298 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 171,417 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Jul 21, 2020 01:31 UTC Amendment |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 156,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-084971 · a4a.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,994 F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Jul 21, 2020 01:31 UTC Amendment |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 2,691 | $17.90 | $48,168.90 |
DisclosureSEC source: 0001104659-20-084971 · a4a.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 171,417 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 01:25 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
PurchaseClass C Common Stock | 60,000 | $18.95 | $1,137,000.00 |
DisclosureSEC source: 0001104659-20-042068 · a4.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 168,726 F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Program to certain of its employees. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $18.56 to $19.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 01:25 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
PurchaseClass C Common Stock | 60,000 | $19.30 | $1,158,000.00 |
DisclosureSEC source: 0001104659-20-042068 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 108,726 F1 · kind: Reflects purchases made pursuant to a Rule 10b5-1 trading plan by Clearway Energy Group LLC ("Clearway Energy Group") in connection with grants it intends to make under its Long Term Equity Incentive Program to certain of its employees. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $19.06 to $19.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:01 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 3,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-032563 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 48,726 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2020 Filed Nov 24, 2020 23:00 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 849 | $22.05 | $18,720.45 |
DisclosureSEC source: 0001104659-20-129132 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 46,327 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F2 · balance_after: Reflects the amount of securities beneficially owned after the reported transaction that occurred on March 7, 2020. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:45 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass C Common Stock, par value $.01 per share | 433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003093 · edgar.xml · nonDerivative · entry 2 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,902 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 6,282 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:45 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass A Common Stock, par value $.01 per share | 126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003093 · edgar.xml · nonDerivative · entry 1 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,679 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 3,586 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:46 UTC |
Plotkin ChadSVP and CFO
|
GrantClass C Common Stock, par value $.01 per share | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003096 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,832 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 3,149 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:45 UTC |
Ford Brian R.Director
|
GrantClass C Common Stock, par value $.01 per share | 364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003094 · edgar.xml · nonDerivative · entry 2 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,879 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 6,183 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:45 UTC |
Ford Brian R.Director
|
GrantClass A Common Stock, par value $.01 per share | 63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003094 · edgar.xml · nonDerivative · entry 1 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,340 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 1,793 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:44 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003091 · edgar.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,470 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 525 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:47 UTC |
Stillwell Mary-LeeChief Accounting Officer
|
GrantClass C Common Stock, par value $.01 per share | 117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003098 · edgar.xml · nonDerivative · entry 1 Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,054 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate. F2 · balance_after: Includes 779 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:46 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
GrantClass C Common Stock, par value $.01 per share | 184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003097 · edgar.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,663 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 1,250 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:46 UTC |
Sotos Christopher SDirector · President and CEO
|
GrantClass C Common Stock, par value $.01 per share | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003095 · edgar.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,433 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 10,757 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:44 UTC |
More Daniel B.Director
|
GrantClass C Common Stock, par value $.01 per share | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-003092 · edgar.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,557 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 670 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:01 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 3,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-022925 · a4.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,478 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:46 UTC |
Plotkin ChadSVP and CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000309 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,635 F5 · price: On January 3, 2017, Mr. Plotkin was issued 7,357 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 2,458 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,382 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 477 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,910 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:47 UTC |
Stillwell Mary-LeeChief Accounting Officer
|
Tax withholdingClass C Common Stock, par value $.01 per share | 4,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000311 · edgar.xml · nonDerivative · entry 2 Stillwell Mary-Lee · CIK 0001750052 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,937 F3 · price: On August 31, 2018, Ms. Stillwell was issued 28,027 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 9,249 shares vested. Ms. Stillwell elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,435 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 788 DERs converted to Class C Common Stock, resulting in the reporting person holding 662 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:46 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
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Tax withholdingClass C Common Stock, par value $.01 per share | 5,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000310 · edgar.xml · nonDerivative · entry 2 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,479 F3 · price: On May 11, 2018, Mr. Malcarney was issued 33,232 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 10,967 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,834 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 1,149 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,066 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:46 UTC |
Sotos Christopher SDirector · President and CEO
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Tax withholdingClass C Common Stock, par value $.01 per share | 4,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000308 · edgar.xml · nonDerivative · entry 3 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,347 F5 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 8,776 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,998 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 1,703 DERs converted to Class C Common Stock, resulting in the reporting person holding 17,130 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionDividend Equivalent Rights · Derivative | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 6 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionDividend Equivalent Rights · Derivative | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 5 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 Underlying: Class C Common Stock, par value $.01 per share · 1,219 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
|
Exercise / conversionRelative Performance Stock Units · Derivative | 11,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · derivative · entry 4 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 17,308 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020. F2 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
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Tax withholdingClass C Common Stock, par value $.01 per share | 9,708 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,454 F4 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,708 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionClass C Common Stock, par value $.01 per share | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,139 dividend equivalent rights ("DERs") and an incremental 1,219 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,771 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 00:15 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionClass C Common Stock, par value $.01 per share | 17,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000397 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Mr. Plotkin was issued 11,025 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 17,308 RPSUs vested on January 3, 2020. F2 · price: Mr. Plotkin was entitled to receive (i) a maximum of 22,050 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,025 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,756 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:48 UTC |
Sotos Christopher SDirector · President and CEO
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Exercise / conversionDividend Equivalent Rights · Derivative | 4,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 6 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:48 UTC |
Sotos Christopher SDirector · President and CEO
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Exercise / conversionDividend Equivalent Rights · Derivative | 4,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 5 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 22:48 UTC |
Sotos Christopher SDirector · President and CEO
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Exercise / conversionRelative Performance Stock Units · Derivative | 39,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 4 Sotos Christopher S · CIK 0001578991 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 61,815 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Mr. Sotos was issued 39,375 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 61,815 RPSUs vested on January 3, 2020. F2 · derivative.exercise_price: Mr. Sotos was entitled to receive (i) a maximum of 78,750 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,750 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.