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CWEN

Clearway Energy, Inc.

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1796
SEC CIK
0001567683
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655

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Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2022 Filed Apr 26, 2022 20:16 UTC OtherClass C Common Stock 5,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-050346 · tm2213470-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,485

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 15, 2022 Filed Apr 19, 2022 20:48 UTC
Plotkin ChadEVP AND CFO
GrantRelative Performance Stock Units · Derivative 13,045 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004145 · form4-04192022_010430.xml · derivative · entry 4

Plotkin Chad · CIK 0001685648 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

Underlying: Class C Common Stock, par value $.01 per share · 19,567 shares

Expires 2025-04-15

F8 · derivative.exercise_price: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F8 · shares: The Reporting Person was issued 13,045 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · balance_after: Reporting Person will receive (i) a maximum of 19,567 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 13,045 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 3,261 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

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April 15, 2022 Filed Apr 19, 2022 20:48 UTC
Plotkin ChadEVP AND CFO
GrantClass C Common Stock, par value $.01 per share 6,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,672

F5 · shares: Represents RSUs issued to Mr. Plotkin under the LTIP.

F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

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April 15, 2022 Filed Apr 19, 2022 20:48 UTC
Plotkin ChadEVP AND CFO
Tax withholdingClass C Common Stock, par value $.01 per share 999 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,021

F3 · price: On April 15, 2021, Mr. Plotkin was issued 5,622 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,953 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 999 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 81 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,414 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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April 15, 2022 Filed Apr 19, 2022 20:48 UTC
Plotkin ChadEVP AND CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004145 · form4-04192022_010430.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,020

F1 · price: On April 15, 2020, Mr. Plotkin was issued 8,250 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 2,994 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,532 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 247 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,495 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:50 UTC GrantRelative Performance Stock Units · Derivative 7,681 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004147 · form4-04192022_010423.xml · derivative · entry 4

Rubenstein Sarah · CIK 0001829270 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

Underlying: Class C Common Stock, par value $.01 per share · 11,521 shares

Expires 2025-04-15

F8 · derivative.exercise_price: The Reporting Person was issued 7,681 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F8 · shares: The Reporting Person was issued 7,681 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · balance_after: Reporting Person will receive (i) a maximum of 11,521 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 7,681 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 1,920 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

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April 15, 2022 Filed Apr 19, 2022 20:50 UTC GrantClass C Common Stock, par value $.01 per share 3,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 3

Rubenstein Sarah · CIK 0001829270 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,236

F5 · shares: Represents RSUs issued to Ms. Rubenstein under the LTIP.

F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:50 UTC Tax withholdingClass C Common Stock, par value $.01 per share 805 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 2

Rubenstein Sarah · CIK 0001829270 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,320

F3 · price: On April 15, 2021, Ms. Rubenstein was issued 7,397 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 2,569 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 805 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 106 DERs converted to Class C Common Stock, resulting in the reporting person holding 640 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:50 UTC Tax withholdingClass C Common Stock, par value $.01 per share 459 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004147 · form4-04192022_010423.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

F1 · price: On April 15, 2020, Ms. Rubenstein was issued 4,034 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,463 shares vested. Ms. Rubenstein elected to satisfy her tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 459 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 120 DERs converted to Class C Common Stock, resulting in the reporting person holding 746 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:49 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
GrantRelative Performance Stock Units · Derivative 9,453 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004146 · form4-04192022_010430.xml · derivative · entry 5

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,453

Underlying: Class C Common Stock, par value $.01 per share · 14,179 shares

Expires 2025-04-15

F10 · derivative.exercise_price: The Reporting Person was issued 9,453 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F10 · shares: The Reporting Person was issued 9,453 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F11 · balance_after: Reporting Person will receive (i) a maximum of 14,179 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 9,453 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,363 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:49 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
GrantClass C Common Stock, par value $.01 per share 4,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 4

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,683

F7 · shares: Represents RSUs issued to Mr. Malcarney under the LTIP.

F8 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F9 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:49 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
Tax withholdingClass C Common Stock, par value $.01 per share 817 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 3

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,864

F5 · price: On April 15, 2021, Mr. Malcarney was issued 4,597 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,596 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 817 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 66 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,671 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:49 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
Tax withholdingClass C Common Stock, par value $.01 per share 859 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 2

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,681

F3 · price: On April 15, 2020, Mr. Malcarney was issued 5,341 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 1,760 shares vested. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 859 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 145 DERs converted to Class C Common Stock, resulting in the reporting person holding 1,737 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:49 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
Tax withholdingClass C Common Stock, par value $.01 per share 147 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004146 · form4-04192022_010430.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,540

F1 · price: Restricted Stock Unit (RSU) awards become eligible for continued vesting after a participant's Retirement, as defined in Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"), provided the award has been outstanding for one year. On April 15, 2022, Mr. Malcarney's RSUs granted on April 15, 2021 became eligible for continued vesting pursuant to the award agreement in the event Mr. Malcarney retires. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation associated with his eligibility for continued vesting of outstanding RSUs. This form reflects the surrender of 147 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: Includes 1,882 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:47 UTC
Sotos Christopher SDirector · PRESIDENT AND CEO
GrantRelative Performance Stock Units · Derivative 39,607 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004144 · form4-04192022_010434.xml · derivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,607

Underlying: Class C Common Stock, par value $.01 per share · 59,410 shares

Expires 2025-04-15

F8 · derivative.exercise_price: The Reporting Person was issued 39,607 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F8 · shares: The Reporting Person was issued 39,607 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2022. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2025 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · balance_after: Reporting Person will receive (i) a maximum of 59,410 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 39,607 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,901 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:47 UTC
Sotos Christopher SDirector · PRESIDENT AND CEO
GrantClass C Common Stock, par value $.01 per share 20,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,921

F5 · shares: Represents RSUs issued to Mr. Sotos under the LTIP.

F6 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F7 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:47 UTC
Sotos Christopher SDirector · PRESIDENT AND CEO
Tax withholdingClass C Common Stock, par value $.01 per share 2,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,729

F3 · price: On April 15, 2021, Mr. Sotos was issued 20,233 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 7,028 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,981 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 291 DERs converted to Class C Common Stock, resulting in the reporting person holding 8,333 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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April 15, 2022 Filed Apr 19, 2022 20:47 UTC
Sotos Christopher SDirector · PRESIDENT AND CEO
Tax withholdingClass C Common Stock, par value $.01 per share 4,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004144 · form4-04192022_010434.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,710

F1 · price: On April 15, 2020, Mr. Sotos was issued 28,016 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On April 15, 2022, 10,168 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,313 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 839 DERs converted to Class C Common Stock, resulting in the reporting person holding 8,624 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

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April 15, 2022 Filed Apr 19, 2022 20:15 UTC OtherClass C Common Stock 877 $34.24 $30,028.48
Disclosure

SEC source: 0001104659-22-047342 · tm2212929-2_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 44,006

F1 · kind: Reflects grant of shares of restricted stock of the Issuer granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 08, 2022 Filed Apr 12, 2022 20:31 UTC OtherClass C Common Stock 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-045091 · tm2212399-2_4seq1.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 44,883

F2 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 08, 2022 Filed Apr 12, 2022 20:31 UTC OtherClass C Common Stock 1,152 $35.09 $40,423.68
Disclosure

SEC source: 0001104659-22-045091 · tm2212399-2_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 44,363

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F3 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2022 Filed Apr 5, 2022 20:30 UTC OtherClass C Common Stock 97,481 $36.46 $3,554,157.26
Disclosure

SEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 3

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 43,211

F3 · kind: Reflects grants of shares of restricted stock of the Issuer granted by Clearway Energy Group under its Long Term Equity Incentive Program to certain of its employees. The Reporting Persons have agreed to voluntarily disgorge any profits deemed realized from such transactions to the Issuer.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2022 Filed Apr 5, 2022 20:30 UTC OtherClass C Common Stock 535 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 140,692

F2 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F2 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group under its Long Term Equity Incentive Program to one or more of its employees.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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April 01, 2022 Filed Apr 5, 2022 20:30 UTC OtherClass C Common Stock 47,949 $36.46 $1,748,220.54
Disclosure

SEC source: 0001104659-22-042786 · tm2211648-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 140,157

F1 · kind: Reflects the withholding of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to certain of its employees.

F4 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 25, 2022 Filed Mar 29, 2022 21:00 UTC ConversionClass D Units of Clearway Energy LLC · Derivative 47,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-039515 · tm2210738-1_4seq1.xml · derivative · entry 2

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 42,586,750

Underlying: Class C Common Stock · 47,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.exercise_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F1 · derivative.expiration_date: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 25, 2022 Filed Mar 29, 2022 21:00 UTC ConversionClass C Common Stock 47,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-039515 · tm2210738-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 92,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to an Amended and Restated Exchange Agreement, dated as of May 14, 2015, among Clearway Energy, Inc. (the "Issuer"), Clearway Energy LLC ("Clearway LLC") and other parties thereto (the "Exchange Agreement"), the Class D Units of Clearway LLC are exchangeable at any time for shares of Class C common stock of the Issuer ("Class C Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Class D Units for shares of Class C Common Stock pursuant to the Exchange Agreement, an equivalent number of shares of Class D Common Stock issued to the holder will automatically be canceled.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group LLC ("Clearway Energy Group"). Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose.

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March 15, 2022 Filed Mar 17, 2022 20:21 UTC GrantClass C Common Stock, par value $.01 per share 804 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003127 · form4-03172022_010325.xml · nonDerivative · entry 1

Lowry Jennifer Elaine · CIK 0001748373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

F1 · shares: Represents 804 Deferred Stock Units issued to the reporting person under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share. On March 15, 2022, Ms. Lowry received from Clearway Energy, Inc. one such share of Class C Common Stock in exchange for each Deferred Stock Unit she was issued on the same date.

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March 09, 2022 Filed Mar 11, 2022 21:13 UTC
Malcarney Kevin P.EVP, GEN COUNSEL AND CORP SECR
Tax withholdingClass C Common Stock, par value $.01 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002888 · form4-03112022_010302.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · EVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,687

F1 · price: Restricted Stock Unit (RSU) awards become eligible for continued vesting after a participant's Retirement, as defined in Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"), provided the award has been outstanding for one year. On March 9, 2022, Mr. Malcarney's RSUs granted on April 15, 2020 became eligible for continued vesting pursuant to the award agreement in the event Mr. Malcarney retires. Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation associated with his eligibility for continued vesting of outstanding RSUs. This form reflects the surrender of 178 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: Includes 1,888 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2022 Filed Mar 3, 2022 16:35 UTC GrantClass C Common Stock, par value $.01 per share 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002331 · form4-03032022_010352.xml · nonDerivative · entry 2

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,853

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 11,612 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2022 Filed Mar 3, 2022 16:35 UTC GrantClass A Common Stock, par value $.01 per share 159 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002331 · form4-03032022_010352.xml · nonDerivative · entry 1

MCCLEAN FERRELL P · CIK 0001168551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,907

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 4,814 dividend equivalent rights that may only be settled in Class A Common Stock.

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March 01, 2022 Filed Mar 3, 2022 21:41 UTC
Plotkin ChadEVP AND CFO
GrantClass C Common Stock, par value $.01 per share 442 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002335 · form4-03032022_010314.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,552

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 2,742 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2022 Filed Mar 3, 2022 21:33 UTC GrantClass C Common Stock, par value $.01 per share 557 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002330 · form4-03032022_010324.xml · nonDerivative · entry 2

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,011

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F3 · balance_after: Includes 10,349 dividend equivalent rights that may only be settled in Class C Common Stock.

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March 01, 2022 Filed Mar 3, 2022 21:33 UTC GrantClass A Common Stock, par value $.01 per share 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002330 · form4-03032022_010324.xml · nonDerivative · entry 1

Ford Brian R. · CIK 0001458874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,954

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.

F2 · balance_after: Includes 2,407 dividend equivalent rights that may only be settled in Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:36 UTC GrantClass C Common Stock, par value $.01 per share 316 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002332 · form4-03032022_010318.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,097

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 2,706 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:38 UTC GrantClass C Common Stock, par value $.01 per share 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002333 · form4-03032022_010345.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,766

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc.

F2 · balance_after: Includes 3,155 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:44 UTC GrantClass C Common Stock, par value $.01 per share 158 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002337 · form4-03032022_010345.xml · nonDerivative · entry 1

Rubenstein Sarah · CIK 0001829270 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,584

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") which become exercisable proportionately with the RSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU to which they relate.

F2 · balance_after: Includes 866 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:42 UTC
Malcarney Kevin P.SVP, GEN COUNSEL AND CORP SECR
GrantClass C Common Stock, par value $.01 per share 318 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002336 · form4-03032022_010315.xml · nonDerivative · entry 1

Malcarney Kevin P. · CIK 0001738590 · SVP, GEN COUNSEL AND CORP SECR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,865

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 1,902 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC
Sotos Christopher SDirector · PRESIDENT AND CEO
GrantClass C Common Stock, par value $.01 per share 1,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002334 · form4-03032022_010318.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,023

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 9,463 dividend equivalent rights that may only be settled in Class C Common Stock.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:31 UTC OtherClass C Common Stock 694 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-026119 · tm227248-1_4seq1.xml · nonDerivative · entry 1

Global Infrastructure Investors III, LLC · CIK 0001747194 · 10% owner

Global Infrastructure GP III, L.P. · CIK 0001747185 · 10% owner

GIP III Zephyr Acquisition Partners L.P. · CIK 0001752556 · 10% owner

Clearway Energy Group LLC · CIK 0001750994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 45,208

F1 · kind: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F1 · price: Reflects the forfeiture of shares of restricted stock of the Issuer previously granted by Clearway Energy Group LLC ("Clearway Energy Group") under its Long Term Equity Incentive Program to one or more of its employees.

F2 · ownership.nature: Reflects securities held directly by Clearway Energy Group. Global Infrastructure Investors III, LLC ("Global Investors") is the sole general partner of Global Infrastructure GP III, L.P. ("Global GP"), which is the general partner of GIP III Zephyr Acquisition Partners, L.P. ("GIP"), which is the sole member of Clearway Energy Group. As a result, Global Investors, Global GP, and GIP may be deemed to share beneficial ownership of the Issuer securities owned by Clearway Energy Group. Adebayo Ogunlesi, Jonathan Bram, William Brilliant, Matthew Harris, Michael McGhee, Rajaram Rao, William Woodburn, Salim Samaha and Robert O'Brien, as the voting members of the Investment Committee of Global Investors, may be deemed to share beneficial ownership of the Issuer securities beneficially owned by Global Investors. Such individuals expressly disclaim any such beneficial ownership.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported herein for purposes of Section 16 or for any other purpose or that the transaction reported herein is subject to Section 16(b) of the Exchange Act.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 7

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Exercise / conversionDividend Equivalent Rights · Derivative 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 6

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Class C Common Stock, par value $.01 per share · 1,213 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Exercise / conversionRelative Performance Stock Units · Derivative 17,001 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · derivative · entry 5

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 25,502 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022.

F4 · derivative.exercise_price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Disposition to issuerClass C Common Stock, par value $.01 per share 14,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 4

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,110

F6 · price: Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 14,164 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 3

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 2,426 dividend equivalent rights ("DERs") and an incremental 1,213 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 2,300 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Exercise / conversionClass C Common Stock, par value $.01 per share 25,502 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 2

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Mr. Plotkin was issued 17,001 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 25,502 RPSUs vested on January 2, 2022.

F4 · price: Mr. Plotkin was entitled to receive (i) a maximum of 25,502 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 17,001 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,250 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Plotkin ChadSVP and CFO
Tax withholdingClass C Common Stock, par value $.01 per share 1,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000125 · edgar.xml · nonDerivative · entry 1

Plotkin Chad · CIK 0001685648 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,559

F1 · price: On January 2, 2019, Mr. Plotkin was issued 9,114 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy, Inc., par value $.01 per share. On January 2, 2022, 3,045 shares vested. Mr. Plotkin elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,812 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 434 DERs converted to Class C Common Stock, resulting in the reporting person holding 4,726 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Exercise / conversionDividend Equivalent Rights · Derivative 766 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 7

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value$.01 per share · 766 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Exercise / conversionDividend Equivalent Rights · Derivative 766 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 6

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Class C Common Stock, par value $.01 per share · 766 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · price: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F5 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 1,532 dividend equivalent rights ("DERs") and an incremental 766 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 1,584 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Exercise / conversionRelative Performance Stock Units · Derivative 10,738 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000126 · edgar.xml · derivative · entry 5

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value$.01 per share · 16,107 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Mr. Malcarney was issued 10,738 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2019. Based on the Company reaching a certain level of total shareholder return ("TSR"), 16,107 RPSUs vested on January 2, 2022.

F4 · derivative.exercise_price: Mr. Malcarney was entitled to receive (i) a maximum of 16,107 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 10,738 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,685 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 22:11 UTC
Malcarney Kevin P.SVP, Gen Counsel and Corp Secr
Disposition to issuerClass C Common Stock, par value $.01 per share 8,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-000126 · edgar.xml · nonDerivative · entry 4

Malcarney Kevin P. · CIK 0001738590 · SVP, Gen Counsel and Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,547

F6 · price: Mr. Malcarney elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 8,818 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.