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CWEN

Clearway Energy, Inc.

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SEC CIK
0001567683
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655

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 17:16 UTC GrantClass A Common Stock, par value $.01 per share 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006349 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,462

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F4 · balance_after: Includes 4,369 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:16 UTC GrantClass C Common Stock, par value $.01 per share 8,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006349 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,991

F1 · shares: Represents 8,421 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: )Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit she owns upon termination of her service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:18 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 769 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006353 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,118

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,907 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:16 UTC GrantClass C Common Stock, par value $.01 per share 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006348 · edgar.xml · nonDerivative · entry 3

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,434

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F5 · balance_after: Includes 8,772 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:16 UTC GrantClass A Common Stock, par value $.01 per share 87 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006348 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F4 · balance_after: Includes 2,184 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:16 UTC GrantClass C Common Stock, par value $.01 per share 4,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006348 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,809

F1 · shares: Represents 4,959 Deferred Stock Units issued to the Reporting Person by Clearway Energy, Inc. under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:17 UTC GrantClass C Common Stock, par value $.01 per share 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006350 · edgar.xml · nonDerivative · entry 2

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,480

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F4 · balance_after: Includes 1,811 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:17 UTC GrantClass C Common Stock, par value $.01 per share 7,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006350 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

F1 · shares: Represents 7,111 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:19 UTC
Rubenstein SarahVP Accounting & Controller
GrantClass C Common Stock, par value $.01 per share 218 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006355 · edgar.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · price: Includes 648 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:18 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 529 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006354 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,527 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:18 UTC GrantClass C Common Stock, par value $.01 per share 398 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006351 · edgar.xml · nonDerivative · entry 2

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,761

F3 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F4 · balance_after: Includes 2,150 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:18 UTC GrantClass C Common Stock, par value $.01 per share 7,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006351 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,363

F1 · shares: Represents 7,111 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he owns upon termination of his service on Clearway Energy, Inc.'s Board of Directors or change in ownership or effective control of Clearway Energy, Inc.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:18 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 2,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-006352 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,046

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 12,876 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
May 24, 2021 Filed May 27, 2021 00:45 UTC OtherClass C Common Stock 18,727 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-072604 · tm2117643-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,318

F1 · kind: Reflects a grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:30 UTC
Sotos Christopher SDirector · President and CEO
PurchaseClass A Common Stock, par value $.01 per share 2,000 $24.55 $49,108.00
Disclosure

SEC source: 0001179110-21-005241 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

Read SEC document
April 30, 2021 Filed May 4, 2021 23:53 UTC OtherClass C Common Stock 1,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-061203 · tm2114972-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 48,045

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 23, 2021 Filed Apr 28, 2021 00:14 UTC OtherClass C Common Stock 867 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-055822 · tm2114282d1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 46,995

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Plotkin ChadSVP and CFO
GrantRelative Performance Stock Units · Derivative 11,481 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004513 · edgar.xml · derivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,481

Underlying: Class C Common Stock, par value$.01 per share · 17,221 shares

Expires 2024-04-15

F6 · derivative.exercise_price: The Reporting Person was issued 11,481 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F6 · shares: The Reporting Person was issued 11,481 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F7 · balance_after: Reporting Person will receive (i) a maximum of 17,221 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 11,481 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,870 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 5,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004513 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,349

F3 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004513 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,727

F1 · price: On April 15, 2020, Mr. Plotkin was issued 8,250 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2021, 2,747 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,413 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 122 DERs converted to Class C Common Stock, resulting in the reporting person holding 3,138 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:16 UTC
Rubenstein SarahVP Accounting & Controller
GrantClass C Common Stock, par value $.01 per share 7,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004515 · edgar.xml · nonDerivative · entry 2

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,954

F3 · shares: Represents RSUs issued to Ms. Rubenstein under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:16 UTC
Rubenstein SarahVP Accounting & Controller
Tax withholdingClass C Common Stock, par value $.01 per share 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004515 · edgar.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,557

F1 · price: On April 15, 2020, Ms. Rubenstein was issued 4,034 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2021, 1,343 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 440 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 60 DERs converted to Class C Common Stock, resulting in the reporting person holding 430 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:16 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantRelative Performance Stock Units · Derivative 9,387 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004514 · edgar.xml · derivative · entry 3

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

Underlying: Class C Common Stock, par value$.01 per share · 14,080 shares

Expires 2024-04-15

F6 · derivative.exercise_price: The Reporting Person was issued 9,387 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F6 · shares: The Reporting Person was issued 9,387 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F7 · balance_after: Reporting Person will receive (i) a maximum of 14,080 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 9,387 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,346 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:16 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 4,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004514 · edgar.xml · nonDerivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,246

F3 · shares: Represents RSUs issued to Mr. Malcarney under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

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April 15, 2021 Filed Apr 19, 2021 21:16 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Tax withholdingClass C Common Stock, par value $.01 per share 861 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004514 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

F1 · price: On April 15, 2020, Mr. Malcarney was issued 5,341 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2021, 1,778 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 861 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 79 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,998 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Sotos Christopher SDirector · President and CEO
GrantRelative Performance Stock Units · Derivative 41,319 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004512 · edgar.xml · derivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,319

Underlying: Class C Common Stock, par value $.01 per share · 61,978 shares

Expires 2024-04-15

F6 · derivative.exercise_price: The Reporting Person was issued 41,319 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F6 · shares: The Reporting Person was issued 41,319 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2021. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F7 · balance_after: Reporting Person will receive (i) a maximum of 61,978 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 41,319 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 10,329 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

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April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 20,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004512 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,439

F3 · shares: Represents RSUs issued to Mr. Sotos under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

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April 15, 2021 Filed Apr 19, 2021 21:15 UTC
Sotos Christopher SDirector · President and CEO
Tax withholdingClass C Common Stock, par value $.01 per share 4,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-004512 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,206

F1 · price: On April 15, 2020, Mr. Sotos was issued 28,016 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2021, 9,329.00 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,134 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 417 DERs converted to Class C Common Stock, resulting in the reporting person holding 10,269 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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April 08, 2021 Filed Apr 13, 2021 01:22 UTC OtherClass C Common Stock 1,152 $28.79 $33,166.08
Disclosure

SEC source: 0001104659-21-049442 · tm2112715-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 46,128

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transaction to the Issuer.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transaction to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2021 Filed Apr 5, 2021 22:21 UTC OtherClass C Common Stock 129,605 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046686 · tm2112101-1_4seq1.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 44,976

F4 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:21 UTC OtherClass C Common Stock 27,772 $28.86 $801,499.92
Disclosure

SEC source: 0001104659-21-046686 · tm2112101-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 174,581

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:54 UTC ConversionClass D Units of Clearway Energy LLC · Derivative 105,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-045027 · tm2111501-2_4seq1.xml · derivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 42,633,750

Underlying: Class C Common Stock · 105,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
March 29, 2021 Filed Apr 1, 2021 00:54 UTC ConversionClass C Common Stock 105,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-045027 · tm2111501-2_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 146,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 02:14 UTC OtherClass C Common Stock 961 $28.59 $27,474.99
Disclosure

SEC source: 0001104659-21-035162 · tm219446-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 41,809

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transaction to the Issuer.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transaction to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:05 UTC
Sotos Christopher SDirector · President and CEO
PurchaseClass A Common Stock, par value $.01 per share 2,000 $26.26 $52,520.00
Disclosure

SEC source: 0001179110-21-003053 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:11 UTC GrantClass C Common Stock, par value $.01 per share 640 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002708 · edgar.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,570

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 8,750 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:11 UTC GrantClass A Common Stock, par value $.01 per share 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002708 · edgar.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,288

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 4,195 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:12 UTC
Plotkin ChadSVP and CFO
GrantClass C Common Stock, par value $.01 per share 536 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002712 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,140

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 3,260 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:10 UTC GrantClass C Common Stock, par value $.01 per share 509 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002707 · edgar.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,850

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 8,147 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:10 UTC GrantClass A Common Stock, par value $.01 per share 78 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002707 · edgar.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,097 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:11 UTC GrantClass C Common Stock, par value $.01 per share 241 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002709 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,014

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,456 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:45 UTC OtherClass C Common Stock 3,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-031684 · tm218570-1_4seq1.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,848

F4 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one of its employees.

F4 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 01, 2021 Filed Mar 4, 2021 00:45 UTC OtherClass C Common Stock 1,313 $28.81 $37,827.53
Disclosure

SEC source: 0001104659-21-031684 · tm218570-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,115

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F1 · price: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 01, 2021 Filed Mar 3, 2021 22:13 UTC
Rubenstein SarahVP Accounting & Controller
GrantClass C Common Stock, par value $.01 per share 130 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002714 · edgar.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · VP Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,997

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · price: Includes 490 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2021 Filed Mar 3, 2021 22:13 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
GrantClass C Common Stock, par value $.01 per share 343 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002713 · edgar.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,510

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,077 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2021 Filed Mar 3, 2021 22:12 UTC
Sotos Christopher SDirector · President and CEO
GrantClass C Common Stock, par value $.01 per share 1,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002711 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,340

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 10,686 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2021 Filed Mar 3, 2021 22:12 UTC GrantClass C Common Stock, par value $.01 per share 280 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-002710 · edgar.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,252

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 1,752 dividend equivalent rights that may only be settled in Class C Common Stock.

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January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 961 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 8

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 961 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 961 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 7

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961

Underlying: Class C Common Stock, par value $.01 per share · 961 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,923 dividend equivalent rights ("DERs") and an incremental 916 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,724 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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January 02, 2021 Filed Jan 6, 2021 00:45 UTC
Plotkin ChadSVP and CFO
Exercise / conversionRelative Performance Stock Units · Derivative 11,088 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000225 · edgar.xml · derivative · entry 6

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 16,632 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Mr. Plotkin was issued 11,088 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.)(the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,632 RPSUs vested on January 2, 2021.

F6 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 16,632 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 11,088 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,772 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.