Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2022 Filed Apr 26, 2022 20:16 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 5,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-050346 · tm2213470-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 49,485 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC |
Plotkin ChadEVP AND CFO
|
GrantRelative Performance Stock Units · Derivative | 13,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · derivative · entry 4 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,045 Underlying: Class C Common Stock, par value $.01 per share · 19,567 shares Expires 2025-04-15 F8 · derivative.exercise_price: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · shares: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F9 · balance_after: Reporting Person will receive (i) a maximum of 19,567 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 13,045 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 3,261 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC |
Plotkin ChadEVP AND CFO
|
GrantClass C Common Stock, par value $.01 per share | 6,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,672 F5 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP. F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC |
Plotkin ChadEVP AND CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,021 F3 · price: On April 15, 2021, Mr. Plotkin was issued 5,622 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,953 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 999 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 81 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,414 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:48 UTC |
Plotkin ChadEVP AND CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,020 F1 · price: On April 15, 2020, Mr. Plotkin was issued 8,250 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 2,994 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,532 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 247 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,495 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:50 UTC |
Rubenstein SarahSVP & CAO
|
GrantRelative Performance Stock Units · Derivative | 7,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004147 · form4-04192022_010423.xml · derivative · entry 4 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,681 Underlying: Class C Common Stock, par value $.01 per share · 11,521 shares Expires 2025-04-15 F8 · derivative.exercise_price: The Reporting Person was issued 7,681 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · shares: The Reporting Person was issued 7,681 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F9 · balance_after: Reporting Person will receive (i) a maximum of 11,521 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 7,681 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 1,920 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:50 UTC |
Rubenstein SarahSVP & CAO
|
GrantClass C Common Stock, par value $.01 per share | 3,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 3 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,236 F5 · shares: Represents RSUs issued to Ms. Rubenstein under the LTIP. F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:50 UTC |
Rubenstein SarahSVP & CAO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 2 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,320 F3 · price: On April 15, 2021, Ms. Rubenstein was issued 7,397 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 2,569 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 805 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 106 DERs converted to Class C Common Stock, resulting in the reporting person holding 640 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:50 UTC |
Rubenstein SarahSVP & CAO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,125 F1 · price: On April 15, 2020, Ms. Rubenstein was issued 4,034 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,463 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 459 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 120 DERs converted to Class C Common Stock, resulting in the reporting person holding 746 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:49 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantRelative Performance Stock Units · Derivative | 9,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004146 · form4-04192022_010430.xml · derivative · entry 5 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,453 Underlying: Class C Common Stock, par value $.01 per share · 14,179 shares Expires 2025-04-15 F10 · derivative.exercise_price: The Reporting Person was issued 9,453 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F10 · shares: The Reporting Person was issued 9,453 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F11 · balance_after: Reporting Person will receive (i) a maximum of 14,179 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 9,453 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,363 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:49 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
GrantClass C Common Stock, par value $.01 per share | 4,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 4 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,683 F7 · shares: Represents RSUs issued to Mr. Malcarney under the LTIP. F8 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F9 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:49 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 3 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,864 F5 · price: On April 15, 2021, Mr. Malcarney was issued 4,597 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,596 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 817 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 66 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,671 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:49 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 2 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,681 F3 · price: On April 15, 2020, Mr. Malcarney was issued 5,341 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,760 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 859 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 145 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,737 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:49 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,540 F1 · price: Restricted Stock Unit (RSU) awards become eligible for continued vesting after a participant's Retirement, as defined in Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"), provided the award has been outstanding for one year. On April 15, 2022, Mr. Malcarney's RSUs granted on April 15, 2021 became eligible for continued vesting pursuant to the award agreement in the event Mr. Malcarney retires. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation associated with his eligibility for continued vesting of outstanding RSUs. This form reflects the surrender of 147 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: Includes 1,882 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:47 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantRelative Performance Stock Units · Derivative | 39,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004144 · form4-04192022_010434.xml · derivative · entry 4 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,607 Underlying: Class C Common Stock, par value $.01 per share · 59,410 shares Expires 2025-04-15 F8 · derivative.exercise_price: The Reporting Person was issued 39,607 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F8 · shares: The Reporting Person was issued 39,607 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F9 · balance_after: Reporting Person will receive (i) a maximum of 59,410 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 39,607 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,901 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:47 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
GrantClass C Common Stock, par value $.01 per share | 20,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 3 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,921 F5 · shares: Represents RSUs issued to Mr. Sotos under the LTIP. F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:47 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 2,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 2 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,729 F3 · price: On April 15, 2021, Mr. Sotos was issued 20,233 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 7,028 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,981 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 291 DERs converted to Class C Common Stock, resulting in the reporting person holding 8,333 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:47 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 4,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,710 F1 · price: On April 15, 2020, Mr. Sotos was issued 28,016 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 10,168 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,313 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 839 DERs converted to Class C Common Stock, resulting in the reporting person holding 8,624 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 20:15 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 877 | $34.24 | $30,028.48 |
DisclosureSEC source: 0001104659-22-047342 · tm2212929-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,006 F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 20:31 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-045091 · tm2212399-2_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,883 F2 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F2 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 20:31 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 1,152 | $35.09 | $40,423.68 |
DisclosureSEC source: 0001104659-22-045091 · tm2212399-2_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,363 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:30 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 97,481 | $36.46 | $3,554,157.26 |
DisclosureSEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 3 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 43,211 F3 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer. F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:30 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 140,692 F2 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F2 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees. F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:30 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 47,949 | $36.46 | $1,748,220.54 |
DisclosureSEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 140,157 F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:00 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
ConversionClass D Units of Clearway Energy LLC · Derivative | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-039515 · tm2210738-1_4seq1.xml · derivative · entry 2 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,586,750 Underlying: Class C Common Stock · 47,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:00 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
ConversionClass C Common Stock | 47,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-039515 · tm2210738-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 92,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:21 UTC |
Lowry Jennifer ElaineDirector
|
GrantClass C Common Stock, par value $.01 per share | 804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003127 · form4-03172022_010325.xml · nonDerivative · entry 1 Lowry Jennifer Elaine · CIK 0001748373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 F1 · shares: Represents 804 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. On March 15, 2022, Ms. Lowry received from Clearway Energy, Inc. one such share of Class C Common Stock in exchange for each Deferred Stock Unit she was issued on the same date. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:13 UTC |
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
|
Tax withholdingClass C Common Stock, par value $.01 per share | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002888 · form4-03112022_010302.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,687 F1 · price: Restricted Stock Unit (RSU) awards become eligible for continued vesting after a participant's Retirement, as defined in Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"), provided the award has been outstanding for one year. On March 9, 2022, Mr. Malcarney's RSUs granted on April 15, 2020 became eligible for continued vesting pursuant to the award agreement in the event Mr. Malcarney retires. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation associated with his eligibility for continued vesting of outstanding RSUs. This form reflects the surrender of 178 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: Includes 1,888 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:35 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass C Common Stock, par value $.01 per share | 725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002331 · form4-03032022_010352.xml · nonDerivative · entry 2 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,853 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 11,612 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:35 UTC |
MCCLEAN FERRELL PDirector
|
GrantClass A Common Stock, par value $.01 per share | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002331 · form4-03032022_010352.xml · nonDerivative · entry 1 MCCLEAN FERRELL P · CIK 0001168551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 4,814 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:41 UTC |
Plotkin ChadEVP AND CFO
|
GrantClass C Common Stock, par value $.01 per share | 442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002335 · form4-03032022_010314.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · EVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,552 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 2,742 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:33 UTC |
Ford Brian R.Director
|
GrantClass C Common Stock, par value $.01 per share | 557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002330 · form4-03032022_010324.xml · nonDerivative · entry 2 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,011 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F3 · balance_after: Includes 10,349 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:33 UTC |
Ford Brian R.Director
|
GrantClass A Common Stock, par value $.01 per share | 79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002330 · form4-03032022_010324.xml · nonDerivative · entry 1 Ford Brian R. · CIK 0001458874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,954 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate. F2 · balance_after: Includes 2,407 dividend equivalent rights that may only be settled in Class A Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:36 UTC |
ONEAL E STANLEYDirector
|
GrantClass C Common Stock, par value $.01 per share | 316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002332 · form4-03032022_010318.xml · nonDerivative · entry 1 ONEAL E STANLEY · CIK 0001182337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,097 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 2,706 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:38 UTC |
More Daniel B.Director
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GrantClass C Common Stock, par value $.01 per share | 355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002333 · form4-03032022_010345.xml · nonDerivative · entry 1 More Daniel B. · CIK 0001639398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. F2 · balance_after: Includes 3,155 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:44 UTC |
Rubenstein SarahSVP & CAO
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GrantClass C Common Stock, par value $.01 per share | 158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002337 · form4-03032022_010345.xml · nonDerivative · entry 1 Rubenstein Sarah · CIK 0001829270 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate. F2 · balance_after: Includes 866 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:42 UTC |
Malcarney Kevin P.SVP, GEN COUNSEL AND CORP SECR
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GrantClass C Common Stock, par value $.01 per share | 318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002336 · form4-03032022_010315.xml · nonDerivative · entry 1 Malcarney Kevin P. · CIK 0001738590 · SVP, GEN COUNSEL AND CORP SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,865 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 1,902 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:39 UTC |
Sotos Christopher SDirector · PRESIDENT AND CEO
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GrantClass C Common Stock, par value $.01 per share | 1,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002334 · form4-03032022_010318.xml · nonDerivative · entry 1 Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,023 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate. F2 · balance_after: Includes 9,463 dividend equivalent rights that may only be settled in Class C Common Stock. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:31 UTC |
Global Infrastructure GP III, L.P.10% owner
Clearway Energy Group LLC10% owner
|
OtherClass C Common Stock | 694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-026119 · tm227248-1_4seq1.xml · nonDerivative · entry 1 Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner Clearway Energy Group LLC · CIK 0001750994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,208 F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees. F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionDividend Equivalent Rights · Derivative | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 7 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
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Exercise / conversionDividend Equivalent Rights · Derivative | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 6 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
|
Exercise / conversionRelative Performance Stock Units · Derivative | 17,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 5 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value $.01 per share · 25,502 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022. F4 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
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Disposition to issuerClass C Common Stock, par value $.01 per share | 14,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 4 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,110 F6 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 14,164 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 1,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 3 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
|
Exercise / conversionClass C Common Stock, par value $.01 per share | 25,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 2 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022. F4 · price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Plotkin ChadSVP and CFO
|
Tax withholdingClass C Common Stock, par value $.01 per share | 1,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 1 Plotkin Chad · CIK 0001685648 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,559 F1 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy, Inc., par value $.01 per share. On January 2, 2022, 3,045 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,812 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 434 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,726 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
Exercise / conversionDividend Equivalent Rights · Derivative | 766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 7 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value$.01 per share · 766 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
Exercise / conversionDividend Equivalent Rights · Derivative | 766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 6 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766 Underlying: Class C Common Stock, par value $.01 per share · 766 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
Exercise / conversionRelative Performance Stock Units · Derivative | 10,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 5 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Common Stock, par value$.01 per share · 16,107 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Mr. Malcarney was issued 10,738 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,107 RPSUs vested on January 2, 2022. F4 · derivative.exercise_price: Mr. Malcarney was entitled to receive (i) a maximum of 16,107 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 10,738 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,685 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:11 UTC |
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
|
Disposition to issuerClass C Common Stock, par value $.01 per share | 8,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000126 · edgar.xml · nonDerivative · entry 4 Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,547 F6 · price: Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,818 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.