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Clearway Energy, Inc.

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0001567683
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Disposition to issuerClass C Common Stock, par value $.01 per share 9,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 5

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,604

F8 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 9,316 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

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January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 961 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 4

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 16,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Mr. Plotkin was issued 11,088 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,632 RPSUs vested on January 2, 2021.

F6 · price: Mr. Plotkin was entitled to receive (i) a maximum of 16,632 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,088 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,772 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,327

F3 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 3,035 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,658 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 287 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,647 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,985

F1 · price: On January 2, 2018, Mr. Plotkin was issued 5,954 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 1,989 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,227 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 344 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,934 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 997 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000226 · edgar.xml · nonDerivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,167

F3 · price: On January 2, 2019, Mr. Malcarney was issued 5,756 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 2, 2020. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 1,917 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 997 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 181 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,734 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 2,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000226 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,164

F1 · price: On May 11, 2018, Mr. Malcarney was issued 33,232 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 3,323 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,011 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 506 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,915 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:23 UTC OtherClass C Common Stock 24,345 $31.93 $777,335.85
Disclosure

SEC source: 0001104659-21-001187 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 35,802

F4 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 3,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 8

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 3,433 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 3,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 7

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Underlying: Class C Common Stock, par value $.01 per share · 3,433 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionRelative Performance Stock Units · Derivative 39,599 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 6

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 59,399 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Mr. Sotos was issued 39,599 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 59,399 RPSUs vested on January 2, 2021.

F6 · derivative.exercise_price: Mr. Sotos was entitled to receive (i) a maximum of 59,399 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,599 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,900 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Disposition to issuerClass C Common Stock, par value $.01 per share 29,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 5

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,562

F8 · price: Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 29,567 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionClass C Common Stock, par value $.01 per share 3,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Exercise / conversionClass C Common Stock, par value $.01 per share 59,399 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Mr. Sotos was issued 39,599 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 59,399 RPSUs vested on January 2, 2021.

F6 · price: Mr. Sotos was entitled to receive (i) a maximum of 59,399 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,599 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,900 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 4,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,297

F3 · price: On January 2, 2019, Mr. Sotos was issued 29,307 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 9,759 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,532 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 923 DERs converted to Class C Common Stock, resulting in the reporting person holding 15,776 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:44 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 3,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,829

F1 · price: On January 2, 2018, Mr. Sotos was issued 21,263 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 7,102 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,793 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 1,231 DERs converted to Class C Common Stock, resulting in the reporting person holding 16,699 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 01, 2021 Filed Jan 6, 2021 02:23 UTC OtherClass C Common Stock 7,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-001187 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,457

F1 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the acquisitions of the Issuer's common stock on August 31, 2020 previously reported by the Reporting Persons. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F1 · price: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the acquisitions of the Issuer's common stock on August 31, 2020 previously reported by the Reporting Persons. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:18 UTC GrantClass C Common Stock, par value $.01 per share 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011653 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,930

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 8,110 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:18 UTC GrantClass A Common Stock, par value $.01 per share 148 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011653 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,131

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 4,038 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:19 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 706 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011657 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,212

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 5,278 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:17 UTC GrantClass C Common Stock, par value $.01 per share 482 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011652 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,341

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 7,638 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:17 UTC GrantClass A Common Stock, par value $.01 per share 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011652 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,019 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a resultof rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:18 UTC GrantClass C Common Stock, par value $.01 per share 228 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011655 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,773

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,215 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:20 UTC
Rubenstein SarahVP Accounting & Controller
GrantClass C Common Stock, par value $.01 per share 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011659 · edgar.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,867

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · price: Includes 360 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:19 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 2,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011658 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,622

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 17,930 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:19 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 388 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011656 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,175

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,421 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:18 UTC GrantClass C Common Stock, par value $.01 per share 265 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011654 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,972

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,472 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 23:00 UTC OtherClass C Common Stock 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-129132 · a4.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,287

F5 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one of its employees.

F5 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one of its employees.

F6 · balance_after: Reflects securities beneficially owned after the reported transaction that occurred on November 20, 2020.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:45 UTC
Rubenstein SarahVP Accounting & Controller
GrantClass C Common Stock, par value $.01 per share 5,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010826 · edgar.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,743

F1 · shares: In connection with her appointment as Vice President, Accounting and Controller, Ms. Rubenstein was granted Restricted Stock Units ("RSUs") under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

Read SEC document
October 25, 2020 Filed Oct 27, 2020 23:26 UTC OtherClass C Common Stock 4,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-118647 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,424

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 22:01 UTC OtherClass C Common Stock 5,129 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-116844 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,904

F1 · kind: Reflects a grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:07 UTC GrantClass C Common Stock, par value $.01 per share 696 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009551 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,323

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 7,503 dividend equivalent rights that may only be settled in Class C Common Stock

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:07 UTC GrantClass A Common Stock, par value $.01 per share 172 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009551 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,981

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 3,888 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:08 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 812 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009556 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,505

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4,572 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:07 UTC GrantClass C Common Stock, par value $.01 per share 554 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009549 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,857

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 7,154 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:07 UTC GrantClass A Common Stock, par value $.01 per share 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009549 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 1,944 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:07 UTC GrantClass C Common Stock, par value $.01 per share 262 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009552 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,543

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 985 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:09 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 446 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009559 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,786

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,032 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:08 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 2,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009555 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,244

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 15,552 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:07 UTC GrantClass C Common Stock, par value $.01 per share 305 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009554 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,705

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1205 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 22:00 UTC OtherClass C Common Stock 5,591 $25.51 $142,626.41
Disclosure

SEC source: 0001104659-20-101945 · a4.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,033

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
August 31, 2020 Filed Nov 24, 2020 23:01 UTC Amendment OtherClass C Common Stock 5,355 $25.51 $136,606.05
Disclosure

SEC source: 0001104659-20-129133 · a4a.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,646

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F4 · balance_after: This amount reflects the number of securities beneficially owned by Clearway Energy Group after the reported transaction on August 31, 2020.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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June 01, 2020 Filed Jun 3, 2020 16:26 UTC GrantClass C Common Stock, par value $.01 per share 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006878 · edgar.xml · nonDerivative · entry 3

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,627

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F5 · balance_after: Includes 6,807 dividend equivalent rights that may only be settled in Class C Common Stock

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June 01, 2020 Filed Jun 3, 2020 16:26 UTC GrantClass A Common Stock, par value $.01 per share 130 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006878 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F4 · balance_after: Includes 3,716 dividend equivalent rights that may only be settled in Class A Common Stock.

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June 01, 2020 Filed Jun 3, 2020 16:26 UTC GrantClass C Common Stock, par value $.01 per share 10,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006878 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,102

F1 · shares: Represents 10,200 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit she owns upon termination of her service on Clearway Energy, Inc.'s Board of Directors.

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June 01, 2020 Filed Jun 3, 2020 20:27 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 611 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006882 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,693

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,760 dividend equivalent rights that may only be settled in Class C Common Stock.

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June 01, 2020 Filed Jun 3, 2020 20:25 UTC GrantClass C Common Stock, par value $.01 per share 417 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006877 · edgar.xml · nonDerivative · entry 3

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,303

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F5 · balance_after: Includes 6,600 dividend equivalent rights that may only be settled in Class C Common Stock.

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June 01, 2020 Filed Jun 3, 2020 20:25 UTC GrantClass A Common Stock, par value $.01 per share 65 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006877 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,405

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F4 · balance_after: Includes 1,858 dividend equivalent rights that may only be settled in Class A Common Stock.

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June 01, 2020 Filed Jun 3, 2020 20:25 UTC GrantClass C Common Stock, par value $.01 per share 6,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006877 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,886

F1 · shares: Represents 6,007 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors.

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June 01, 2020 Filed Jun 3, 2020 20:26 UTC GrantClass C Common Stock, par value $.01 per share 198 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006879 · edgar.xml · nonDerivative · entry 2

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,281

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and mayonly be settled in Class C Common Stock of Clearway Energy, Inc.

F4 · balance_after: Includes 723 dividend equivalent rights that may only be settled in Class C Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.